13F-HR filed by OSTERWEIS CAPITAL MANAGEMENT INC
OSTERWEIS CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 108 holding rows worth $1,371,432,000.
- Accession
- 0001085146-19-002948
- Filer
- CIK 1007524
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 152 entries on the cover page, a total value of $1,371,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,371,432,000 with VALUE read as thousands by filing date, 13F file number 028-04483. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOSTERWEIS CAPITAL MANAGEMENT LLC/CA028-06550
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 67,939,000 | $68,024,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 47,424 | $57,809,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,079,076 | $57,288,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 336,944 | $46,845,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 46,115,000 | $46,115,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 170,404 | $39,703,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 255,646 | $36,923,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 80,108 | $33,014,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,130,064 | $32,297,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 350,760 | $32,270,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 228,542 | $29,667,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 225,334 | $27,993,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 34,517,000 | $27,655,000 | thousands by filing date | principal |
| DOLLAR GEN CORP COM | 256677105 | Stock | 170,826 | $27,151,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 303,505 | $26,374,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 426,676 | $25,613,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 148,514 | $25,547,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 606,234 | $25,353,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,273,179 | $24,235,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 63,421 | $24,130,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 424,431 | $23,726,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 170,603 | $23,715,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 20,759,000 | $22,836,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 20,250,000 | $22,752,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 438,851 | $21,899,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 21,704,000 | $21,745,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 408,965 | $20,648,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 81,270 | $20,558,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 477,878 | $19,990,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 20,840,000 | $19,889,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 95,558 | $19,878,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 57,606 | $19,571,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,413,950 | $18,862,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 129,308 | $18,823,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 117,408 | $18,273,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 274,625 | $18,199,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 137,089 | $17,737,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 101,641 | $17,276,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 124,366 | $17,069,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 130,573 | $16,247,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 16,835,000 | $15,941,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 362,702 | $15,542,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 11,916,000 | $13,275,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 13,000,000 | $13,153,000 | thousands by filing date | principal |
| US FOODS HLDG CORP COM | 912008109 | Stock | 291,131 | $11,965,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 274,810 | $8,011,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10,000,000 | $7,976,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 374,355 | $6,819,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 68,180 | $6,200,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 113,505 | $6,100,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 292,260 | $6,064,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 107,295 | $5,895,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 54,165 | $5,819,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 127,165 | $5,772,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 175,075 | $5,709,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 84,025 | $5,654,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 52,715 | $5,407,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 77,780 | $5,267,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 51,635 | $5,039,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 74,880 | $5,001,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 5,000,000 | $4,979,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 28,380 | $4,681,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 81,585 | $4,610,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 74,660 | $4,321,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 219,740 | $4,086,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 162,959 | $4,064,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 66,235 | $4,044,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,090 | $3,774,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 33,615 | $3,743,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 465,015 | $3,729,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25,197 | $3,134,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 206,395 | $3,125,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 212,470 | $3,055,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 144,855 | $2,980,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 64,015 | $2,806,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 150,410 | $2,737,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 23,930 | $2,676,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 52,105 | $2,665,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 25,290 | $2,621,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 134,925 | $2,600,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 114,190 | $2,582,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $2,183,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 11,970 | $2,129,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 30,675 | $1,809,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,881 | $1,765,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 252,095 | $1,742,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 17,792 | $1,720,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,295 | $1,599,000 | thousands by filing date | principal |
| QUINSTREET INC | 74874Q100 | COM | 118,532 | $1,492,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,218 | $1,357,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,234 | $1,030,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 28,635 | $857,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 37,185 | $831,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,083 | $824,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,215 | $620,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 10,976 | $554,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,330 | $516,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,304 | $510,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,514 | $330,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,260 | $316,000 | thousands by filing date | principal |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,863 | $279,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 3,939 | $274,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,150 | $267,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,787 | $233,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,707 | $233,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,133 | $224,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,792 | $212,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 745 | $206,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002948 | this filing | 2019-11-14 | acceptance time not in the bulk data set |