13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 448 holding rows worth $394,229,000.
- Accession
- 0001085146-19-002848
- Filer
- CIK 48966
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 458 entries on the cover page, a total value of $394,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $394,229,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Financial Products LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,251,605 | $70,121,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 431,400 | $32,873,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 302,100 | $17,616,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 115,000 | $17,091,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,158,339 | $12,070,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 973,539 | $10,091,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 766,964 | $7,838,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,503,250 | $7,685,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 166,154 | $6,907,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 248,500 | $6,637,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,566,986 | $6,299,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 924,478 | $5,445,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 461,349 | $4,743,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 100,336 | $4,030,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 126,400 | $3,952,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 90,868 | $3,893,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 150,000 | $3,600,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 29,150 | $3,166,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 297,067 | $3,164,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 322,061 | $3,156,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 110,000 | $3,108,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 61,819 | $2,964,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 551,800 | $2,803,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 257,802 | $2,766,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 51,820 | $2,473,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 100,000 | $2,462,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 239,494 | $2,378,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 231,322 | $2,348,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 229,249 | $2,334,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 23,364 | $2,320,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 16,800 | $2,296,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 232,991 | $2,286,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 89,600 | $2,217,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 99,805 | $2,207,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 200,000 | $2,066,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 123,900 | $1,994,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 179,350 | $1,826,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 163,733 | $1,732,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,586,969 | $1,666,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 405,200 | $1,633,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 154,116 | $1,580,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 157,664 | $1,553,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,996 | $1,552,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 146,473 | $1,507,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 148,465 | $1,498,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 296,401 | $1,298,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 127,481 | $1,288,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,653 | $1,256,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 50,000 | $1,247,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 160,000 | $1,200,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 13,300 | $1,199,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,936 | $1,199,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 113,537 | $1,194,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 117,000 | $1,193,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 90,000 | $1,171,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 50,000 | $1,169,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 9,589 | $1,142,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $1,141,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 112,867 | $1,139,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 202,809 | $1,136,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 111,861 | $1,123,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 108,121 | $1,119,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 26,500 | $1,106,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 26,000 | $1,094,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 103,004 | $1,078,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 90,592 | $1,074,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 839,953 | $1,067,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 98,529 | $1,029,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16,605 | $1,019,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 100,000 | $1,010,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 210,711 | $1,010,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $968,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,367 | $944,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 255,000 | $943,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 89,978 | $908,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 27,852 | $902,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 690,776 | $898,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 67,500 | $875,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 50,000 | $865,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 84,461 | $862,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 83,491 | $850,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 39,600 | $840,000 | thousands by filing date | put |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 81,741 | $817,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 48,626 | $792,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 652,800 | $786,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 192,000 | $770,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 52,100 | $732,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 26,310 | $730,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 67,500 | $715,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 72,058 | $712,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 64,711 | $690,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,845 | $676,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 47,900 | $663,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 324,900 | $648,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 20,136 | $633,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 94,800 | $598,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,200 | $588,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 62,100 | $577,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 54,900 | $560,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,810 | $545,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 28,000 | $540,000 | thousands by filing date | call |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 52,998 | $536,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 23,301 | $521,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 50,299 | $519,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 50,000 | $508,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 51,295 | $505,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 38,000 | $504,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 46,699 | $480,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 45,490 | $471,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 383,183 | $460,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 17,500 | $457,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 23,937 | $451,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 19,114 | $441,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 293,218 | $440,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 42,619 | $426,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 313,174 | $420,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 652,724 | $411,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 44,600 | $406,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,627 | $403,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 38,545 | $402,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 40,231 | $399,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 39,040 | $394,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,800 | $393,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 84,000 | $392,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 44,500 | $392,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 20,000 | $389,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,800 | $386,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $385,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 30,100 | $385,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 1,650 | $384,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,250 | $377,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,100 | $376,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,000 | $373,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 7,800 | $373,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 100 | $372,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 20,650 | $372,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 950 | $371,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,000 | $371,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,400 | $371,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,100 | $369,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,100 | $368,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,550 | $368,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,650 | $368,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,400 | $368,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,500 | $368,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 147,171 | $368,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,250 | $367,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,550 | $367,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,400 | $366,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 220,000 | $365,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,050 | $365,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,150 | $362,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,800 | $362,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,000 | $360,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,100 | $359,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,000 | $358,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 15,705 | $358,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,550 | $357,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,650 | $357,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 19,150 | $357,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,850 | $355,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,600 | $355,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,000 | $355,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,650 | $354,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 9,800 | $353,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,600 | $351,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,050 | $351,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 15,700 | $351,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,650 | $349,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,150 | $349,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,200 | $348,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 78,988 | $348,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,750 | $347,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,800 | $346,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,050 | $346,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,000 | $345,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,000 | $344,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,550 | $343,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 20,000 | $342,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,000 | $341,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 18,200 | $338,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,750 | $337,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 55,000 | $336,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,200 | $336,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,350 | $331,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,250 | $329,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 32,201 | $327,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,000 | $324,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 31,100 | $318,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 243,901 | $313,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,500 | $312,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 296,100 | $311,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 28,541 | $309,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $308,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $305,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 267,500 | $299,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 199,383 | $299,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,189,463 | $291,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,566 | $289,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 80,000 | $286,000 | thousands by filing date | call |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 27,200 | $275,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 27,022 | $273,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 26,745 | $266,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 13,715 | $264,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 168,000 | $261,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 25,364 | $259,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 145,306 | $255,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 190,000 | $254,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 48,901 | $253,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 23,682 | $253,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 24,663 | $253,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 160,000 | $250,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 217,500 | $250,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 130,000 | $245,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 659,818 | $244,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 50,900 | $237,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,950 | $236,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,854 | $234,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 217,851 | $233,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 314,636 | $233,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 23,137 | $233,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 28,200 | $232,000 | thousands by filing date | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 50,000 | $230,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 14,417 | $229,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 52,500 | $228,000 | thousands by filing date | put |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 268,251 | $228,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 369,489 | $222,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 387,300 | $221,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,201 | $215,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 20,308 | $215,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 21,467 | $213,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 7,737 | $208,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 21,090 | $208,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 143,922 | $207,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 55,500 | $205,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278115 | Stock | 524,172 | $204,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 160,100 | $195,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 555,031 | $194,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 180,690 | $181,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 50,000 | $180,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 61,300 | $179,000 | thousands by filing date | put |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 169,138 | $178,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 392,863 | $177,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 17,050 | $177,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 349,014 | $175,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 50,000 | $174,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 30,000 | $172,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,500 | $166,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 17,100 | $165,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 16,372 | $162,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 25,000 | $159,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 50,000 | $152,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 40,000 | $152,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 202,229 | $152,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,979 | $151,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 15,000 | $148,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 20,000 | $147,000 | thousands by filing date | call |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 14,269 | $146,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 384,700 | $144,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 81,700 | $143,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 890,512 | $142,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 13,660 | $142,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 41,200 | $140,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 9,365 | $140,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 214,335 | $139,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,000 | $137,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 13,495 | $135,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 12,572 | $135,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 40,600 | $134,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 222,400 | $131,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 12,811 | $131,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 13,056 | $131,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 317,423 | $127,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 104,030 | $125,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 410,282 | $123,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 99,964 | $122,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 10,001 | $114,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 605,124 | $109,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 10,172 | $109,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 244,000 | $108,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 54,800 | $108,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,000 | $107,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 123,393 | $107,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 10,530 | $105,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 59,400 | $104,000 | thousands by filing date | put |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 10,339 | $104,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 24,950 | $103,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 129,205 | $102,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 848,773 | $102,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 67,500 | $101,000 | thousands by filing date | call |
| KKR & CO INC | 48251W104 | COM | 85,000 | $100,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,026 | $100,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 20,100 | $97,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 210,000 | $95,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 59,539 | $90,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 32,400 | $86,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 49,400 | $84,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 15,500 | $84,000 | thousands by filing date | call |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 138,426 | $83,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $82,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 201,500 | $82,000 | thousands by filing date | put |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 231,350 | $81,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,000 | $80,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,000 | $79,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 223,500 | $79,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 47,800 | $78,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 184,400 | $77,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 112,300 | $76,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 198,600 | $76,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 333,300 | $75,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 40,000 | $75,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 170,000 | $72,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 57,600 | $69,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 48,623 | $68,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 3,500 | $67,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 75,634 | $61,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 199,771 | $58,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,800 | $56,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 15,000 | $55,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 51,500 | $55,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 64,000 | $55,000 | thousands by filing date | call |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 65,529 | $53,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 39,800 | $52,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 70,900 | $50,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,100 | $48,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 14,000 | $48,000 | thousands by filing date | call |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 64,317 | $48,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 157,611 | $47,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 612,200 | $46,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 40,300 | $44,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 75,000 | $43,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 20,000 | $42,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 10,400 | $41,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 80,000 | $40,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 26,700 | $40,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 20,141 | $40,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 106,166 | $40,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 100,000 | $39,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 15,700 | $39,000 | thousands by filing date | put |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 100,000 | $39,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 43,900 | $39,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 38,059 | $38,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 75,000 | $37,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 47,400 | $37,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 109,518 | $37,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 192,409 | $37,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,400 | $34,000 | thousands by filing date | call |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 55,600 | $33,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 23,000 | $33,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 95,000 | $33,000 | thousands by filing date | call |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 280,292 | $33,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 27,200 | $32,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 40,000 | $32,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 111,500 | $32,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 961 | $31,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 29,942 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 244,600 | $29,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 250,000 | $29,000 | thousands by filing date | call |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 39,216 | $29,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 71,999 | $29,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,400 | $28,000 | thousands by filing date | put |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 149,402 | $28,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 187,512 | $28,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 43,100 | $27,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 31,900 | $27,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 113,500 | $27,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 117,718 | $26,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,400 | $25,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 74,900 | $25,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,700 | $25,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 73,700 | $25,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 265,963 | $24,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 323,500 | $23,000 | thousands by filing date | put |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 17,000 | $23,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 40,191 | $22,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 420,800 | $21,000 | thousands by filing date | put |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 35,000 | $21,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 35,700 | $20,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 2,300 | $19,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 124,300 | $19,000 | thousands by filing date | put |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 20,678 | $18,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 22,443 | $18,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 86,810 | $17,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 20,532 | $17,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 78,000 | $16,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 5,000 | $16,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 800 | $16,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 45,000 | $16,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 65,500 | $15,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 14,300 | $15,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 37,412 | $15,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 53,800 | $15,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 20,100 | $15,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 174,800 | $14,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 54,900 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,000 | $13,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 45,900 | $13,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,000 | $13,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 49,027 | $13,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 50,800 | $13,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 37,666 | $13,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,000 | $12,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 60,600 | $12,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 20,000 | $11,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42,900 | $11,000 | thousands by filing date | call |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 151,000 | $11,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 32,400 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 51,400 | $10,000 | thousands by filing date | put |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 58,586 | $10,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 140,978 | $10,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 51,900 | $9,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 10,000 | $8,000 | thousands by filing date | call |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 24,800 | $8,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,000 | $7,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 40,800 | $7,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 101,900 | $7,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40,000 | $6,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 139,800 | $6,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 900 | $6,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 15,900 | $6,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 27,200 | $5,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 100,000 | $5,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,900 | $5,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 40,000 | $5,000 | thousands by filing date | put |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 20,000 | $5,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 24,300 | $5,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 40,000 | $4,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 409,967 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 101,300 | $3,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 25,000 | $3,000 | thousands by filing date | call |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 14,278 | $3,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 14,300 | $3,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 19,000 | $3,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 20,600 | $2,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 16,000 | $2,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 481,200 | $2,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 97,900 | $2,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 60,000 | $2,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 30,000 | $2,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,800 | $1,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 40,600 | $1,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,700 | $1,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25,000 | $1,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 32,800 | $1,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 40,000 | $1,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 20,000 | $1,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 11,900 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002848 | this filing | 2019-11-12 | acceptance time not in the bulk data set |