13F-HR filed by SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-30, with 340 holding rows worth $1,010,985,000.
- Accession
- 0001085146-19-002675
- Filer
- CIK 908195
- Filed
- 2019-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 340 entries on the cover page, a total value of $1,010,985,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,010,985,000 with VALUE read as thousands by filing date, 13F file number 028-04541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 639,199 | $69,085,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 966,075 | $49,782,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,609,557 | $45,905,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 233,804 | $26,553,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 125,746 | $26,158,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 514,923 | $25,442,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 195,242 | $25,233,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 466,920 | $23,678,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 27,997 | $22,335,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 365,475 | $21,274,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 479,862 | $21,061,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 171,815 | $20,221,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 945,313 | $20,135,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 114,917 | $19,339,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 243,077 | $18,542,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 91,766 | $17,758,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 59,046 | $17,198,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 74,903 | $16,278,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 442,370 | $16,226,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 754,908 | $16,223,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 115,605 | $16,073,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 225,118 | $15,896,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 283,311 | $15,823,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 66,458 | $14,885,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 313,473 | $14,783,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 242,149 | $13,543,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 11,758 | $12,753,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 46,539 | $12,490,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 649,986 | $11,420,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 36 | $11,226,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 207,532 | $10,352,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 333,206 | $10,243,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 287,031 | $10,106,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 63,498 | $9,937,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 107,160 | $9,475,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 327,882 | $8,525,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 194,785 | $8,173,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 53,011 | $8,022,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 418,191 | $7,793,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 105,354 | $7,278,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 85,824 | $7,015,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 49,779 | $6,796,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 37,315 | $6,135,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 70,916 | $5,855,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 154,198 | $5,779,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 170,917 | $5,596,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 46,814 | $5,235,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,108 | $5,060,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 25,600 | $4,955,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 237,238 | $4,666,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 35,689 | $4,651,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 39,071 | $4,634,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 63,299 | $4,514,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,855 | $4,143,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 52,252 | $3,816,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 175,924 | $3,740,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25,143 | $3,660,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 19,005 | $3,649,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 99,729 | $3,583,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 347,055 | $3,398,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 54,941 | $3,302,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 53,625 | $3,105,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 37,573 | $3,045,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 195,050 | $2,934,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 238,668 | $2,876,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 49,766 | $2,743,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 16,350 | $2,719,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 28,815 | $2,637,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 390,683 | $2,598,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 38,686 | $2,587,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 57,226 | $2,379,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 4,113 | $2,372,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 117,634 | $2,350,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 72,649 | $2,119,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 16,994 | $2,103,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 94,700 | $1,948,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 83,667 | $1,939,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,958 | $1,884,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 150,150 | $1,883,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 45,076 | $1,840,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 29,150 | $1,838,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 13,123 | $1,817,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 62,417 | $1,748,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,961 | $1,722,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 54,400 | $1,696,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 47,975 | $1,635,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 69,068 | $1,632,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,803 | $1,583,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 19,233 | $1,531,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 35,875 | $1,500,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 61,694 | $1,494,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 101,200 | $1,425,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,665 | $1,394,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 26,400 | $1,367,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 21,075 | $1,338,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 66,200 | $1,295,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 24,325 | $1,289,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 11,603 | $1,277,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 715 | $1,241,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 11,853 | $1,241,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 18,710 | $1,214,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,415 | $1,201,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 100,900 | $1,200,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 77,773 | $1,191,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 31,112 | $1,182,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,030 | $1,148,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 65,817 | $1,127,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 80,400 | $1,089,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,950 | $1,033,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 218 | $954,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,691 | $944,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 38,375 | $940,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 63,400 | $914,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,579 | $909,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,147 | $885,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 13,827 | $880,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 185,500 | $874,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 712 | $868,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,228 | $844,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 127,641 | $828,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,715 | $826,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,039 | $822,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,275 | $806,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 152,300 | $801,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 62,650 | $791,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,315 | $784,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,694 | $749,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,159 | $738,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,228 | $738,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 96,898 | $738,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 109,625 | $706,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 11,474 | $702,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 21,740 | $687,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,236 | $684,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 56,800 | $681,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 38,500 | $652,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 92,667 | $651,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,300 | $647,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 31,100 | $643,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,234 | $635,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,300 | $633,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,932 | $621,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 21,118 | $616,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,200 | $585,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 12,111 | $577,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 471 | $575,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,513 | $572,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,900 | $561,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 28,080 | $559,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,500 | $541,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 21,888 | $533,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,101 | $532,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 164,250 | $526,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,274 | $522,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 35,100 | $521,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 20,434 | $509,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,500 | $507,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,400 | $493,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 15,905 | $490,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,700 | $486,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 222,753 | $479,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,614 | $477,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,800 | $474,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 185,709 | $464,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,559 | $463,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 37,590 | $447,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 38,600 | $441,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,635 | $438,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 49,005 | $438,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 15,700 | $436,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,955 | $431,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,627 | $430,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,000 | $426,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,768 | $424,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 22,900 | $421,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,900 | $419,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,230 | $418,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,475 | $416,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 31,600 | $412,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,465 | $403,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,440 | $402,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,249 | $401,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 20,927 | $400,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,200 | $398,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,333 | $394,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 102,890 | $393,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,274 | $392,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 37,900 | $392,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 22,950 | $389,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 15,775 | $383,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,600 | $381,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,792 | $379,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 28,100 | $371,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,700 | $369,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,158 | $365,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,700 | $364,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,994 | $363,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,700 | $360,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 13,700 | $353,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,500 | $350,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,500 | $349,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,925 | $346,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 28,397 | $345,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,336 | $342,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,850 | $339,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,500 | $336,000 | thousands by filing date | put |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 34,591 | $333,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,100 | $331,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 9,450 | $331,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 13,425 | $331,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 27,300 | $328,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5,000 | $328,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,733 | $327,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,500 | $327,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,000 | $324,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12,100 | $320,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,200 | $319,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,440 | $317,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,710 | $310,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,650 | $305,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,800 | $304,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,482 | $303,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,875 | $302,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,800 | $301,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,925 | $297,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,190 | $295,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,172 | $292,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,280 | $291,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,050 | $288,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,130 | $287,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,300 | $286,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 50,670 | $282,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,125 | $279,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,585 | $278,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,000 | $277,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,000 | $276,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 23,608 | $274,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,612 | $273,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 6,913 | $271,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,600 | $270,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 1,115 | $269,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 29,285 | $269,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,600 | $269,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 12,555 | $267,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,050 | $266,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,294 | $260,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,500 | $259,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,102 | $257,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,634 | $254,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 7,070 | $252,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 31,900 | $250,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,900 | $246,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,200 | $245,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 39,500 | $243,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,765 | $242,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,500 | $240,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 24,277 | $239,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 47,800 | $230,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,000 | $229,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 350 | $227,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,500 | $225,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 17,500 | $225,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,285 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,300 | $222,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 9,033 | $222,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 14,197 | $221,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 146,095 | $216,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 14,145 | $215,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,000 | $207,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,200 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 15,700 | $205,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 3,900 | $205,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 42,900 | $204,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,500 | $194,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,537 | $192,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,146 | $189,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 21,250 | $187,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,000 | $185,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,680 | $169,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,050 | $168,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 900 | $160,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 75,006 | $160,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 76,000 | $159,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,000 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 6,100 | $146,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,400 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,000 | $139,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 18,875 | $137,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 129,417 | $136,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 10,000 | $135,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,450 | $133,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 5,300 | $129,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 24,500 | $123,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,475 | $119,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,267 | $114,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 27,969 | $110,000 | thousands by filing date | |
| IJH | 464287507 | COM | 552 | $107,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 43,500 | $104,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,000 | $101,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,005 | $99,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 18,500 | $95,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 13,000 | $94,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,245 | $93,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 34,992 | $90,000 | thousands by filing date | |
| VTI | 922908769 | COM | 587 | $89,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 13,400 | $77,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 17,835 | $75,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 36,500 | $73,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,000 | $72,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,000 | $50,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 2,339 | $50,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,208 | $48,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,000 | $44,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,000 | $42,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 18,784 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 330 | $37,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 3,000 | $36,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 260 | $30,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 17,735 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 900 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,210 | $27,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,000 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 611 | $25,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 500 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 450 | $18,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 138 | $16,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,000 | $12,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 119 | $11,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 80 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 132 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 80 | $7,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 24 | $7,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20 | $6,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 30 | $6,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,000 | $6,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 20,000 | $5,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,872 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002675 | this filing | 2019-10-30 | acceptance time not in the bulk data set |