13F-HR filed by OXFORD ASSET MANAGEMENT LLP
OXFORD ASSET MANAGEMENT LLP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,661 holding rows worth $3,924,531,000.
- Accession
- 0001085146-19-002986
- Filer
- CIK 1438284
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,661 entries on the cover page, a total value of $3,924,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,924,531,000 with VALUE read as thousands by filing date, 13F file number 028-13149. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SLM CORP COM | 78442P106 | Stock | 28,909 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 16,111 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONTOOR BRANDS INC | 50050N103 | COM | 7,217 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 77,716 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 91,487 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUNGE LTD | G16962105 | COM | 4,404 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,412 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 42,348 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERITIV CORP | 923454102 | COM | 13,621 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 103,919 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 3,780 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,299 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,441 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVAYA HLDGS CORP | 05351X101 | COM | 23,974 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 44,371 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSCORE INC | 20564W105 | COM | 126,512 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755108 | COM | 6,790 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP COM | 05379B107 | Stock | 4,932 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RLJ LODGING TR COM | 74965L101 | REIT | 13,976 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 88,501 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHI GROUP INC | 23331S100 | COM | 61,542 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,096 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIDEOPENWEST INC | 96758W101 | COM | 38,363 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 28,479 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,070 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBR INC COM | 48242W106 | Stock | 9,553 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 5,061 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 45,819 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 72,296 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 23,851 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 155,062 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,265 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 29,696 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUE BIOPHARMA INC | 22978P106 | COM | 26,602 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALOS ENERGY INC | 87484T108 | COM | 10,965 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 94,892 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,009 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 9,009 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,009 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRENO RLTY CORP | 88146M101 | COM | 4,287 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 10,606 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 12,770 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,190 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW HLDGS INC COM | 260557103 | Stock | 4,538 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,425 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 71,069 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 8,310 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENGR CORP | 704551100 | COM | 14,520 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBTX INC | 12481V104 | COM | 7,687 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 158,464 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,663 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 8,719 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MENLO THERAPEUTICS INC | 586858102 | COM | 46,796 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 1,391 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERNER CORP | 156782104 | COM | 3,053 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,147 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,882 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 9,648 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,462 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 20,377 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 726,486 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,931 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 41,014 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,219 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA OUTDOOR INC | 928377100 | COM | 32,284 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 93,199 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 52,913 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301106 | CL A NON VTG | 29,672 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 28,846 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 25,382 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SI BONE INC | 825704109 | COM | 10,495 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 26,372 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 40,813 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 105,399 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 21,414 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 68,633 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 599,564 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 15,741 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAFGEN INC | 98885E103 | COM | 229,861 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 565,859 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 599,564 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 12,089 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAUCH CORP | 024061103 | COM | 20,072 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARTEK INC | 85569C107 | COM | 25,438 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 13,845 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 30,306 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 15,603 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 13,015 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299106 | COM | 13,135 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 490,000 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 150,664 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 51,786 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 342,100 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMP CORP | 128126109 | COMMON STOCK | 12,694 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 100,000 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUSTANG BIO INC | 62818Q104 | COM | 43,941 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRF SA | 10552T107 | SPONSORED ADR | 15,500 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 53,991 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 341,200 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 1,497,742 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 703,388 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 17,969 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 333,275 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 16,061 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 326,667 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 144,232 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAYAGS INC | 72814N104 | COM | 11,802 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,323 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 570,000 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIPLAY CORPORATION | 809087109 | CL A | 11,261 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 580,421 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 40,292 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 27,040 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 38,371 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 930,000 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 175,127 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,082 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 317,250 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 41,157 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 490,000 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 23,332 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 11,488 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 11,309 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 28,193 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,648 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIMINI STR INC DEL | 76674Q107 | COM | 17,676 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 315,000 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 56,333 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 409,159 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,273 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEST CORP | 461147100 | COMMON STOCK | 14,400 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 80,262 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551308 | COM NEW | 16,427 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 242,040 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 10,178 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 509,900 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 15,957 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 36,857 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 217,100 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 662,873 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNT COS FIN TR INC | 44558T100 | COM | 15,067 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,674 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 20,593 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 225,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 23,563 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 11,348 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 14,055 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTW RETAILWINDS INC | 74980D100 | COM | 28,346 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 200,000 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 190,875 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734604 | COM | 37,294 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 218,000 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KADMON HLDGS INC | 48283N106 | COM | 11,190 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 105,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 100,000 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 84,619 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 15,512 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 84,719 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 83,223 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 21,678 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Reebonz Holding Limited | G7457R122 | SHS | 98,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002986 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-000958 | added | 2020-02-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-001642 | added | 2020-05-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002367 | added | 2020-08-20 | acceptance time not in the bulk data set |