13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 2,471 holding rows worth $13,716,059,000.
- Accession
- 0001085146-19-002337
- Filer
- CIK 1084580
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 2,471 entries on the cover page, a total value of $13,716,059,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,716,059,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SECOO HLDG LTD | 81367P101 | ADR | 34,064 | $259,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,518 | $258,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,600 | $257,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 7,862 | $257,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,805 | $257,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,000 | $257,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 10,900 | $255,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 10,840 | $254,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 8,400 | $253,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,086 | $253,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,715 | $253,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 50,919 | $253,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 500 | $252,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,984 | $252,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,300 | $250,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,635 | $250,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,100 | $250,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,837 | $249,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 15,500 | $249,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,963 | $249,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 250,000 | $249,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,076 | $247,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,100 | $247,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 6,686 | $247,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,455 | $247,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 40,500 | $247,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 13,833 | $246,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,071 | $245,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,925 | $245,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,739 | $245,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,900 | $245,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,100 | $245,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,578 | $244,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 25,100 | $244,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 12,154 | $244,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 8,258 | $242,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 25,000 | $242,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,100 | $240,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 205,000 | $240,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 4,971 | $239,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,400 | $238,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 6,023 | $238,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 5,330 | $237,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,524 | $237,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,100 | $236,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 1,474 | $236,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,913 | $236,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 800 | $235,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,732 | $235,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,700 | $234,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,000 | $233,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 10,483 | $231,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,623 | $230,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 25,562 | $230,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 14,080 | $230,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,970 | $230,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,900 | $229,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 6,297 | $229,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 12,500 | $229,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,241 | $228,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,700 | $227,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 4,128 | $227,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 16,466 | $226,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 500 | $225,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,400 | $225,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,566 | $225,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,356 | $225,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,300 | $225,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 250,000 | $225,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 2,400 | $224,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 4,783 | $224,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 31,238 | $224,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,838 | $223,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,338 | $223,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,014 | $223,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 13,579 | $223,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 8,115 | $222,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,200 | $221,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 1,300 | $221,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,435 | $221,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 6,831 | $221,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 5,685 | $220,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,670 | $220,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,000 | $220,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,032 | $219,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 9,068 | $219,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,768 | $219,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 15,000 | $219,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,590 | $218,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,777 | $218,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 43,531 | $218,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 17,664 | $218,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,437 | $216,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,007 | $216,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,904 | $215,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,259 | $215,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,455 | $215,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 15,500 | $215,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,100 | $215,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 200,000 | $214,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 18,501 | $213,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 15,489 | $213,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,072 | $212,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,680 | $212,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 206,000 | $212,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 2,901 | $211,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 13,146 | $211,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,248 | $210,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 10,649 | $210,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,800 | $210,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 3,800 | $209,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,391 | $209,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,350 | $209,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,639 | $209,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,010 | $209,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,600 | $208,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,572 | $208,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,400 | $208,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,500 | $208,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,296 | $208,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,056 | $208,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 9,029 | $208,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 16,506 | $208,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,874 | $207,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 46,062 | $206,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 4,013 | $205,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,501 | $203,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 27,551 | $203,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 4,539 | $202,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,810 | $201,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,003 | $201,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 200,000 | $201,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,074 | $200,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 25,147 | $200,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 9,129 | $200,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 13,901 | $200,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,500 | $199,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 24,834 | $199,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 17,467 | $198,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 200,000 | $198,000 | thousands by filing date | principal |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,200 | $197,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 17,865 | $197,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 25,700 | $197,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,800 | $196,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 75,339 | $196,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 8,047 | $196,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 20,935 | $195,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 17,543 | $195,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,200 | $193,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 45,011 | $193,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,431 | $191,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,157 | $190,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 25,000 | $190,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 1,400 | $189,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,400 | $189,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 2,500 | $188,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 18,072 | $187,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 42,500 | $187,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,000 | $186,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,636 | $185,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 22,384 | $184,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 38,039 | $184,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 900 | $183,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 18,275 | $183,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,100 | $182,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 18,102 | $182,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,900 | $182,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,000 | $181,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 1,100 | $181,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 1,400 | $181,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 20,512 | $181,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 15,836 | $181,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,200 | $180,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 29,534 | $180,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,100 | $178,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,090 | $177,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,741 | $177,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,000 | $176,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,300 | $175,000 | thousands by filing date | put |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,300 | $174,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 53,000 | $174,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,500 | $172,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 17,800 | $171,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 42,888 | $171,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 3,306 | $171,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,700 | $169,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 19,455 | $169,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,200 | $168,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 15,714 | $167,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,100 | $166,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,700 | $166,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 2,600 | $163,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,800 | $162,000 | thousands by filing date | call |
| VICI PPTYS INC COM | 925652109 | REIT | 7,300 | $161,000 | thousands by filing date | call |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,000 | $161,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 3,000 | $161,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 49,570 | $161,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 21,437 | $161,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 21,678 | $160,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 21,800 | $158,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 45,489 | $158,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 700 | $157,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 26,898 | $157,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 50,000 | $157,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 7,532 | $156,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 19,071 | $155,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,153 | $154,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,200 | $153,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 151,000 | $153,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 10,963 | $152,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 12,652 | $152,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,663 | $151,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 10,289 | $151,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 44,834 | $151,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 75,739 | $151,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,668 | $150,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 27,499 | $150,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,800 | $147,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 1,865 | $146,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 110,000 | $145,000 | thousands by filing date | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 600 | $143,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 20,777 | $143,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 16,993 | $143,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,418 | $142,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 44,295 | $140,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 40,667 | $140,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 9,925 | $138,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 17,988 | $137,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 13,620 | $137,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,023 | $136,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 800 | $136,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 39,840 | $136,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 22,081 | $136,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,800 | $135,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 32,567 | $134,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 22,016 | $133,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,612 | $132,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,456 | $132,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 13,589 | $131,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 6,251 | $130,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 900 | $129,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,800 | $129,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 900 | $126,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,105 | $125,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 16,650 | $125,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,900 | $124,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,800 | $124,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 6,000 | $124,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 1,800 | $121,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,500 | $120,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 15,037 | $120,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 14,244 | $119,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 7,500 | $119,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 2,800 | $118,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 11,488 | $118,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,100 | $118,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 700 | $117,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 1,600 | $117,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 14,976 | $114,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 11,134 | $114,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,097 | $113,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,000 | $113,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,452 | $112,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 42,500 | $111,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 1,300 | $110,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 11,912 | $107,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 40,395 | $107,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 495 | $106,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,453 | $106,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,433 | $106,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,400 | $105,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 10,747 | $105,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,700 | $104,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,975 | $104,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 28,774 | $104,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 887 | $102,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 900 | $102,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $102,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,500 | $100,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,300 | $100,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,923 | $100,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 40,800 | $100,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 500 | $98,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 600 | $98,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 1,300 | $98,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,000 | $98,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 300 | $97,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,500 | $97,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 97,000 | $97,000 | thousands by filing date | principal |
| PFENEX INC | 717071104 | COM | 14,364 | $97,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 48,006 | $95,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,500 | $94,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 13,628 | $94,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,300 | $93,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,200 | $93,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 2,300 | $92,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 800 | $92,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 800 | $91,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,012 | $91,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,100 | $90,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 72,200 | $90,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 700 | $89,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 12,200 | $88,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 10,612 | $88,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 67,662 | $87,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 577 | $86,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,400 | $85,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 500 | $85,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $83,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 1,200 | $83,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 400 | $82,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,493 | $82,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 26,120 | $81,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 55,000 | $80,000 | thousands by filing date | principal |
| ENERPLUS CORP | 292766102 | COM | 10,500 | $79,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 547 | $78,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 20,172 | $77,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22,786 | $77,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 35,000 | $77,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 70,000 | $77,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,024 | $76,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,429 | $76,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,400 | $75,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 13,279 | $75,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 31,125 | $75,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 12,056 | $75,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,272 | $74,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,800 | $72,000 | thousands by filing date | call |
| XCELENERGY INC | 98389B100 | COM | 1,200 | $71,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 600 | $71,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 1,100 | $71,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 800 | $70,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,397 | $70,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 400 | $68,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 400 | $68,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 20,600 | $68,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 15,400 | $67,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 95,800 | $67,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 800 | $66,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 3,000 | $65,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 50,318 | $65,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 18,152 | $63,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 72,000 | $63,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 800 | $62,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 500 | $62,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 900 | $62,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 31,553 | $62,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 709 | $61,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 700 | $61,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,947 | $61,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,605 | $60,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,469 | $60,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 887 | $59,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 14,954 | $59,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,300 | $59,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 200 | $58,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 1,000 | $58,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,282 | $58,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 5,301 | $57,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 13,793 | $56,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 77,000 | $55,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 31,837 | $54,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 7,500 | $52,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 1,000 | $52,000 | thousands by filing date | call |
| NUVECTRA CORP | 67075N108 | COM | 15,527 | $52,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,447 | $50,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 18,373 | $49,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,200 | $48,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,902 | $48,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,200 | $48,000 | thousands by filing date | call |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 49,000 | $48,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 27,958 | $46,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 400 | $44,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 133 | $44,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,500 | $44,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,000 | $43,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 48,000 | $43,000 | thousands by filing date | principal |
| NUTANIX INC CL A | 67059N108 | Stock | 1,600 | $42,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 900 | $42,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 37,000 | $42,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 5,227 | $42,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 400 | $41,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 1,300 | $40,000 | thousands by filing date | put |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 43,000 | $40,000 | thousands by filing date | principal |
| Seadrill Partners, LLC | Y7545W109 | LTD | 108,000 | $40,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 500 | $39,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 16,434 | $39,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 17,837 | $39,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 32,000 | $39,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 39,000 | $39,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,336 | $38,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,500 | $38,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,600 | $37,000 | thousands by filing date | put |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 55,000 | $37,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,053 | $36,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 56,090 | $36,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,332 | $36,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 3,300 | $35,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 500 | $32,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 26,640 | $32,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,027 | $31,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,800 | $31,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 20,000 | $30,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,700 | $29,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 600 | $29,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,000 | $29,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $28,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 16,206 | $28,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 25,000 | $27,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,400 | $26,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 300 | $25,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,400 | $25,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 700 | $25,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,962 | $24,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 200 | $24,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,300 | $23,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 200 | $23,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 1,700 | $23,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,300 | $22,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 23,977 | $22,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 600 | $21,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $21,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $21,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 200 | $21,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 22,000 | $21,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 1,400 | $20,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 300 | $19,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 12,000 | $19,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 20,000 | $18,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 200 | $17,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 2,500 | $17,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,000 | $17,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 617 | $16,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 900 | $16,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 765 | $15,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,600 | $15,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $14,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 22,400 | $14,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,300 | $13,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 226 | $12,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 10,577 | $12,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 80 | $11,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 83 | $11,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $10,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 300 | $10,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 3,071 | $10,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 100 | $9,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 30,244 | $9,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 100 | $8,000 | thousands by filing date | put |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 25,000 | $8,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 100 | $6,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 100 | $6,000 | thousands by filing date | call |
| ALCON AG ORD SHS | H01301128 | Stock | 64 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $4,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12 | $1,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 42 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,114 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 200,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FERRARI N V | N3167Y103 | COM | 253,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 32,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 32,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 152,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 178,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 9,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 82,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 40,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 2,137,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 1,607,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 89,523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002337 | this filing | 2019-08-14 | acceptance time not in the bulk data set |