13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 387 holding rows worth $1,298,546,000.
- Accession
- 0001085146-19-002266
- Filer
- CIK 1466538
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 452 entries on the cover page, a total value of $1,298,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,298,546,000 with VALUE read as thousands by filing date, 13F file number 028-14571. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCOWEN & COMPANY, LLC028-04125
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Investment Management LLC028-13626
- included managerRAMIUS ADVISORS LLC028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RED HAT INC | 756577102 | COM | 468,827 | $88,027,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 382,632 | $63,525,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 678,108 | $62,684,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,452,179 | $61,611,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 433,588 | $57,494,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,000,000 | $54,350,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,499,493 | $49,348,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 605,955 | $42,756,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,035,364 | $42,465,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,841,078 | $40,946,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 483,963 | $25,379,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,402,000 | $24,018,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 8,374,111 | $23,782,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 257,314 | $23,289,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 423,162 | $21,827,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 1,813,245 | $18,404,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 129,972 | $15,928,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,485,850 | $15,799,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,083,926 | $14,362,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 788,794 | $12,881,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,019,605 | $12,052,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 196,791 | $11,949,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,100,777 | $11,487,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 1,107,985 | $11,246,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $11,173,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 994,449 | $10,283,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 217,408 | $10,073,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 925,000 | $9,380,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 67,888 | $8,708,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 759,312 | $7,897,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 187,696 | $7,827,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 688,805 | $7,232,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 670,100 | $6,895,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 105,258 | $6,884,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 668,892 | $6,689,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 160,600 | $6,474,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 600,000 | $6,270,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 576,372 | $5,937,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 563,094 | $5,856,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 559,303 | $5,828,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,000,000 | $5,811,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 559,977 | $5,654,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 557,478 | $5,614,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 112,859 | $5,591,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 86,581 | $5,442,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 534,500 | $5,399,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 241,102 | $5,352,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 299,914 | $5,308,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 510,000 | $5,269,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 520,000 | $5,221,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 516,962 | $5,190,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 737,864 | $5,172,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 105,083 | $5,022,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 78,334 | $4,814,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 90,868 | $4,644,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,400 | $4,629,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 42,000 | $4,628,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 347,094 | $4,592,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 450,100 | $4,591,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 225,000 | $4,385,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 394,837 | $4,027,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 376,752 | $3,998,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 206,259 | $3,896,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 367,909 | $3,679,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 756,800 | $3,595,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 67,300 | $3,540,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 356,966 | $3,534,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 85,491 | $3,509,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 348,102 | $3,505,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 299,100 | $3,470,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 323,444 | $3,458,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 342,396 | $3,441,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 328,900 | $3,407,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 89,765 | $3,394,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 329,140 | $3,298,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $3,228,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 320,411 | $3,194,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 51,204 | $3,173,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 302,000 | $3,163,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 296,667 | $3,139,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 304,915 | $3,104,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 300,580 | $3,075,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 299,969 | $3,030,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 301,000 | $3,007,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 39,588 | $2,904,000 | thousands by filing date | call |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 286,176 | $2,879,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 268,872 | $2,879,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 285,585 | $2,870,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 61,600 | $2,868,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 72,500 | $2,846,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 100,000 | $2,845,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 26,279 | $2,739,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 74,675 | $2,730,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 343,049 | $2,645,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 260,280 | $2,642,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 324,337 | $2,481,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 324,358 | $2,468,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $2,383,000 | thousands by filing date | put |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 233,421 | $2,381,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 231,300 | $2,313,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 45,000 | $2,256,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 212,326 | $2,187,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 34,000 | $2,159,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 576,231 | $2,155,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 820,805 | $2,151,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 200,262 | $2,097,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 318,500 | $2,093,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 200,000 | $2,092,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 22,000 | $2,075,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 21,600 | $2,044,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 190,839 | $2,042,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 200,000 | $2,000,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 199,000 | $1,998,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 47,970 | $1,953,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 184,229 | $1,922,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 187,926 | $1,919,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,000 | $1,908,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 85,300 | $1,846,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 304,791 | $1,844,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 45,825 | $1,834,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 972,260 | $1,799,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 378,515 | $1,798,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 175,000 | $1,796,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 166,057 | $1,690,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 163,500 | $1,666,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 160,600 | $1,662,000 | thousands by filing date | put |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 156,430 | $1,654,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 54,855 | $1,632,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 16,700 | $1,630,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 46,083 | $1,606,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 150,000 | $1,575,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 50,175 | $1,513,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,670,000 | $1,482,000 | thousands by filing date | principal |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 38,190 | $1,446,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 135,240 | $1,437,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 136,250 | $1,417,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 125,000 | $1,324,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 13,000 | $1,316,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,000 | $1,292,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 124,431 | $1,273,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 237,500 | $1,259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 23,200 | $1,240,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 30,377 | $1,230,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 160,000 | $1,221,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,851 | $1,165,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 32,500 | $1,161,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 167,785 | $1,121,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 25,000 | $1,077,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 100,100 | $1,061,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 52,500 | $1,037,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 100,000 | $1,036,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 100,000 | $1,027,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 100,963 | $1,019,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 197,552 | $1,015,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 20,663 | $1,001,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 33,500 | $997,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,118 | $996,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 90,592 | $996,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 105,314 | $958,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $947,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,400 | $945,000 | thousands by filing date | put |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 113,220 | $944,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 90,053 | $937,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,800 | $898,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 87,716 | $895,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 380 | $881,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 82,888 | $840,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 235,000 | $834,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 75,000 | $795,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 225,000 | $788,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 646,800 | $776,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,165 | $735,000 | thousands by filing date | call |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 64,500 | $671,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 55,000 | $655,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 64,324 | $645,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 63,555 | $643,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 60,300 | $639,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,205 | $635,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 63,840 | $632,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 7,532 | $617,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 59,248 | $610,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 58,162 | $598,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 105,302 | $591,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 110,000 | $552,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,000 | $547,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 54,529 | $546,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 11,838 | $545,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 49,908 | $523,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 521,000 | $517,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,068 | $514,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,000 | $514,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 9,000 | $513,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,424 | $511,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 130,500 | $506,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 69,707 | $504,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 50,000 | $495,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,000 | $490,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 62,700 | $490,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 407,200 | $475,000 | thousands by filing date | put |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 45,027 | $475,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 175,000 | $446,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 50,000 | $444,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 395,000 | $443,000 | thousands by filing date | call |
| KEMPHARM INC COM NEW | 488445107 | Stock | 250,000 | $438,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 8,000 | $437,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 44,000 | $430,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 350,000 | $406,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 17,500 | $395,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 546,650 | $392,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 250,000 | $379,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 37,364 | $379,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 653,520 | $374,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 10,100 | $368,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,500 | $353,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 150,000 | $350,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 51,449 | $343,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 246,748 | $343,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 488,387 | $342,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 61,600 | $341,000 | thousands by filing date | put |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 368,284 | $331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 106,087 | $330,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 32,104 | $318,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 300,000 | $307,000 | thousands by filing date | principal |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,057,298 | $307,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 280,000 | $287,000 | thousands by filing date | principal |
| KONTOOR BRANDS INC | 50050N103 | COM | 10,000 | $280,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,700 | $272,000 | thousands by filing date | put |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 24,800 | $265,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 26,507 | $265,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 117,200 | $257,000 | thousands by filing date | put |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 25,000 | $255,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 317 | $241,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 160,000 | $240,000 | thousands by filing date | put |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 23,900 | $239,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 161,066 | $234,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 544,461 | $229,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 324,221 | $227,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 493,335 | $222,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 550 | $221,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 445,282 | $219,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 21,176 | $219,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 170,534 | $213,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,611 | $203,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 202,323 | $200,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 201,300 | $198,000 | thousands by filing date | put |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 156,351 | $197,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 215,180 | $192,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 18,656 | $192,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 19,100 | $189,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 850 | $188,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 744,789 | $187,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,118 | $183,000 | thousands by filing date | put |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 18,800 | $183,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,300 | $179,000 | thousands by filing date | put |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 17,650 | $179,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 296,807 | $178,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 947,074 | $171,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 80 | $169,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 124,799 | $167,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 109,902 | $166,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITIN CO | G2956M138 | UNIT 99/99/9999 | 15,573 | $164,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 44,600 | $162,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 250,000 | $156,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 144,130 | $156,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,790 | $153,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 12,900 | $153,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 75,000 | $150,000 | thousands by filing date | put |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 110,539 | $149,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 220,087 | $143,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,400 | $139,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 425 | $136,000 | thousands by filing date | call |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 65,993 | $132,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 12,438 | $129,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 12,804 | $128,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 435,067 | $122,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 304,072 | $120,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 125 | $119,000 | thousands by filing date | put |
| Reebonz Holding Limited | G7457R122 | SHS | 29,942 | $113,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 125,000 | $106,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 340,769 | $102,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 15,300 | $99,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 175,000 | $96,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 602 | $95,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 358,207 | $93,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 550 | $92,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 309,883 | $90,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 1,000 | $88,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 394,501 | $87,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 66,666 | $87,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 50,000 | $85,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,582 | $82,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 135,883 | $82,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 201,816 | $79,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 16,500 | $78,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 606 | $76,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 125,900 | $76,000 | thousands by filing date | put |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 669,780 | $74,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 200,871 | $74,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 170 | $72,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 225 | $71,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 43,819 | $69,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 34,230 | $69,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100,000 | $66,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 150 | $65,000 | thousands by filing date | put |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 200 | $64,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 787,100 | $64,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 1,100 | $63,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,930 | $63,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 48,496 | $61,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 73,400 | $51,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 38,023 | $51,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 135 | $50,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 99,900 | $50,000 | thousands by filing date | put |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 58,833 | $50,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 326,711 | $49,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 200 | $48,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 115,600 | $48,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 16,200 | $41,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 85,000 | $39,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 38,059 | $38,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,164,699 | $37,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 55,799 | $36,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 28,459 | $36,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 29,500 | $35,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 25,000 | $31,000 | thousands by filing date | put |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 121,149 | $30,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 92,481 | $30,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 77,959 | $30,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,435 | $29,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,402 | $28,000 | thousands by filing date | call |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 50,000 | $28,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 125,202 | $27,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 10,239 | $27,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 29,250 | $27,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 44,902 | $27,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 55,000 | $26,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 27,800 | $26,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 49,600 | $26,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100,063 | $25,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 32,500 | $24,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 50,200 | $23,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 102,810 | $22,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 72,869 | $22,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 3,075,558 | $22,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 40,025 | $21,000 | thousands by filing date | call |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 71,814 | $21,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 24,200 | $20,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 55,371 | $19,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 31,198 | $19,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 90,020 | $17,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 50,000 | $17,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 400 | $16,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 12,659 | $16,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 976 | $15,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 23,000 | $15,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 67,000 | $15,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 50,799 | $15,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 68,978 | $14,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400 | $13,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 100 | $13,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 40 | $13,000 | thousands by filing date | call |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 14,433 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 201 | $11,000 | thousands by filing date | put |
| XYNOMIC PHARMACUTCLS HLDNG I | 98421X110 | *W EXP 05/15/202 | 50,000 | $11,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 31,900 | $10,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30 | $9,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 24,278 | $7,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 14,057 | $7,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 250 | $6,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 60,743 | $6,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 25,000 | $6,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 45 | $5,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 523 | $5,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 33,151 | $5,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 36,298 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 400 | $4,000 | thousands by filing date | put |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 20,000 | $4,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 13,000 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 443,716 | $4,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,000 | $3,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 18,100 | $3,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,800 | $2,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 74 | $2,000 | thousands by filing date | put |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 11,500 | $2,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 75 | $1,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 110,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002266 | this filing | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-002384 | base | 2019-08-16 | acceptance time not in the bulk data set |