13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 148 holding rows worth $524,020,179.
- Accession
- 0001085146-19-002822
- Filer
- CIK 1569356
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 148 entries on the cover page, a total value of $524,020,179 stated on the cover page (in dollars after the unit check, H1), rows summing to $524,020,179 with VALUE read as dollars, detected, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 174,527 | $213,121,901 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 5,246,723 | $60,206,146 | dollars, detected | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 415,526 | $23,705,758 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 517,143 | $19,923,101 | dollars, detected | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,584,656 | $19,565,561 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,706,787 | $18,508,588 | dollars, detected | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,618,322 | $18,400,321 | dollars, detected | |
| GENESEE & WYOMING INC | 371559105 | CL A | 136,700 | $15,106,717 | dollars, detected | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 13,000 | $12,200,500 | dollars, detected | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,357,899 | $11,964,578 | dollars, detected | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,249,331 | $10,260,462 | dollars, detected | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 296,200 | $10,041,180 | dollars, detected | |
| VERSUM MATLS INC | 92532W103 | COM | 153,160 | $8,106,759 | dollars, detected | |
| IROBOT CORP | 462726100 | COM | 101,245 | $6,243,779 | dollars, detected | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,738,655 | $5,911,020 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 20,141 | $2,931,925 | dollars, detected | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,389 | $2,926,176 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 43,540 | $2,697,303 | dollars, detected | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 200,000 | $2,490,000 | dollars, detected | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 250,353 | $2,378,354 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 42,735 | $2,280,767 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 11,711 | $2,038,534 | dollars, detected | |
| BLACKSTONE INC | 09260D107 | COM | 41,373 | $2,020,657 | dollars, detected | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 133,300 | $1,995,501 | dollars, detected | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 51,050 | $1,963,018 | dollars, detected | |
| FERRARI N V | N3167Y103 | COM | 12,487 | $1,924,122 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 16,513 | $1,898,995 | dollars, detected | |
| IROBOT CORP | 462726100 | COM | 205,500 | $1,831,750 | dollars, detected | put |
| GRUBHUB INC | 400110102 | COM | 32,342 | $1,817,944 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 156,530 | $1,813,104 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,500 | $1,770,000 | dollars, detected | call |
| CERNER CORP | 156782104 | COM | 25,739 | $1,754,628 | dollars, detected | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 39,950 | $1,705,865 | dollars, detected | |
| MOHAWK INDS INC | 608190104 | COM | 11,993 | $1,487,972 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 853 | $1,480,731 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 3,684 | $1,436,981 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 20,387 | $1,384,277 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,852 | $1,300,287 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,919 | $1,094,012 | dollars, detected | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,976 | $1,038,193 | dollars, detected | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,969 | $956,495 | dollars, detected | |
| SKECHERS U S A INC | 830566105 | CL A | 25,500 | $952,425 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,184 | $917,342 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 5,330 | $876,252 | dollars, detected | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40,000 | $836,250 | dollars, detected | put |
| PepsiCo,Inc. | 713448108 | COM | 6,086 | $834,391 | dollars, detected | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 655,000 | $816,625 | dollars, detected | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 77,131 | $809,104 | dollars, detected | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 219,301 | $800,449 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 150,000 | $607,500 | dollars, detected | put |
| GRUBHUB INC | 400110102 | COM | 50,000 | $580,000 | dollars, detected | put |
| Comcast Corp | 20030N101 | COM | 100,000 | $575,000 | dollars, detected | call |
| NIKE,Inc. Class B | 654106103 | COM | 6,000 | $563,520 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 27,900 | $548,235 | dollars, detected | call |
| 3M CO COM | 88579Y101 | Stock | 69,700 | $525,218 | dollars, detected | call |
| GLOBAL PMTS INC | 37940X102 | COM | 3,215 | $511,185 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 572 | $480,749 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 80,000 | $479,575 | dollars, detected | put |
| BEST INC | 08653C106 | SPONSORED ADS | 90,000 | $475,200 | dollars, detected | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,762 | $453,104 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 50,000 | $442,500 | dollars, detected | call |
| NVIDIA Corp | 67066G104 | COM | 65,800 | $440,691 | dollars, detected | put |
| FEDEX CORP COM | 31428X106 | Stock | 37,500 | $432,188 | dollars, detected | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,611 | $403,797 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,740 | $371,544 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 70,000 | $363,000 | dollars, detected | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 25,000 | $343,750 | dollars, detected | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $337,500 | dollars, detected | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 595 | $321,258 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 52,498 | $310,534 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 995 | $270,212 | dollars, detected | |
| INVESCO QQQ TR | 46090E103 | COM | 50,000 | $270,000 | dollars, detected | put |
| BLACKSTONE INC | 09260D107 | COM | 200,000 | $223,500 | dollars, detected | put |
| NETAPP INC COM | 64110D104 | Stock | 40,000 | $215,000 | dollars, detected | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,679 | $191,406 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 100,000 | $191,200 | dollars, detected | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,200 | $190,848 | dollars, detected | |
| MOHAWK INDS INC | 608190104 | COM | 50,000 | $187,500 | dollars, detected | put |
| FISERV INC | 337738108 | COM | 1,675 | $173,513 | dollars, detected | |
| CERNER CORP | 156782104 | COM | 80,000 | $148,000 | dollars, detected | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 88,000 | $146,425 | dollars, detected | put |
| TARGET CORP COM | 87612E106 | Stock | 13,000 | $140,075 | dollars, detected | call |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $138,125 | dollars, detected | call |
| FERRARI N V | N3167Y103 | COM | 37,100 | $132,360 | dollars, detected | put |
| Amazon.com, Inc | 023135106 | COM | 5,000 | $131,625 | dollars, detected | put |
| Waste Management, Inc. | 94106L109 | COM | 50,000 | $131,250 | dollars, detected | put |
| Visa Inc | 92826C839 | COM | 20,000 | $131,000 | dollars, detected | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,000 | $124,750 | dollars, detected | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 7,403 | $119,410 | dollars, detected | |
| WW INTL INC | 98262P101 | COM | 3,113 | $117,734 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 40,000 | $117,400 | dollars, detected | put |
| Qualcomm Incorporated | 747525103 | COM | 40,000 | $114,800 | dollars, detected | call |
| TIFFANY & CO NEW | 886547108 | COM | 20,200 | $110,595 | dollars, detected | call |
| Intel Corp | 458140100 | COM | 50,000 | $110,250 | dollars, detected | call |
| Lockheed Martin Corporation | 539830109 | COM | 15,000 | $109,500 | dollars, detected | put |
| Visa Inc | 92826C839 | COM | 20,000 | $109,000 | dollars, detected | call |
| HP INC COM | 40434L105 | Stock | 5,527 | $104,571 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,000 | $102,500 | dollars, detected | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,732 | $99,590 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 7,501 | $98,563 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 32,800 | $88,560 | dollars, detected | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,600 | $83,420 | dollars, detected | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 27,000 | $83,400 | dollars, detected | put |
| SYNOPSYS INC COM | 871607107 | Stock | 30,000 | $79,500 | dollars, detected | put |
| GLOBAL PMTS INC | 37940X102 | COM | 18,100 | $68,003 | dollars, detected | put |
| NETAPP INC COM | 64110D104 | Stock | 40,000 | $66,800 | dollars, detected | put |
| Concho Resources Inc. | 20605P101 | COM | 20,000 | $63,000 | dollars, detected | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,000 | $56,000 | dollars, detected | put |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $53,875 | dollars, detected | put |
| Costco Wholesale Corporation | 22160K105 | COM | 3,000 | $53,700 | dollars, detected | call |
| Costco Wholesale Corporation | 22160K105 | COM | 60,000 | $52,700 | dollars, detected | put |
| TARGET CORP COM | 87612E106 | Stock | 13,000 | $50,700 | dollars, detected | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 9,500 | $43,700 | dollars, detected | put |
| Comcast Corp | 20030N101 | COM | 100,000 | $43,000 | dollars, detected | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 23,300 | $38,559 | dollars, detected | put |
| STAMPS COM INC | 852857200 | COM NEW | 508 | $37,821 | dollars, detected | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,000 | $37,200 | dollars, detected | put |
| ROYAL GOLD INC | 780287108 | COM | 291 | $35,854 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $34,000 | dollars, detected | put |
| KELLANOVA | 487836108 | COM | 7,500 | $30,750 | dollars, detected | call |
| KELLANOVA | 487836108 | COM | 13,800 | $27,233 | dollars, detected | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 960 | $26,818 | dollars, detected | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,000 | $26,125 | dollars, detected | call |
| WW INTL INC | 98262P101 | COM | 24,100 | $24,988 | dollars, detected | put |
| Apple Inc | 037833100 | COM | 107 | $23,965 | dollars, detected | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 100,000 | $22,500 | dollars, detected | call |
| KELLANOVA | 487836108 | COM | 339 | $21,815 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 40,000 | $21,800 | dollars, detected | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,900 | $20,790 | dollars, detected | put |
| Qualcomm Incorporated | 747525103 | COM | 40,000 | $18,400 | dollars, detected | put |
| FISERV INC | 337738108 | COM | 6,200 | $17,360 | dollars, detected | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,600 | $15,180 | dollars, detected | call |
| HP INC COM | 40434L105 | Stock | 15,000 | $13,575 | dollars, detected | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,600 | $12,305 | dollars, detected | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 15,000 | $11,625 | dollars, detected | put |
| CONAGRA FOODS INC | 205887102 | COM | 32,800 | $9,840 | dollars, detected | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,500 | $9,450 | dollars, detected | put |
| MasterCard, Inc | 57636Q104 | COM | 28,000 | $8,420 | dollars, detected | put |
| STAMPS COM INC | 852857200 | COM NEW | 4,000 | $8,200 | dollars, detected | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 180 | $8,055 | dollars, detected | |
| Apple Inc | 037833100 | COM | 40,000 | $6,000 | dollars, detected | put |
| HESS CORP | 42809H107 | COM | 1,500 | $5,663 | dollars, detected | call |
| ROYAL GOLD INC | 780287108 | COM | 600 | $5,310 | dollars, detected | put |
| Intel Corp | 458140100 | COM | 50,000 | $3,750 | dollars, detected | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,500 | $3,225 | dollars, detected | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 100,000 | $2,500 | dollars, detected | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,600 | $645 | dollars, detected | put |
| GARMIN LTD SHS | H2906T109 | Stock | 5,000 | $550 | dollars, detected | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002822 | this filing | 2019-11-12 | acceptance time not in the bulk data set |