13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-09, with 283 holding rows worth $440,337,000.
- Accession
- 0001085146-20-000051
- Filer
- CIK 1053994
- Filed
- 2020-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 283 entries on the cover page, a total value of $440,337,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $440,337,000 with VALUE read as thousands by filing date, 13F file number 028-12760. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 127,245 | $22,866,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 914,017 | $19,231,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 553,443 | $16,078,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 397,934 | $14,803,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 104,789 | $14,289,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 46,187 | $12,295,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 645,940 | $10,174,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 219,354 | $8,227,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 229,823 | $8,094,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 27,600 | $7,346,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,078 | $6,935,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 19,125 | $5,697,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 375,668 | $5,650,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 425,600 | $5,528,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 175,800 | $5,397,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 86,580 | $5,270,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 328,626 | $5,139,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 84,513 | $4,966,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 18,228 | $4,929,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 36,200 | $4,686,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 37,684 | $4,542,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 78,150 | $4,104,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 300,040 | $4,088,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 399,100 | $3,992,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,500 | $3,722,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 42,722 | $3,650,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 28,270 | $3,508,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 115,100 | $3,388,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 62,559 | $3,352,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 45,400 | $3,190,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $3,080,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 67,068 | $3,043,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 324,557 | $2,892,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 18,000 | $2,810,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25,000 | $2,690,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,000 | $2,611,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 188,500 | $2,584,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 413,374 | $2,555,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,500 | $2,508,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 23,452 | $2,503,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,428 | $2,485,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 30,568 | $2,467,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,107 | $2,440,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 2,098,773 | $2,435,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,092 | $2,418,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 26,780 | $2,394,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 44,281 | $2,386,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 9,000 | $2,332,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 140,450 | $2,308,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 30,090 | $2,284,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,667 | $2,246,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,381 | $2,203,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 30,000 | $2,196,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 235,000 | $2,190,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,336 | $2,175,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 107,500 | $2,153,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,040 | $2,042,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,078 | $2,026,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 103,350 | $1,942,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 9,811 | $1,926,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 17,100 | $1,923,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 11,538 | $1,849,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 57,000 | $1,841,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 258,353 | $1,829,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 24,000 | $1,808,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 371,010 | $1,807,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,764 | $1,787,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 31,500 | $1,758,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 35,140 | $1,737,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 45,458 | $1,715,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,903 | $1,694,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,000 | $1,686,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 12,736 | $1,665,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 136,989 | $1,610,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 78,734 | $1,610,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,275 | $1,605,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,400 | $1,573,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 48,788 | $1,564,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 9,684 | $1,563,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,523 | $1,523,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 82,600 | $1,494,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 26,269 | $1,489,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,000 | $1,461,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,686 | $1,450,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,200 | $1,395,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 60,100 | $1,394,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 24,500 | $1,386,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,500 | $1,321,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,984 | $1,299,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 35,200 | $1,292,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,400 | $1,289,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 55,000 | $1,273,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 230,200 | $1,273,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,370 | $1,205,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 222,809 | $1,172,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 55,000 | $1,140,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 69,750 | $1,138,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,013 | $1,128,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,904 | $1,123,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,230 | $1,114,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,000 | $1,097,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 15,000 | $1,087,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 250 | $1,071,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,000 | $1,070,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 33,467 | $1,060,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 21,900 | $1,056,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,560 | $1,040,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,995 | $1,030,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 10,900 | $1,015,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,048 | $1,014,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,600 | $996,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,199 | $992,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 34,500 | $979,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,870 | $969,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,165 | $965,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 11,000 | $935,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,445 | $932,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 201,200 | $930,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,819 | $925,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,303 | $917,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 42,300 | $895,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 16,000 | $888,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 10,590 | $827,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,392 | $813,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,900 | $803,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 100,000 | $802,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 58,075 | $788,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 17,200 | $748,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,656 | $739,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,000 | $729,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 36,950 | $727,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 12,000 | $727,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,716 | $723,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,792 | $708,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 19,000 | $704,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 12,000 | $694,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,000 | $691,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 47,500 | $691,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,531 | $680,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,865 | $679,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 12,246 | $659,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,254 | $655,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 19,000 | $642,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,000 | $631,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,470 | $625,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 82,000 | $623,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,713 | $615,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $607,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,242 | $603,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,000 | $602,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,000 | $580,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,750 | $576,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 10,000 | $551,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,400 | $544,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 38,955 | $524,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,333 | $515,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,964 | $498,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,000 | $495,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10,812 | $486,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,200 | $485,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 29,000 | $485,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,875 | $484,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,100 | $483,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,200 | $475,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,700 | $475,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 89,990 | $464,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,490 | $462,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 15,000 | $461,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 12,386 | $456,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,287 | $447,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,140 | $435,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,900 | $430,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 30,150 | $430,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,722 | $428,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 31,500 | $425,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 29,230 | $417,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,900 | $416,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 9,570 | $415,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 4,000 | $414,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,125 | $414,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 19,884 | $413,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,000 | $410,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,977 | $408,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,000 | $406,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,651 | $406,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 16,515 | $405,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,500 | $403,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 9,557 | $397,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,936 | $395,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,612 | $394,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,000 | $393,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,100 | $391,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 19,734 | $379,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,060 | $372,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,000 | $360,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 29,319 | $359,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,800 | $355,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,000 | $354,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,500 | $351,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,540 | $351,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,120 | $349,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,600 | $348,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 300 | $347,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 20,260 | $344,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,157 | $337,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,000 | $337,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,840 | $334,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,400 | $332,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,000 | $332,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,722 | $329,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 144,587 | $329,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,678 | $327,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,086 | $326,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,700 | $325,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,777 | $325,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,245 | $319,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 22,600 | $317,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,055 | $308,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,700 | $305,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,340 | $303,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,544 | $301,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 7,700 | $300,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,100 | $297,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,000 | $297,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 40,000 | $296,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 30,000 | $292,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,884 | $289,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 47,660 | $289,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,500 | $288,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,500 | $284,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 20,000 | $284,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,473 | $282,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,650 | $279,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,300 | $269,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,455 | $267,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 18,641 | $264,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,152 | $262,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,370 | $262,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,000 | $258,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,550 | $257,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,000 | $255,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 48,915 | $255,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,282 | $252,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,000 | $252,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,670 | $247,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 700,000 | $240,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,263 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,100 | $235,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,000 | $235,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 8,993 | $234,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,064 | $232,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 18,253 | $230,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,550 | $229,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,030 | $228,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,000 | $222,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,013 | $217,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 600 | $214,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,250 | $213,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,055 | $212,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,093 | $211,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,125 | $210,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,623 | $205,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $204,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,232 | $203,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 716 | $200,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,000 | $186,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,500 | $180,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,300 | $169,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,600 | $161,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,000 | $155,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,000 | $147,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 26,294 | $138,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 24,000 | $122,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 34,900 | $102,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 18,900 | $101,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,000 | $81,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,000 | $74,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,400 | $59,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 25,000 | $29,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,000 | $20,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 18,000 | $17,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,720 | $12,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 15,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000051 | this filing | 2020-01-09 | acceptance time not in the bulk data set |