13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 662 holding rows worth $847,690,000.
- Accession
- 0001085146-19-002279
- Filer
- CIK 1511137
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 662 entries on the cover page, a total value of $847,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $847,690,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 290 | $12,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 130 | $12,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 60 | $12,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 138 | $12,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 248 | $12,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 178 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 445 | $12,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 233 | $12,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,050 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 95 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,433 | $11,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 30 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 33 | $11,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 215 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 350 | $11,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 207 | $11,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 110 | $11,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 70 | $10,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 75 | $10,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 400 | $10,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 90 | $10,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 742 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 220 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 82 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 337 | $10,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 352 | $10,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 160 | $10,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 518 | $10,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 357 | $9,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 20 | $9,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 151 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 332 | $9,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 307 | $9,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 405 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 151 | $8,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 210 | $8,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 30 | $8,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 72 | $8,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 246 | $8,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 300 | $8,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 44 | $8,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 193 | $8,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 506 | $8,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 618 | $8,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 103 | $7,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 432 | $7,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 56 | $7,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 200 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 150 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 704 | $7,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 704 | $7,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,600 | $7,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 48 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 350 | $6,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 362 | $6,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,133 | $6,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 600 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 75 | $5,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 298 | $5,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 48 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 519 | $5,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 470 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 388 | $5,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 281 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 7,525 | $5,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 59 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 160 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 116 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 184 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 120 | $4,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 200 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 161 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 92 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 137 | $3,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 321 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 72 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 40 | $3,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 244 | $3,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 2,677 | $3,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 44 | $2,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 30 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 25 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30 | $2,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,500 | $2,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 107 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 46 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 24 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 63 | $2,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 45 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 166 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 22 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 116 | $2,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 32 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 129 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 106 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 31 | $2,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 200 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 548 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 50 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 4,600 | $2,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15 | $1,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 53,500 | $1,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 213 | $1,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 7 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 11 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 48 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 128 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 37 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 19 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 35 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 56 | $1,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 340 | $1,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 976 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 733 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 49,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADANT INC | 48282T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR ENERGY, INC. | 12662P108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APERGY CORP | 03755L104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSS INDS INC | 125906107 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXUS INTL INC | 74737V106 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emmis Communications Corp | 291525400 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002279 | this filing | 2019-08-14 | acceptance time not in the bulk data set |