13F-HR filed by RITHOLTZ WEALTH MANAGEMENT
RITHOLTZ WEALTH MANAGEMENT filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 144 holding rows worth $615,803,000.
- Accession
- 0001085146-19-002562
- Filer
- CIK 1698218
- Filed
- 2019-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 144 entries on the cover page, a total value of $615,803,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $615,803,000 with VALUE read as thousands by filing date, 13F file number 028-17973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 302,547 | $90,316,000 | thousands by filing date | |
| VTI | 922908769 | COM | 512,648 | $77,410,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 650,704 | $52,570,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 418,989 | $48,724,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 240,394 | $45,389,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 787,755 | $42,232,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 859,995 | $35,329,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 656,056 | $32,160,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 571,216 | $28,955,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 335,539 | $16,931,000 | thousands by filing date | |
| IJH | 464287507 | COM | 78,277 | $15,125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 277,093 | $8,213,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 28,744 | $6,438,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 61,522 | $5,737,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 121,322 | $4,579,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 112,663 | $3,862,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 33,075 | $3,774,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,181 | $3,593,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 56,341 | $3,579,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 47,164 | $3,529,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 95,840 | $3,340,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 119,826 | $3,034,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 106,126 | $3,027,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 61,689 | $2,822,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 98,198 | $2,455,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 39,137 | $2,398,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 38,849 | $2,367,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,078 | $2,356,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,185 | $2,250,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 264,646 | $2,035,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,757 | $2,005,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 34,516 | $1,940,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,751 | $1,779,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,483 | $1,476,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 56,435 | $1,445,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,818 | $1,405,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 55,356 | $1,376,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 24,248 | $1,332,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 32,331 | $1,213,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,984 | $1,175,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 19,201 | $1,173,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,296 | $1,151,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 656 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 20,401 | $1,133,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,421 | $1,104,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,809 | $1,096,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,301 | $1,033,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 8,592 | $1,032,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,653 | $1,026,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,515 | $1,010,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,690 | $976,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 36,878 | $964,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,924 | $962,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,629 | $896,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,198 | $835,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 25,594 | $833,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,663 | $812,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 632 | $772,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 30,345 | $770,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,002 | $718,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,698 | $716,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,936 | $703,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 17,759 | $698,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,153 | $653,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,652 | $629,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,562 | $625,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,913 | $607,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 496 | $605,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,973 | $603,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,849 | $599,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,789 | $571,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 18,210 | $567,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 18,771 | $494,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,187 | $494,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,926 | $476,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,602 | $462,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,150 | $462,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,084 | $455,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 33,000 | $453,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,824 | $441,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,206 | $439,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,820 | $434,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,050 | $423,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,234 | $422,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,120 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,383 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,535 | $418,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,137 | $414,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,281 | $406,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,163 | $403,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,560 | $403,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,405 | $403,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,619 | $381,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,388 | $377,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,946 | $372,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,352 | $371,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,204 | $370,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,464 | $365,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,630 | $359,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,205 | $358,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,934 | $339,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,450 | $336,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,500 | $333,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,377 | $332,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,399 | $318,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,420 | $305,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 737 | $287,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,862 | $284,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,240 | $282,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 8,000 | $278,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,319 | $270,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,568 | $261,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,820 | $255,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,663 | $253,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,665 | $246,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,667 | $239,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,140 | $235,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,415 | $229,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 925 | $227,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 800 | $222,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,039 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,010 | $217,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,079 | $208,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,676 | $208,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 3,827 | $203,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 916 | $199,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 33,700 | $109,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,136 | $100,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 21,132 | $81,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $61,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 18,186 | $37,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 13,000 | $33,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 700 | $32,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 11,220 | $31,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,522 | $25,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,558 | $25,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 400 | $19,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 700 | $19,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 500 | $16,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 700 | $14,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,264 | $14,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 25,000 | $10,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 700 | $9,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 100 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002562 | this filing | 2019-10-17 | acceptance time not in the bulk data set |