13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 1,191 holding rows worth $535,983,000.
- Accession
- 0001085146-19-002320
- Filer
- CIK 1416692
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 1,191 entries on the cover page, a total value of $535,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $535,983,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Intuitive Surgical,Inc. | 46120E602 | COM | 101 | $53,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,000 | $53,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 1,940 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 552 | $53,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 416 | $52,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 626 | $52,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,800 | $52,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 820 | $52,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $52,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 937 | $51,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 500 | $51,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 343 | $51,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,568 | $51,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 400 | $50,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 350 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,000 | $50,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,650 | $50,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 4,000 | $49,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 246 | $49,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,794 | $49,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,200 | $49,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,000 | $49,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,960 | $49,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,780 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,659 | $48,000 | thousands by filing date | |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 1,745 | $48,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 208 | $47,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,415 | $47,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 435 | $47,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,408 | $47,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,200 | $46,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 1,000 | $46,000 | thousands by filing date | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 169 | $45,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 230 | $45,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,155 | $45,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 701 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 200 | $45,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,400 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 670 | $44,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,062 | $44,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 200 | $43,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 733 | $43,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 277 | $43,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 400 | $42,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,042 | $42,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,425 | $42,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 243 | $41,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 308 | $41,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 119 | $41,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 128 | $41,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 239 | $41,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $41,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 300 | $40,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,960 | $40,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 600 | $40,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 838 | $40,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,814 | $39,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 692 | $39,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,400 | $39,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 300 | $39,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 249 | $38,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 815 | $38,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 500 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 300 | $38,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $38,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $38,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,200 | $38,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 700 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 262 | $37,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 461 | $37,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 420 | $36,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 352 | $36,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 541 | $36,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,750 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 421 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 543 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,000 | $36,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 5,670 | $36,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 607 | $35,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 645 | $35,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $35,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 170 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 492 | $35,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 800 | $35,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 5,074 | $35,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,989 | $35,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 290 | $35,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 500 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 863 | $35,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $35,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 400 | $34,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 1,142 | $34,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 683 | $34,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 708 | $33,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 852 | $33,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 300 | $33,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 400 | $33,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 130 | $33,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,530 | $33,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 500 | $32,000 | thousands by filing date | put |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $32,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 631 | $32,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $32,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 898 | $32,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 225 | $32,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 250 | $32,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,047 | $32,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,000 | $32,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 1,000 | $32,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,104 | $32,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 723 | $31,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 700 | $31,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 309 | $30,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 600 | $30,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 200 | $30,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 700 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,000 | $30,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,431 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 475 | $29,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,000 | $29,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $29,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,851 | $29,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,838 | $29,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,351 | $29,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 525 | $28,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 499 | $28,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 315 | $28,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 170 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 225 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 896 | $28,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 877 | $28,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 203 | $28,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 200 | $27,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200 | $27,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $27,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 304 | $27,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 500 | $27,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $27,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 500 | $27,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 227 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 607 | $27,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,130 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 500 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,000 | $27,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,000 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,900 | $27,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,500 | $27,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 130 | $26,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 211 | $26,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 493 | $26,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,727 | $26,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 657 | $26,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $26,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 429 | $26,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,200 | $26,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,023 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 250 | $26,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 212 | $26,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,250 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,000 | $26,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 62 | $25,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,119 | $25,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 417 | $25,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,674 | $25,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,000 | $25,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 400 | $25,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 500 | $24,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 170 | $24,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 329 | $24,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 40 | $24,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 600 | $24,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100 | $24,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 420 | $24,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $24,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 425 | $24,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 129 | $24,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 391 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 521 | $24,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 234 | $23,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 198 | $23,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 101 | $23,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $23,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 304 | $23,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 10,000 | $23,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,353 | $23,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 480 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 425 | $23,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $22,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $22,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 100 | $22,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $22,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 308 | $22,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,000 | $22,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 800 | $22,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 211 | $21,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 545 | $21,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 812 | $21,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 316 | $21,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 300 | $21,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 520 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 102 | $21,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 617 | $21,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 860 | $21,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 300 | $21,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 2,100 | $21,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 687 | $20,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 477 | $20,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 141 | $20,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 555 | $20,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,006 | $20,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 400 | $20,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 792 | $20,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $20,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $20,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,500 | $20,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 4,500 | $20,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 175 | $19,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $19,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $19,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 175 | $19,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 116 | $19,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 81 | $19,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 250 | $19,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 150 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 219 | $19,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 332 | $19,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $19,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 199 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 370 | $19,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 60 | $18,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $18,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 331 | $18,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,765 | $18,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $18,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 144 | $18,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 526 | $18,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 231 | $18,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 332 | $18,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 496 | $18,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 400 | $18,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 400 | $18,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 440 | $18,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $18,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,600 | $18,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 250 | $18,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 429 | $18,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,891 | $18,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $17,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 438 | $17,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 750 | $17,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 321 | $17,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 60 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 104 | $17,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 150 | $17,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 2,000 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 960 | $17,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 250 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 200 | $17,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $17,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 900 | $17,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 600 | $17,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 600 | $17,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 200 | $16,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 157 | $16,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 250 | $16,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 900 | $16,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 122 | $16,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,702 | $16,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 200 | $16,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 176 | $16,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 850 | $16,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,000 | $16,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,000 | $16,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 266 | $16,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 61 | $16,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,250 | $16,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 526 | $16,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 400 | $16,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 400 | $16,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 500 | $15,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $15,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 306 | $15,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 825 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 325 | $15,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,500 | $15,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 300 | $15,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 200 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 100 | $14,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,500 | $14,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,600 | $14,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 364 | $14,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,377 | $14,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $14,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 196 | $14,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 120 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $14,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 183 | $14,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $14,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 200 | $14,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,000 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $14,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 81 | $14,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,500 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 416 | $14,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $14,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 400 | $13,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 61 | $13,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 52 | $13,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 132 | $13,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $13,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 100 | $13,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4 | $13,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 164 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,100 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $13,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 234 | $13,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 192 | $13,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 100 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 190 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 100 | $13,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $13,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 400 | $13,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 400 | $13,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,064 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,000 | $13,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 700 | $13,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 225 | $13,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 515 | $13,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,000 | $13,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 123 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 520 | $13,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 333 | $12,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 178 | $12,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 400 | $12,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 50 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $12,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 300 | $12,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 300 | $12,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 150 | $12,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,000 | $12,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 775 | $12,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 165 | $12,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,000 | $12,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 575 | $12,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 585 | $12,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 545 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 300 | $12,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 6,710 | $12,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,000 | $12,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000 | $12,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 247 | $11,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 194 | $11,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $11,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 423 | $11,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 200 | $11,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 230 | $11,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 900 | $11,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 6,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 202 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 855 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 111 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,000 | $11,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 300 | $11,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 832 | $11,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 313 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 244 | $11,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $11,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 22 | $10,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 274 | $10,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 161 | $10,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 500 | $10,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 112 | $10,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 300 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $10,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $10,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 624 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 190 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 270 | $10,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 225 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 200 | $10,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 500 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 150 | $10,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 503 | $9,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 100 | $9,000 | thousands by filing date | call |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 119 | $9,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 75 | $9,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 300 | $9,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 260 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 200 | $9,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 363 | $9,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 100 | $9,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 300 | $9,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 200 | $9,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 400 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 240 | $9,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 122 | $9,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 189 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 333 | $9,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 523 | $9,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 325 | $9,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 153 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 100 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 191 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 192 | $8,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 500 | $8,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 108 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 155 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $8,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 200 | $8,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 300 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 150 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 95 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 70 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 212 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $8,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 425 | $8,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 54 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 836 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 43 | $8,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,000 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,000 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 300 | $8,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 500 | $8,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 120 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $7,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 318 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 72 | $7,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $7,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 200 | $7,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 105 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 57 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 800 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 200 | $7,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,000 | $7,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 300 | $7,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 45 | $7,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 400 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 300 | $7,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,832 | $7,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 400 | $7,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $7,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 700 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 98 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 196 | $7,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 300 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $7,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 500 | $7,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 500 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 105 | $6,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 179 | $6,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 34 | $6,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $6,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $6,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 48 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 216 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 50 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 44 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 250 | $6,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 535 | $6,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 504 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 150 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,000 | $6,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $6,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 500 | $6,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 500 | $6,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 500 | $6,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 97 | $6,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,200 | $6,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,200 | $6,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 400 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 300 | $6,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 54 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 221 | $5,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 300 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 200 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 254 | $5,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 236 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002320 | this filing | 2019-08-14 | acceptance time not in the bulk data set |