13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-28, with 619 holding rows worth $996,120,000.
- Accession
- 0001085146-20-000306
- Filer
- CIK 1607239
- Filed
- 2020-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 619 entries on the cover page, a total value of $996,120,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $996,120,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIPER | 92763M105 | COMMON STOCK | 10,204 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,318 | $251,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,122 | $249,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,815 | $248,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,850 | $246,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,112 | $246,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 52,874 | $245,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,901 | $244,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,900 | $244,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,771 | $244,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,722 | $242,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 7,596 | $242,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,789 | $241,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,847 | $240,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,168 | $239,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,000 | $239,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,583 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,755 | $237,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,325 | $235,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 29,308 | $235,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,700 | $235,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 9,500 | $235,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 3,625 | $233,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,750 | $231,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 275 | $230,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 991 | $228,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18,917 | $228,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 93,309 | $227,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,332 | $226,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,893 | $226,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,151 | $226,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,497 | $226,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,978 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,833 | $223,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 6,585 | $222,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 10,000 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,398 | $219,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,475 | $219,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,993 | $219,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,290 | $218,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,550 | $218,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,080 | $218,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 6,572 | $218,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,891 | $217,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,846 | $217,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 790 | $216,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,995 | $214,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 51,716 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,664 | $214,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,863 | $214,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 12,350 | $214,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,945 | $213,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,768 | $213,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,062 | $211,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 57,036 | $211,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,605 | $211,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,650 | $211,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 25,200 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,825 | $210,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,528 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,935 | $209,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 550 | $209,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 48,048 | $208,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,499 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 5,172 | $206,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,775 | $205,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 2,789 | $205,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,670 | $205,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,662 | $205,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,190 | $204,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,482 | $204,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,100 | $204,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,050 | $202,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,150 | $202,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 771 | $201,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 715 | $201,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,459 | $201,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,790 | $200,000 | thousands by filing date | |
| RH | 74967X103 | COM | 940 | $200,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,050 | $190,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 18,766 | $174,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,305 | $173,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,227 | $166,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,249 | $158,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $153,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 15,594 | $144,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,975 | $139,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 12,750 | $138,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,086 | $136,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 53,300 | $128,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 18,000 | $120,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,854 | $107,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,800 | $67,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 23,800 | $58,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,500 | $49,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 24,000 | $35,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,000 | $31,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 35,200 | $30,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 70,000 | $27,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,000 | $18,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 20,150 | $18,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,000 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $14,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $9,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 300 | $8,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 400 | $8,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 900 | $8,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 2,500 | $7,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $6,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $4,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 600 | $4,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $4,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 400 | $3,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $3,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 4,000 | $2,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 500 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000306 | this filing | 2020-01-28 | acceptance time not in the bulk data set |