13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-01, with 1,390 holding rows worth $16,401,499,000.
- Accession
- 0001085146-19-002701
- Filer
- CIK 61227
- Filed
- 2019-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,897 entries on the cover page, a total value of $16,401,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,401,499,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REVVITY INC | 714046109 | COM | 18,317 | $1,560,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 7,359 | $1,559,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 17,843 | $1,559,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 73,626 | $1,553,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 36,023 | $1,548,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,326 | $1,548,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 71,199 | $1,548,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 15,504 | $1,543,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 41,600 | $1,541,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 103,100 | $1,539,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 79,500 | $1,534,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 13,437 | $1,526,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 67,450 | $1,525,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 15,835 | $1,517,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 83,238 | $1,515,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 13,642 | $1,510,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 35,144 | $1,503,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,200 | $1,496,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 24,500 | $1,496,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 52,200 | $1,486,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 14,503 | $1,476,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 57,187 | $1,475,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 134,900 | $1,448,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 58,338 | $1,444,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 43,800 | $1,436,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 61,000 | $1,434,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 21,469 | $1,424,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 10,131 | $1,423,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 108,700 | $1,420,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 76,726 | $1,419,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 77,546 | $1,418,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 58,572 | $1,408,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 56,780 | $1,398,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,100 | $1,396,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 18,400 | $1,391,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 78,580 | $1,386,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 60,926 | $1,385,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 64,811 | $1,374,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,771 | $1,373,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 34,216 | $1,371,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,346,000 | $1,358,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 59,099 | $1,345,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 127,200 | $1,339,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 29,948 | $1,334,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 7,474 | $1,329,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 51,488 | $1,325,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 143,944 | $1,308,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 67,600 | $1,303,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 24,745 | $1,299,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 27,661 | $1,298,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 29,842 | $1,297,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 44,657 | $1,289,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 37,980 | $1,281,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 45,494 | $1,278,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 104,483 | $1,276,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 25,601 | $1,271,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 36,238 | $1,265,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 19,432 | $1,262,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 35,369 | $1,259,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 48,282 | $1,257,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 10,097 | $1,253,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 20,775 | $1,248,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 139,374 | $1,244,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 17,880 | $1,243,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 204,575 | $1,239,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 95,548 | $1,238,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 58,206 | $1,224,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 25,586 | $1,219,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 59,400 | $1,218,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,229,000 | $1,217,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,179,000 | $1,208,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,199,000 | $1,204,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 144,099 | $1,196,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 20,775 | $1,192,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 32,448 | $1,190,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 55,891 | $1,170,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 20,134 | $1,146,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 133,091 | $1,143,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 487,415 | $1,140,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 60,687 | $1,136,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,458,000 | $1,132,000 | thousands by filing date | principal |
| ACCURAY INC DEL | 004397105 | COM | 405,726 | $1,124,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 155,258 | $1,124,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 21,250 | $1,118,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 17,425 | $1,114,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 87,908 | $1,106,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 49,600 | $1,102,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 185,340 | $1,079,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,235 | $1,067,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 84,969 | $1,059,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 40,164 | $1,055,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 361,000 | $1,053,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 21,971 | $1,049,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 42,400 | $1,049,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 57,861 | $1,046,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,718 | $1,034,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 103,438 | $1,034,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 72,277 | $1,034,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 81,807 | $1,032,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 32,728 | $1,021,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 24,519 | $1,018,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 32,209 | $1,017,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 11,728 | $1,011,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 66,750 | $1,004,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 15,400 | $1,000,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 755,000 | $999,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 15,973 | $998,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 127,300 | $998,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 75,941 | $992,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 33,800 | $987,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 84,700 | $987,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 46,400 | $986,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 7,200 | $984,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 16,300 | $970,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 24,530 | $963,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 20,609 | $963,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 27,527 | $963,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,583,000 | $962,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 24,692 | $961,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 106,182 | $961,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 8,899 | $960,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 52,100 | $960,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 24,000 | $960,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 46,174 | $954,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 202,675 | $952,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 67,331 | $951,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 452,550 | $946,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 80,311 | $942,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 20,146 | $939,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 89,500 | $938,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 68,572 | $933,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 106,600 | $929,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 17,900 | $925,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 44,365 | $924,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 550,000 | $922,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 48,138 | $919,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 80,774 | $916,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 17,400 | $913,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,083 | $907,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24,907 | $896,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 22,186 | $891,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 36,966 | $890,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 76,200 | $883,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 27,800 | $881,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 57,211 | $877,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 15,259 | $871,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 9,900 | $864,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 11,400 | $863,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 11,383 | $863,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 111,600 | $863,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 40,300 | $858,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 274,900 | $858,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20,937 | $857,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 18,771 | $856,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 602,000 | $855,000 | thousands by filing date | principal |
| DENNYS CORP | 24869P104 | COM | 37,500 | $854,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 135,904 | $852,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 13,367 | $846,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 82,000 | $845,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 22,195 | $838,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 40,400 | $835,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 18,601 | $832,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 830,000 | $830,000 | thousands by filing date | principal |
| Fluent Co | 34380C102 | COM | 302,900 | $828,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 44,088 | $826,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,923 | $814,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 61,522 | $790,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 8,235 | $786,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 54,615 | $785,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 11,673 | $785,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 680,000 | $782,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 329,800 | $782,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 58,822 | $781,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 49,573 | $775,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 24,767 | $773,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 49,579 | $771,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 46,714 | $769,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 58,257 | $764,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,925 | $764,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,300 | $762,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,619 | $762,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 571,000 | $761,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 39,800 | $760,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 77,822 | $760,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 30,400 | $758,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 22,095 | $753,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 51,822 | $750,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 758,000 | $750,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F104 | COM SER A | 27,910 | $743,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 31,200 | $734,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 56,581 | $734,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 460,000 | $732,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 775,000 | $726,000 | thousands by filing date | principal |
| L BRANDS INC | 501797104 | COM | 36,883 | $723,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 32,993 | $723,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 111,809 | $721,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 27,039 | $719,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 24,700 | $716,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,341 | $714,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 21,200 | $713,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 26,577 | $710,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 332,000 | $695,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 742,000 | $694,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 669,000 | $693,000 | thousands by filing date | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 92,100 | $687,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 434,000 | $687,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 605,000 | $666,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 13,815 | $661,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,889 | $658,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 36,054 | $654,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,946 | $648,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 683,000 | $648,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 21,125 | $647,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 18,400 | $644,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 730,000 | $637,000 | thousands by filing date | principal |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 431,000 | $637,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 632,000 | $633,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 508,000 | $629,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 400,000 | $628,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 605,000 | $626,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 41,873 | $619,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 477,000 | $611,000 | thousands by filing date | principal |
| INGREDION INC COM | 457187102 | Stock | 7,461 | $610,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 9,892 | $607,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 21,081 | $603,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 641,000 | $599,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 35,668 | $597,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 141,727 | $596,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 485,000 | $593,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 160,000 | $592,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 34,020 | $590,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 399,000 | $586,000 | thousands by filing date | principal |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 48,934 | $585,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 66,618 | $583,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 30,474 | $580,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 775,000 | $579,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 17,056 | $575,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 158,355 | $573,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 15,917 | $570,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 18,300 | $567,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 34,154 | $562,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 59,200 | $559,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 34,900 | $557,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 51,200 | $557,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 21,331 | $555,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 494,000 | $555,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 27,678 | $552,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 315,002 | $551,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 630,000 | $550,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 57,691 | $547,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 566,000 | $546,000 | thousands by filing date | principal |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,876 | $533,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 256,440 | $530,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 9,656 | $528,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 3,700 | $523,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,139 | $519,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 99,800 | $516,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 9,815 | $515,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 43,186 | $515,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 62,370 | $514,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 11,296 | $512,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 36,800 | $505,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 47,231 | $496,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 218,400 | $490,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 8,662 | $489,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 13,647 | $488,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 545,000 | $488,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367P100 | COM | 77,208 | $478,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 31,029 | $475,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 42,200 | $473,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 51,925 | $472,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 25,958 | $472,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 462,000 | $472,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 34,300 | $470,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 26,900 | $468,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 54,400 | $464,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 455,000 | $455,000 | thousands by filing date | principal |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 20,423 | $452,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 60,000 | $450,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 536,000 | $449,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 43,674 | $441,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,514 | $440,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 19,308 | $438,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 160,000 | $436,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 11,100 | $432,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 12,261 | $428,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 25,570 | $424,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 30,204 | $422,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 5,300 | $418,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,900 | $418,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 487,000 | $417,000 | thousands by filing date | principal |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 27,954 | $415,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 10,936 | $413,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 12,600 | $410,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 319,000 | $409,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 28,438 | $408,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,665 | $407,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 12,322 | $402,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 7,200 | $399,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 307,000 | $399,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 397,000 | $397,000 | thousands by filing date | principal |
| SB ONE BANCORP | 78413T103 | COM | 17,500 | $395,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 23,800 | $394,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 44,251 | $392,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 47,828 | $391,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 19,100 | $390,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 205,000 | $386,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 132,932 | $379,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,500 | $377,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 659,000 | $377,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 7,760 | $367,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 13,200 | $366,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 16,102 | $365,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 25,594 | $362,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 12,000 | $359,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,420 | $355,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 21,200 | $351,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 373,000 | $349,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 790,000 | $338,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 21,400 | $331,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,900 | $330,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,981 | $330,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 23,851 | $330,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 8,204 | $328,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 26,300 | $325,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 503,000 | $323,000 | thousands by filing date | principal |
| COSTAR GROUP INC COM | 22160N109 | Stock | 543 | $322,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,745 | $322,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 23,879 | $320,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 11,500 | $319,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,800 | $314,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 14,026 | $309,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,670 | $304,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 20,300 | $297,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,297 | $290,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,646 | $290,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,900 | $289,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,300 | $288,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,191 | $286,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 15,962 | $283,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,200 | $282,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 18,451 | $281,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,300 | $279,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 7,700 | $274,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,990 | $271,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 131,700 | $268,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 17,700 | $266,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 7,100 | $265,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 36,258 | $264,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 21,400 | $254,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,526 | $250,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 266,000 | $240,000 | thousands by filing date | principal |
| STORE CAP CORP | 862121100 | COM | 6,303 | $236,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 15,200 | $233,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,184 | $229,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,137 | $226,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 105,753 | $224,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 21,265 | $223,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,728 | $215,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,500 | $212,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,100 | $210,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 14,433 | $209,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,921 | $206,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,511 | $205,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,200 | $205,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,000 | $204,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 27,200 | $202,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 970 | $200,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 185,000 | $194,000 | thousands by filing date | principal |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,300 | $183,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 26,200 | $181,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 57,400 | $180,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 12,200 | $177,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 14,386 | $145,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,100 | $145,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,884 | $143,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 36,800 | $138,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 14,600 | $137,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 13,533 | $128,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 187,000 | $123,000 | thousands by filing date | principal |
| RIMINI STR INC DEL | 76674Q107 | COM | 27,200 | $119,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 12,500 | $119,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,094 | $119,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,929 | $119,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,800 | $112,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,500 | $97,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,500 | $92,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 17,500 | $91,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 15,600 | $73,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 29,900 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002701 | this filing | 2019-11-01 | acceptance time not in the bulk data set |