13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-06, with 1,003 holding rows worth $428,186,000.
- Accession
- 0001085146-19-002729
- Filer
- CIK 1416692
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 1,003 entries on the cover page, a total value of $428,186,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,186,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NRG ENERGY INC COM NEW | 629377508 | Stock | 857 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,530 | $34,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 708 | $33,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 400 | $33,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,600 | $33,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 300 | $33,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 645 | $33,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $32,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 554 | $32,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $32,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 250 | $32,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 700 | $32,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 793 | $31,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $31,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,212 | $31,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 347 | $31,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 792 | $31,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 781 | $31,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,000 | $30,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 330 | $30,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 129 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 225 | $29,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 227 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,000 | $29,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 924 | $28,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 525 | $28,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 499 | $28,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 135 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 314 | $28,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 417 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 896 | $28,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 200 | $28,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,838 | $28,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,130 | $28,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,326 | $28,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,851 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,900 | $27,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 62 | $26,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 671 | $26,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 329 | $26,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 776 | $26,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 233 | $26,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 195 | $26,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 170 | $26,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $26,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 631 | $26,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,023 | $26,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,000 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 250 | $26,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 212 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,000 | $26,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 170 | $25,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 125 | $25,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100 | $25,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $25,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 700 | $25,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,406 | $25,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 190 | $25,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 101 | $24,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 500 | $24,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 100 | $24,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 130 | $24,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 500 | $24,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 211 | $23,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 176 | $23,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $23,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 585 | $23,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $23,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 520 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,800 | $23,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 332 | $23,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 391 | $23,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 425 | $23,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 40 | $22,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 529 | $22,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 292 | $22,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,000 | $22,000 | thousands by filing date | call |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,200 | $22,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,160 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 500 | $22,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $22,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,250 | $22,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 211 | $21,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 477 | $21,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,130 | $21,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 316 | $21,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 617 | $21,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,500 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 870 | $21,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 172 | $20,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 687 | $20,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 116 | $20,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 425 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 102 | $20,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 792 | $20,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,000 | $20,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 175 | $19,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 496 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 219 | $19,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,000 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 400 | $19,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $19,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $19,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 79 | $19,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 860 | $19,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 279 | $19,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,891 | $19,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 400 | $19,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,000 | $18,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $18,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 334 | $18,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $18,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 332 | $18,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 250 | $18,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 250 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 487 | $18,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 107 | $18,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 90 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 160 | $18,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 154 | $17,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 60 | $17,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $17,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 444 | $17,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 750 | $17,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 171 | $17,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 2,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 535 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 200 | $17,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 184 | $17,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 534 | $17,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 2,100 | $17,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 200 | $16,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 563 | $16,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 122 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 104 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $16,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $16,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,200 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 266 | $16,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 900 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,250 | $16,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $16,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4 | $15,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 300 | $15,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $15,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $15,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 100 | $15,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $15,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 273 | $15,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,500 | $15,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 200 | $15,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 7 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 400 | $14,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $14,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,500 | $14,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 100 | $14,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $14,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $14,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 845 | $14,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 93 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 183 | $14,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $14,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,064 | $14,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,500 | $14,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,000 | $14,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $14,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,000 | $14,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 132 | $13,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 80 | $13,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,377 | $13,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 164 | $13,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 178 | $13,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 150 | $13,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 600 | $13,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 50 | $13,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 696 | $13,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 192 | $13,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 317 | $13,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 150 | $13,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 400 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,000 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 300 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 416 | $13,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 625 | $13,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 515 | $13,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 500 | $13,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,410 | $13,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 22 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 120 | $12,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 51 | $12,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 855 | $12,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,000 | $12,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,100 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 455 | $12,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 575 | $12,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 585 | $12,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 545 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 244 | $12,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 555 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 465 | $12,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 194 | $11,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 200 | $11,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 230 | $11,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 352 | $11,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 696 | $11,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 44 | $11,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $11,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 900 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 202 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 111 | $11,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 300 | $11,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 313 | $11,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $11,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 500 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 150 | $11,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 250 | $10,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 161 | $10,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $10,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,100 | $10,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 78 | $10,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $10,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $10,000 | thousands by filing date | |
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| SOUTHERN COPPER CORP | 84265V105 | COM | 300 | $10,000 | thousands by filing date | |
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| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,000 | $10,000 | thousands by filing date | |
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| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
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| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 500 | $9,000 | thousands by filing date | |
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| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 122 | $9,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $9,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 153 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 192 | $8,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 500 | $8,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $8,000 | thousands by filing date | |
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| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 500 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 115 | $8,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 107 | $8,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $8,000 | thousands by filing date | |
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| PPG INDS INC COM | 693506107 | Stock | 64 | $8,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $8,000 | thousands by filing date | |
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| COMPASS MINERALS INTL INC | 20451N101 | COM | 150 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 95 | $8,000 | thousands by filing date | |
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| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,500 | $8,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 54 | $8,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 189 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 333 | $8,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 200 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $7,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $7,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 112 | $7,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 700 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 106 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 800 | $7,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 100 | $7,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 300 | $7,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 250 | $7,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 400 | $7,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 200 | $7,000 | thousands by filing date | |
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| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $7,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,000 | $7,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 800 | $7,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 800 | $7,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 106 | $6,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 40 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 100 | $6,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 181 | $6,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 200 | $6,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 200 | $6,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50 | $6,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 256 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $6,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,000 | $6,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 44 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300 | $6,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 874 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,000 | $6,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $6,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 504 | $6,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 200 | $6,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 389 | $6,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $6,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $6,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 836 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 150 | $6,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 300 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 400 | $6,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 40 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 53 | $5,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 18 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 50 | $5,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 65 | $5,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 250 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 300 | $5,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 475 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50 | $5,000 | thousands by filing date | |
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| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 200 | $5,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 436 | $5,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 200 | $5,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 400 | $5,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 400 | $5,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 75 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 95 | $4,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 200 | $4,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 521 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 150 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 73 | $4,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 236 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 200 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 137 | $4,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $4,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 100 | $4,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 100 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 201 | $4,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 36 | $4,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 22 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 148 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 71 | $4,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 73 | $4,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $4,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 200 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $4,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 90 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,800 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 125 | $4,000 | thousands by filing date | |
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| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $4,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 5,000 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 20 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 58 | $3,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 19 | $3,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 179 | $3,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15 | $3,000 | thousands by filing date | |
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| CHEMOURS CO COM | 163851108 | Stock | 200 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 119 | $3,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 100 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 400 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 110 | $3,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 18 | $3,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 70 | $3,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 202 | $3,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 50 | $3,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 210 | $3,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 200 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 200 | $3,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 40 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 93 | $3,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 26 | $3,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 79 | $3,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 200 | $3,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 100 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 400 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 200 | $3,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 21 | $2,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 24 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12 | $2,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 7 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 6 | $2,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 9 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 24 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 543 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $2,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 10 | $2,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5 | $2,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 15 | $2,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 15 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 31 | $2,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 35 | $2,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $2,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 7 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7 | $2,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 31 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $2,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 20 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 14 | $2,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 100 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 500 | $2,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 500 | $2,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 2,000 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10 | $1,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 14 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 18 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 38 | $1,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 14 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 29 | $1,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 17 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 11 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12 | $1,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 9 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31 | $1,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 13 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 23 | $1,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 15 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 400 | $1,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 10 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 26 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 10 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 4 | $1,000 | thousands by filing date | |
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| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 15 | $1,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $1,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 23 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 18 | $1,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 14 | $1,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 48 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 13 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 15 | $1,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 10 | $1,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 7 | $1,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 30 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6 | $1,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13 | $1,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 350 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 297 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 200 | $1,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,200 | $1,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 49 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 31 | $1,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 1,000 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 400 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 218 | $1,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 2,000 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002729 | this filing | 2019-11-06 | acceptance time not in the bulk data set |