13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 112 holding rows worth $219,364,000.
- Accession
- 0001085146-19-002856
- Filer
- CIK 1627608
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 112 entries on the cover page, a total value of $219,364,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,364,000 with VALUE read as thousands by filing date, 13F file number 028-16854. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVITATION HOMES INC COM | 46187W107 | REIT | 425,000 | $12,584,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,025,000 | $10,025,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 295,000 | $8,461,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 280,000 | $7,823,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 240,000 | $7,075,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 445,000 | $6,911,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 319,518 | $5,854,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 574,995 | $5,761,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 187,308 | $5,222,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 307,500 | $5,098,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 500,000 | $5,095,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 198,188 | $4,598,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 110,000 | $4,597,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 425,000 | $4,560,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 449,997 | $4,455,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 121,600 | $4,376,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 130,500 | $4,374,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 602,700 | $4,026,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 400,000 | $3,964,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 175,000 | $3,715,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 349,998 | $3,524,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 244,565 | $3,510,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 200,000 | $3,450,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 87,500 | $3,444,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 225,074 | $3,093,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 299,994 | $2,943,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 85,000 | $2,882,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 81,551 | $2,632,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 418,336 | $2,548,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 250,000 | $2,545,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 250,000 | $2,545,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 250,000 | $2,503,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 249,998 | $2,450,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 30,000 | $2,378,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 57,116 | $2,252,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 85,806 | $2,154,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 40,000 | $2,053,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 28,100 | $1,999,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 199,998 | $1,970,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 199,992 | $1,942,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 101,500 | $1,885,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 82,803 | $1,795,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 175,000 | $1,794,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 115,000 | $1,781,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 150,000 | $1,598,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 100,000 | $1,558,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 99,900 | $1,551,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 150,000 | $1,514,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 50,000 | $1,465,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 141,976 | $1,447,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 28,000 | $1,411,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 90,000 | $1,394,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 135,000 | $1,357,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 250,000 | $1,205,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 65,900 | $1,170,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 15,000 | $1,112,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 65,000 | $1,067,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,000 | $1,023,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 100,000 | $1,018,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 100,000 | $1,009,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 99,996 | $993,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 99,999 | $987,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 99,998 | $985,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 62,500 | $938,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,295,802 | $918,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 50,000 | $914,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 25,000 | $846,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26,771 | $845,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 40,000 | $830,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 369,099 | $738,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 98,245 | $671,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 40,000 | $649,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 108,827 | $645,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 28,483 | $639,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 200,000 | $556,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 400,000 | $536,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 40,000 | $504,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 59,482 | $483,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 333,332 | $433,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 249,999 | $380,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 258,333 | $372,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 500,000 | $350,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 274,999 | $335,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 25,000 | $332,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 64,998 | $330,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 30,000 | $312,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 5,000 | $301,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 191,665 | $287,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 150,000 | $237,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 318,099 | $235,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 149,999 | $225,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,230 | $213,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 30,000 | $192,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 200,000 | $158,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 174,998 | $140,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 217,702 | $131,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 200,000 | $118,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 17,102 | $112,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 124,999 | $111,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 124,999 | $106,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 163,265 | $100,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 124,999 | $99,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 99,998 | $85,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 99,998 | $79,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 66,664 | $63,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 99,998 | $61,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 82,595 | $59,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 66,666 | $54,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 33,333 | $47,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 49,999 | $46,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 49,539 | $36,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 25,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002856 | this filing | 2019-11-12 | acceptance time not in the bulk data set |