13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 1,662 holding rows worth $5,531,454,000.
- Accession
- 0001085146-19-002278
- Filer
- CIK 1567755
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,662 entries on the cover page, a total value of $5,531,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,531,454,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONTINENTAL RES INC | 212015101 | COM | 5,114 | $206,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,352 | $205,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 3,121 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 17,205 | $205,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,899 | $204,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,279 | $204,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,203 | $204,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,079 | $203,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 12,341 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,340 | $202,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,649 | $201,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 558 | $201,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 13,183 | $201,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,399 | $200,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,619 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,342 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,344 | $200,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,718 | $198,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,740 | $197,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,016 | $196,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,085 | $193,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 15,992 | $192,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 16,483 | $192,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,107 | $191,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,453 | $190,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 20,280 | $190,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 12,394 | $187,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,586 | $186,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,176 | $185,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 29,112 | $184,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,281 | $183,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 14,131 | $181,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,194 | $180,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 25,707 | $180,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,802 | $178,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,231 | $178,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,475 | $176,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,252 | $175,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,345 | $175,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,592 | $174,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 40,658 | $173,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 91,666 | $173,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,714 | $172,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 33,289 | $171,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,801 | $168,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,535 | $168,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,275 | $167,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,373 | $166,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 14,444 | $166,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 11,135 | $165,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,649 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,635 | $162,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 16,314 | $162,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 11,910 | $161,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 11,091 | $160,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 13,455 | $159,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 62,294 | $156,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,862 | $155,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,198 | $155,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 24,066 | $154,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,010 | $154,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,200 | $150,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,765 | $148,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,777 | $147,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,655 | $147,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 62,197 | $147,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,614 | $146,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $146,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,638 | $145,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 45,421 | $144,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30,815 | $141,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 20,159 | $140,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,920 | $140,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 18,906 | $139,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,883 | $138,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 16,913 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,053 | $138,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,189 | $137,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 27,145 | $133,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 12,901 | $132,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 33,808 | $130,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,166 | $126,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,657 | $126,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 13,487 | $123,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,908 | $123,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,904 | $122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,574 | $121,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 16,137 | $120,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,404 | $117,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 17,275 | $116,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 24,194 | $112,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,672 | $111,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 22,407 | $107,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,246 | $106,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 22,398 | $106,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,000 | $104,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,250 | $103,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,446 | $102,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,116 | $101,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 20,062 | $100,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,723 | $92,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 31,416 | $89,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,840 | $89,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,737 | $88,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 13,607 | $88,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 32,672 | $84,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $82,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,022 | $79,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 31,250 | $77,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,404 | $73,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 16,546 | $73,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 17,545 | $67,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,613 | $66,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,708 | $65,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 39,400 | $65,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,630 | $63,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,131 | $62,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 10,992 | $58,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,386 | $56,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 19,004 | $55,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 37,750 | $55,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 38,711 | $53,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 20,192 | $52,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,920 | $52,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 60,050 | $51,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 34,804 | $48,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 19,985 | $48,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 45,000 | $45,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 11,652 | $45,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 19,199 | $42,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,212 | $42,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 26,300 | $40,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,990 | $39,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,092 | $36,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,850 | $36,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 18,121 | $34,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,771 | $34,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,853 | $32,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,556 | $31,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,828 | $30,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 19,000 | $29,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 15,865 | $27,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 13,872 | $27,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,500 | $27,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,630 | $26,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,712 | $26,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 20,000 | $23,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,500 | $21,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 36,700 | $21,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 17,500 | $20,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 37,217 | $16,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 12,111 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,902 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,225 | $11,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $11,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 11,920 | $11,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,849 | $10,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $10,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 10,177 | $6,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 10,000 | $5,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 15,000 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 13,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002278 | this filing | 2019-08-14 | acceptance time not in the bulk data set |