13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-06, with 536 holding rows worth $822,889,000.
- Accession
- 0001085146-19-002730
- Filer
- CIK 1666741
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 536 entries on the cover page, a total value of $822,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $822,889,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,942 | $207,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,478 | $205,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,227 | $204,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,596 | $204,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 8,986 | $204,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,052 | $204,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,663 | $203,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,291 | $202,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,857 | $202,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,615 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,028 | $200,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 8,500 | $200,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,207 | $200,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,681 | $193,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,649 | $184,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,171 | $180,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,373 | $180,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,681 | $175,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,179 | $171,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 21,695 | $169,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 28,319 | $162,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,300 | $146,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,600 | $145,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,822 | $140,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,603 | $140,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,171 | $139,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 11,325 | $119,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $113,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 17,830 | $103,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,775 | $94,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,800 | $86,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,128 | $76,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,993 | $56,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,617 | $45,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,971 | $31,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,000 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002730 | this filing | 2019-11-06 | acceptance time not in the bulk data set |