13F-HR filed by Charles Schwab Investment Advisory, Inc.
Charles Schwab Investment Advisory, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 176 holding rows worth $65,131,054,000.
- Accession
- 0001085146-19-002989
- Filer
- CIK 1501902
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 176 entries on the cover page, a total value of $65,131,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,131,054,000 with VALUE read as thousands by filing date, 13F file number 028-14153. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 100,255,262 | $3,965,096,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 42,088,415 | $2,985,332,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 49,515,407 | $2,637,191,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 94,443,676 | $2,603,812,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 46,411,911 | $2,578,646,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 44,448,488 | $2,522,896,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 64,785,252 | $2,446,291,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 60,252,014 | $1,919,630,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 21,532,094 | $1,501,434,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 35,994,376 | $1,269,882,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 26,213,055 | $1,236,470,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 43,740,859 | $1,197,624,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,991,125 | $1,190,956,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 37,376,809 | $1,148,589,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 9,187,948 | $995,055,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 18,993,419 | $951,190,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 60,981,823 | $859,844,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 33,880,520 | $851,417,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 25,082,373 | $797,620,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 13,544,820 | $793,591,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 13,231,243 | $709,459,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,098,038 | $600,855,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 20,551,587 | $559,208,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,833,464 | $544,117,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,632,922 | $527,691,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,835,126 | $496,189,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,297,206 | $486,315,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,021,070 | $467,611,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,712,410 | $465,521,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,181,689 | $460,930,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,266,347 | $454,120,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,701,589 | $439,008,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,438,769 | $432,843,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,645,915 | $428,605,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,896,312 | $421,182,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,858,579 | $419,412,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,041,614 | $415,241,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,840,155 | $413,688,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,277,681 | $407,679,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,015,058 | $404,280,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,404,010 | $391,913,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,979,993 | $386,312,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,335,628 | $376,749,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 9,199,212 | $376,708,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,165,866 | $375,724,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,302,217 | $373,862,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,063,101 | $366,285,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,223,243 | $363,545,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,803,926 | $362,380,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,490,639 | $361,788,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 11,053,973 | $348,642,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10,564,027 | $348,613,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,242,593 | $338,731,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,582,425 | $334,061,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 11,055,463 | $331,885,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,689,358 | $330,456,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,781,619 | $327,369,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,682,429 | $323,615,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,211,694 | $320,089,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,504,754 | $317,903,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,243,698 | $314,606,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,818,491 | $309,921,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,830,526 | $308,887,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,006,841 | $304,240,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,371,079 | $295,570,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,498,770 | $292,742,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 12,839,050 | $291,557,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,318,521 | $289,541,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,586,907 | $286,612,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,450,960 | $284,664,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,478,747 | $279,203,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,600,229 | $276,707,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,021,015 | $275,637,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,197,266 | $275,592,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 6,827,040 | $270,692,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,784,985 | $269,533,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,266,466 | $268,599,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,913,633 | $266,150,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,326,148 | $260,438,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,113,692 | $259,451,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,621,074 | $253,682,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,513,875 | $250,357,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,167,676 | $244,634,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,852,345 | $240,824,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,187,696 | $234,327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,338,433 | $226,391,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,170,517 | $223,832,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,387,422 | $216,016,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,312,816 | $215,827,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,117,472 | $208,715,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,021,945 | $205,398,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,294,918 | $199,275,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 7,909,142 | $198,440,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,414,212 | $197,684,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,155,587 | $193,374,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 8,517,035 | $192,399,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,155,023 | $190,548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,800,891 | $188,319,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,859,626 | $185,247,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,266,654 | $180,058,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 3,557,002 | $179,594,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,052,239 | $177,492,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,428,984 | $161,940,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,217,613 | $156,528,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 5,506,665 | $150,607,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 7,409,155 | $148,776,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,215,688 | $147,118,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 2,626,675 | $145,912,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 4,891,362 | $144,158,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,488,993 | $142,839,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,095,744 | $135,437,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,174,118 | $133,086,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,704,590 | $124,913,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 713,216 | $120,662,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 3,903,694 | $112,199,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,049,357 | $109,866,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,897,024 | $106,060,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 703,494 | $100,656,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,597,901 | $98,143,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,106,381 | $91,354,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 991,329 | $89,348,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 848,770 | $86,532,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,256,304 | $82,979,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 539,131 | $81,593,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,323,303 | $78,591,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 562,159 | $76,640,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 419,452 | $75,552,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 739,695 | $74,813,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,490,760 | $73,078,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 779,375 | $69,154,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 525,280 | $66,605,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 498,196 | $63,510,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,483,847 | $60,883,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 481,609 | $56,126,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,250,635 | $55,228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,833,216 | $52,613,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 6,215,962 | $52,090,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 625,830 | $33,463,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 997,664 | $28,513,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 697,771 | $27,813,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 239,212 | $26,904,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 436,250 | $24,339,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 342,758 | $20,165,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 238,579 | $17,316,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 651,308 | $13,515,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 127,718 | $12,993,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 189,124 | $12,533,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 58,191 | $8,266,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 36,138 | $3,815,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 35,283 | $3,597,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 55,994 | $3,243,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 238,871 | $3,124,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 219,466 | $2,754,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 39,825 | $2,597,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,523 | $2,403,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 14,613 | $1,654,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 46,999 | $1,389,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,062 | $1,213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 32,942 | $1,030,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 12,556 | $836,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,534 | $832,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 18,822 | $695,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 11,568 | $538,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,365 | $409,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,840 | $397,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 26,149 | $394,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,514 | $364,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,650 | $363,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 15,118 | $356,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,529 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,574 | $350,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,197 | $268,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 895 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,136 | $256,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,884 | $220,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,352 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002989 | this filing | 2019-11-14 | acceptance time not in the bulk data set |