13F-HR filed by LVW Advisors, LLC
LVW Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-22, with 168 holding rows worth $403,581,000.
- Accession
- 0001085146-19-002605
- Filer
- CIK 1576053
- Filed
- 2019-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 168 entries on the cover page, a total value of $403,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $403,581,000 with VALUE read as thousands by filing date, 13F file number 028-16749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 711,720 | $29,237,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 166,678 | $27,715,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 233,549 | $26,431,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 739,472 | $18,583,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 280,538 | $15,923,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 259,263 | $15,252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 584,453 | $14,956,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 62,035 | $10,184,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 44,135 | $9,885,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 29,816 | $8,901,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 100,021 | $8,403,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 271,983 | $7,346,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 64,428 | $6,554,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 110,469 | $6,138,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 64,578 | $6,119,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 124,280 | $5,862,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 170,205 | $5,423,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 71,362 | $5,039,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 34,509 | $4,798,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 170,952 | $4,346,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,678 | $4,199,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 73,644 | $4,034,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 76,173 | $3,842,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50,723 | $3,841,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,751 | $3,693,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 69,401 | $3,511,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,939 | $3,485,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 57,123 | $3,448,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64,948 | $3,347,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 66,917 | $3,306,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,283 | $3,281,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,537 | $3,268,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,832 | $3,267,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 100,780 | $3,259,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 33,860 | $3,220,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 22,370 | $3,201,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 35,331 | $3,124,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 111,607 | $3,077,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 28,820 | $3,070,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 18,612 | $3,005,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 96,244 | $2,990,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 15,092 | $2,961,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,401 | $2,927,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 79,208 | $2,846,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 31,481 | $2,592,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23,175 | $2,550,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 43,376 | $2,399,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 62,168 | $2,347,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 57,266 | $2,342,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,335 | $2,317,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 42,654 | $2,287,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,174 | $2,162,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,677 | $2,134,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 16,122 | $2,046,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,264 | $2,016,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,031 | $1,917,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 28,607 | $1,889,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,208 | $1,852,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,623 | $1,827,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14,339 | $1,745,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 15,848 | $1,464,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 12,172 | $1,452,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 44,537 | $1,333,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,139 | $1,229,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,635 | $1,168,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 28,865 | $1,162,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,821 | $1,099,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 12,085 | $1,063,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 20,742 | $1,047,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 776 | $948,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 18,088 | $922,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,059 | $915,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,491 | $904,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,791 | $872,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,778 | $825,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,821 | $824,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,320 | $769,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,598 | $767,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,842 | $756,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 31,714 | $755,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 16,740 | $746,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,908 | $744,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 7,876 | $721,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,780 | $670,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 16,054 | $637,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,601 | $628,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,221 | $624,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 15,593 | $608,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,221 | $603,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,670 | $600,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 115,000 | $598,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,294 | $597,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 389,088 | $580,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 12,760 | $548,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 9,605 | $544,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,020 | $543,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 10,902 | $540,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,293 | $532,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,606 | $485,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 64,676 | $482,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,890 | $430,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,026 | $417,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,306 | $401,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,278 | $401,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,118 | $401,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,286 | $397,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,237 | $388,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,439 | $386,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 39,312 | $372,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,556 | $370,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 10,957 | $368,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,240 | $364,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,301 | $359,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,863 | $355,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,517 | $350,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 8,628 | $344,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,797 | $340,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,800 | $340,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,026 | $339,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,857 | $338,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,299 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,912 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,470 | $333,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,439 | $326,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,140 | $324,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,325 | $317,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,872 | $311,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,300 | $308,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,419 | $308,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,949 | $308,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 68,507 | $308,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,000 | $299,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,196 | $297,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,848 | $295,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,528 | $293,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,342 | $280,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,992 | $279,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,849 | $279,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,717 | $278,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,247 | $265,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,695 | $264,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,650 | $263,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,017 | $261,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 45,000 | $260,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,542 | $254,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,000 | $253,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 9,400 | $252,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,000 | $250,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,944 | $249,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,376 | $244,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,199 | $236,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,449 | $227,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 704 | $227,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,284 | $223,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,825 | $219,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 9,174 | $218,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,928 | $212,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,337 | $209,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 6,431 | $209,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,440 | $208,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,352 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,757 | $207,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,682 | $205,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 9,906 | $201,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,407 | $194,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,773 | $126,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $105,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,451 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002605 | this filing | 2019-10-22 | acceptance time not in the bulk data set |