13F-HR/A filed by Charles Schwab Investment Advisory, Inc.
Charles Schwab Investment Advisory, Inc. filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2019-09-25, with 49 holding rows worth $3,981,071,000.
- Accession
- 0001085146-19-002424
- Filer
- CIK 1501902
- Filed
- 2019-09-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, amendment of type restatement, 49 entries on the cover page, a total value of $3,981,071,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,981,071,000 with VALUE read as thousands by filing date, 13F file number 028-14153. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MBS ETF | 464288588 | SHS | 3,460,877 | $381,873,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,716,576 | $366,833,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,164,441 | $366,600,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,769,964 | $236,447,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,798,631 | $235,753,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 8,072,912 | $156,372,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,416,106 | $143,749,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,104,852 | $137,410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,314,689 | $124,330,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 947,878 | $115,366,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 4,440,175 | $110,250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,421,215 | $107,089,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,396,391 | $105,997,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,916,868 | $94,827,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 3,000,311 | $89,889,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,521,334 | $87,598,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,796,253 | $83,888,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,001,195 | $81,148,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 5,302,862 | $71,536,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 532,713 | $66,147,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,236,581 | $59,498,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,315,751 | $58,419,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,571,702 | $56,937,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 486,496 | $55,550,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,112,587 | $54,572,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 628,644 | $49,713,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,576,036 | $48,904,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 816,289 | $44,373,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,124,364 | $44,098,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 2,069,505 | $41,638,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,559,797 | $36,764,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,304,047 | $35,443,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,007,046 | $34,431,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,267,167 | $34,370,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,078,391 | $32,524,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 601,722 | $29,081,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 475,348 | $25,398,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 352,450 | $19,064,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 740,632 | $18,042,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 318,669 | $11,007,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 385,924 | $9,347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 168,820 | $4,072,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 35,677 | $4,053,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 65,369 | $3,590,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 76,205 | $3,003,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 45,268 | $1,898,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 30,305 | $1,363,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,185 | $473,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 22,589 | $344,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001103 | superseded | 2015-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-002424 | this filing | 2019-09-25 | acceptance time not in the bulk data set |