13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 2,670 holding rows worth $12,902,233,000.
- Accession
- 0001085146-19-002878
- Filer
- CIK 1084580
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,670 entries on the cover page, a total value of $12,902,233,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,902,233,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THERAPEUTICSMD INC | 88338N107 | COM | 29,074 | $106,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 77,000 | $106,000 | thousands by filing date | principal |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $105,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 24,822 | $104,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 29,363 | $103,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 30,747 | $103,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 11,758 | $102,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,189 | $101,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 49,559 | $100,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 916 | $99,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 12,475 | $97,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,100 | $96,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,541 | $96,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,500 | $96,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 17,974 | $96,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 800 | $95,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 20,550 | $95,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 11,120 | $95,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 100,000 | $94,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 6,000 | $93,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 50,000 | $93,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,121 | $92,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,500 | $91,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,200 | $90,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 12,952 | $88,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 487 | $88,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 16,874 | $88,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,715 | $88,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 19,639 | $88,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 300 | $87,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 13,639 | $84,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,000 | $83,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,069 | $83,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 27,554 | $83,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 11,488 | $83,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 9,000 | $82,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 24,905 | $82,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 300 | $81,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 29,707 | $81,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 11,564 | $80,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,300 | $79,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 31,985 | $79,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 500 | $77,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,585 | $77,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,292 | $77,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 15,055 | $77,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,713 | $77,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 527 | $76,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 281 | $76,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 500 | $76,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 14,499 | $73,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,553 | $71,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,341 | $69,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 21,855 | $68,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 4,857 | $67,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 50,000 | $67,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,200 | $66,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,500 | $66,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,598 | $64,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,219 | $62,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,121 | $62,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 15,525 | $60,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 60,249 | $60,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,300 | $60,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 31,200 | $60,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 1,800 | $59,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 10,000 | $58,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 33,400 | $56,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2,000 | $55,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 200 | $54,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 1,022 | $54,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,000 | $54,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 41,000 | $54,000 | thousands by filing date | principal |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,421 | $53,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 51,000 | $53,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 1,600 | $52,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,576 | $51,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,876 | $50,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 900 | $47,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,336 | $47,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 13,751 | $47,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 16,526 | $47,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 20,110 | $47,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 38,800 | $46,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 300 | $45,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 13,557 | $45,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 10,109 | $44,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 400 | $43,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 1,600 | $42,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,000 | $42,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 13,444 | $42,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 16,900 | $42,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 40,329 | $41,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 25,517 | $40,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,600 | $40,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 189 | $39,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,312 | $39,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 54,000 | $39,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 39,000 | $39,000 | thousands by filing date | principal |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,283 | $38,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 400 | $37,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 550 | $36,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 25,000 | $36,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400 | $35,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 500 | $34,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 9,431 | $33,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,123 | $32,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 500 | $31,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,076 | $30,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 29,000 | $30,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 100 | $29,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 200 | $29,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,800 | $29,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 23,972 | $29,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,200 | $28,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $27,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,427 | $27,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,000 | $27,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,000 | $26,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 3,600 | $26,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 5,000 | $25,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 16,000 | $25,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,300 | $24,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 20,500 | $24,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $23,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 18,500 | $23,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,580 | $23,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 27,000 | $23,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 16,000 | $21,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 22,000 | $21,000 | thousands by filing date | principal |
| COMSCORE INC | 20564W105 | COM | 10,400 | $20,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 18,000 | $19,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,732 | $18,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 30,244 | $18,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 600 | $17,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,200 | $15,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,195 | $15,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,100 | $14,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,100 | $14,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 10,000 | $12,000 | thousands by filing date | principal |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 500 | $11,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,000 | $11,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 12,000 | $11,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 25,000 | $9,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 742 | $7,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 100 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,201 | $6,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 500 | $6,000 | thousands by filing date | call |
| Plus Therapeutics Inc WTS | 72941H111 | COMMON | 882,000 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 300 | $3,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 31,738 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 35 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 821 | $1,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 29 | $1,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 500 | $1,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 29,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 24,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 11,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FERRARI N V | N3167Y103 | COM | 83,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FERRARI N V | N3167Y103 | COM | 253,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEREX CORP NEW COM | 880779103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 32,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 58,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 64,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 440,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 240,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 40,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CISION LTD | G1992S109 | SHS | 1,000,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CISION LTD | G1992S109 | SHS | 1,000,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002878 | this filing | 2019-11-13 | acceptance time not in the bulk data set |