13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 566 holding rows worth $2,472,800,000.
- Accession
- 0001085146-19-002803
- Filer
- CIK 1303042
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 566 entries on the cover page, a total value of $2,472,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,472,800,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAIN STR CAP CORP | 56035L104 | COM | 5,296 | $229,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,022 | $228,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,692 | $228,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,910 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,985 | $227,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,243 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,713 | $225,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,853 | $225,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 53,243 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,928 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,790 | $224,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 10,569 | $224,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,036 | $223,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,134 | $223,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 29,513 | $223,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,274 | $223,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 158,779 | $223,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 49,663 | $222,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,113 | $221,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,951 | $219,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,769 | $216,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,033 | $215,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,067 | $215,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 25,659 | $214,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,381 | $214,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,414 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,134 | $212,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 7,500 | $211,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,942 | $210,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,460 | $210,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 814 | $209,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,233 | $209,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,016 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,814 | $206,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 8,984 | $206,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,391 | $205,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,216 | $205,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,293 | $205,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,909 | $204,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,395 | $202,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,160 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,966 | $200,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,694 | $194,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 35,900 | $193,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 17,469 | $190,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,032 | $190,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 16,730 | $180,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,232 | $164,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,130 | $163,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,910 | $137,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,827 | $134,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,267 | $128,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,339 | $122,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 20,066 | $97,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,553 | $89,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,323 | $84,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 14,097 | $79,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,203 | $72,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,595 | $67,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,000 | $48,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,584 | $45,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,164 | $41,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,000 | $20,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 33,506 | $9,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,380 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002803 | this filing | 2019-11-08 | acceptance time not in the bulk data set |