13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 1,400 holding rows worth $14,667,670,000.
- Accession
- 0001085146-19-002223
- Filer
- CIK 61227
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 2,991 entries on the cover page, a total value of $14,667,670,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,667,670,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIFFANY & CO NEW | 886547108 | COM | 16,364 | $1,532,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 113,544 | $1,531,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 283,600 | $1,526,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 75,900 | $1,525,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 264,352 | $1,523,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,975 | $1,517,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 34,659 | $1,515,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 209,287 | $1,513,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 128,400 | $1,512,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,540,000 | $1,507,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,356,000 | $1,507,000 | thousands by filing date | principal |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 39,794 | $1,506,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 620,415 | $1,501,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 60,326 | $1,492,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 154,200 | $1,482,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 12,746 | $1,475,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 28,669 | $1,473,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 80,600 | $1,469,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,227 | $1,466,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 134,536 | $1,465,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 17,307 | $1,460,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 133,391 | $1,459,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 11,311 | $1,456,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 78,440 | $1,449,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 91,376 | $1,449,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 486,611 | $1,445,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 21,850 | $1,441,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 25,990 | $1,440,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 69,191 | $1,440,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 22,722 | $1,439,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 31,135 | $1,439,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 125,088 | $1,438,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 63,999 | $1,437,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 15,459 | $1,413,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 142,712 | $1,405,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 124,496 | $1,403,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 24,727 | $1,395,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 43,903 | $1,393,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 74,926 | $1,393,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 61,400 | $1,391,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,377 | $1,388,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 51,617 | $1,375,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 9,244 | $1,363,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,346,000 | $1,361,000 | thousands by filing date | principal |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 53,900 | $1,346,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 25,945 | $1,346,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 827,000 | $1,344,000 | thousands by filing date | principal |
| TORCHMARK CORP | 891027104 | COM | 15,003 | $1,342,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 55,782 | $1,339,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 33,519 | $1,327,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 22,738 | $1,326,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 58,041 | $1,291,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 139,000 | $1,290,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 30,689 | $1,288,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,299,000 | $1,279,000 | thousands by filing date | principal |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,300 | $1,273,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 23,756 | $1,272,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 49,126 | $1,270,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,583,000 | $1,267,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 90,565 | $1,265,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 175,566 | $1,265,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 101,674 | $1,259,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 47,276 | $1,258,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27,339 | $1,257,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 35,000 | $1,253,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 21,488 | $1,251,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,300 | $1,250,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 32,000 | $1,243,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 23,523 | $1,240,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 99,857 | $1,240,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 74,201 | $1,226,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,199,000 | $1,225,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 113,382 | $1,221,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 21,338 | $1,219,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 10,825 | $1,219,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 175,075 | $1,211,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 21,475 | $1,208,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,179,000 | $1,202,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 85,828 | $1,201,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,229,000 | $1,198,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 19,100 | $1,195,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 112,200 | $1,195,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 89,830 | $1,195,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 95,448 | $1,188,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 57,568 | $1,177,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10,023 | $1,176,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 24,681 | $1,174,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 18,100 | $1,165,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 189,387 | $1,162,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,458,000 | $1,149,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 276 | $1,142,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 79,804 | $1,138,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,092,000 | $1,126,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 15,976 | $1,125,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 20,846 | $1,115,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,220 | $1,107,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 557,251 | $1,098,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 33,528 | $1,096,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 20,208 | $1,093,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 10,088 | $1,089,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 56,200 | $1,083,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 164,682 | $1,082,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 19,151 | $1,078,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 93,261 | $1,073,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 53,231 | $1,071,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7,832 | $1,068,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 123,599 | $1,065,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,219 | $1,062,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 59,350 | $1,062,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 45,500 | $1,062,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 434,350 | $1,060,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,600 | $1,047,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 22,659 | $1,043,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,928 | $1,040,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 84,969 | $1,037,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 81,807 | $1,033,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 20,299 | $1,028,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 546,202 | $1,027,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 550,000 | $1,027,000 | thousands by filing date | principal |
| SL GREEN REALTY CORP | 78440X101 | COM | 12,736 | $1,024,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 25,422 | $1,024,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 160,000 | $1,018,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 16,982 | $1,014,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 47,133 | $1,012,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 21,416 | $1,010,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 13,400 | $1,010,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 23,560 | $1,008,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 64,838 | $1,000,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 72,277 | $999,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 50,739 | $990,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 58,886 | $988,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 16,873 | $985,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 9,227 | $982,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 23,757 | $970,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 49,861 | $969,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,149 | $967,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 86,906 | $965,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 89,149 | $961,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 60,600 | $961,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 23,000 | $952,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 14,208 | $950,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 271,615 | $945,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 54,716 | $943,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 18,901 | $938,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 104,000 | $935,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 26,151 | $931,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 17,100 | $927,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 65,222 | $919,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 61,078 | $908,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 32,344 | $907,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 56,000 | $904,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 63,568 | $904,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 45,674 | $899,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,128 | $898,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 18,300 | $894,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 51,218 | $893,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,015 | $892,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 40,255 | $882,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 23,048 | $880,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 58,824 | $880,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 63,422 | $879,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 73,991 | $879,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 90,000 | $873,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 204,832 | $870,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 23,783 | $869,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24,037 | $861,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 151,955 | $855,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 602,000 | $841,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 830,000 | $841,000 | thousands by filing date | principal |
| APPFOLIO INC | 03783C100 | COM CL A | 8,192 | $838,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 16,125 | $838,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 41,699 | $838,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 74,411 | $836,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 43,818 | $834,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 70,623 | $832,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 70,886 | $829,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 13,602 | $826,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 22,686 | $825,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 44,867 | $818,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,299 | $817,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 44,400 | $813,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 45,900 | $800,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 127,918 | $797,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 22,080 | $792,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 66,997 | $792,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 9,594 | $778,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 8,200 | $777,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 508,000 | $770,000 | thousands by filing date | principal |
| AVANGRID INC | 05351W103 | COM | 15,230 | $769,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20,015 | $768,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 680,000 | $766,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 41,367 | $765,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 44,854 | $765,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 20,000 | $760,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 62,500 | $758,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 29,851 | $756,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 400,000 | $748,000 | thousands by filing date | principal |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 63,900 | $742,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 38,510 | $741,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 758,000 | $741,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 460,000 | $735,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 60,957 | $734,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,893 | $733,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 683,000 | $732,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 477,000 | $732,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 605,000 | $723,000 | thousands by filing date | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 30,166 | $709,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 70,222 | $700,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,591 | $699,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 59,700 | $694,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 19,700 | $690,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 190,700 | $681,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 682,000 | $680,000 | thousands by filing date | principal |
| FTS INTERNATIONAL INC | 30283W104 | COM | 121,900 | $680,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 742,000 | $679,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 632,000 | $677,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 669,000 | $676,000 | thousands by filing date | principal |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 30,000 | $674,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4,678 | $671,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 24,023 | $663,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 38,000 | $663,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 3,700 | $659,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 44,422 | $659,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 15,345 | $653,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 434,000 | $652,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 19,207 | $649,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 45,873 | $649,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 77,051 | $645,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 605,000 | $639,000 | thousands by filing date | principal |
| ZSCALERINC | 98980G102 | STOK | 8,300 | $636,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 51,600 | $634,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 29,300 | $625,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 30,400 | $624,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 45,778 | $613,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 26,975 | $613,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 16,157 | $611,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 19,681 | $608,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 27,243 | $605,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 23,890 | $600,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 41,923 | $600,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 29,169 | $598,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 177,200 | $596,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 18,083 | $594,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 19,900 | $586,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 20,500 | $585,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,400 | $583,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 32,322 | $581,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,913 | $579,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 44,400 | $576,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 12,661 | $576,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 641,000 | $574,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 20,825 | $572,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 399,000 | $571,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 20,267 | $564,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 630,000 | $562,000 | thousands by filing date | principal |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 25,765 | $559,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 15,104 | $558,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 24,300 | $558,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 775,000 | $558,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 16,561 | $555,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 566,000 | $555,000 | thousands by filing date | principal |
| HUBBELL INC COM | 443510607 | Stock | 4,251 | $554,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 20,884 | $551,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 35,033 | $551,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 24,993 | $550,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 52,542 | $536,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,800 | $533,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 14,500 | $533,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 29,600 | $532,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 38,200 | $527,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 536,000 | $523,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 7,498 | $517,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 16,168 | $516,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,700 | $508,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 160,000 | $505,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 730,000 | $500,000 | thousands by filing date | principal |
| TIVO CORP | 88870P106 | COM | 67,200 | $495,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 790,000 | $495,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 17,960 | $493,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 42,534 | $491,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 65,400 | $488,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 53,898 | $487,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 545,000 | $486,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 23,300 | $486,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 139,669 | $482,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 31,139 | $477,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 136,400 | $468,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 91,652 | $466,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 462,000 | $464,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 31,029 | $460,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 13,092 | $458,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 109,327 | $450,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 455,000 | $446,000 | thousands by filing date | principal |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,168 | $445,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 46,700 | $442,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 12,722 | $441,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 13,900 | $438,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 92,400 | $435,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,336 | $432,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 22,462 | $426,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 12,000 | $425,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 25,251 | $419,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 397,000 | $413,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 21,858 | $411,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,195 | $409,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,192 | $409,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,066 | $408,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,800 | $408,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 29,392 | $406,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,327 | $406,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 92,000 | $401,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 52,925 | $395,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,500 | $394,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,315 | $393,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 42,100 | $386,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 14,500 | $384,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 373,000 | $382,000 | thousands by filing date | principal |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 17,402 | $381,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 40,665 | $379,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 22,352 | $376,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,500 | $374,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 285,700 | $372,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 34,829 | $372,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,474 | $368,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 13,100 | $368,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 23,995 | $367,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 99,100 | $363,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 503,000 | $361,000 | thousands by filing date | principal |
| TTEC HLDGS INC | 89854H102 | COM | 7,720 | $360,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,822 | $355,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 659,000 | $355,000 | thousands by filing date | principal |
| ITT INC COM | 45073V108 | Stock | 5,178 | $340,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7,439 | $333,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 35,686 | $332,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,981 | $327,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,949 | $324,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 17,300 | $321,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 30,900 | $320,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 139,800 | $313,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 21,400 | $305,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,300 | $303,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,437 | $302,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,087 | $297,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 44,300 | $297,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 12,600 | $292,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 7,650 | $290,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,297 | $283,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,876 | $280,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 16,200 | $276,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 28,100 | $273,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 37,356 | $270,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,100 | $269,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,100 | $269,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 66,700 | $268,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 25,400 | $267,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 12,236 | $263,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 106,378 | $262,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,459 | $259,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 14,800 | $258,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,700 | $255,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,600 | $247,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,339 | $232,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 17,400 | $232,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 266,000 | $232,000 | thousands by filing date | principal |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,500 | $231,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,500 | $229,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 8,800 | $229,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 6,300 | $226,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,084 | $226,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 185,000 | $222,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 3,800 | $220,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 13,500 | $219,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,568 | $218,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 15,333 | $217,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,100 | $216,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,600 | $215,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 22,400 | $215,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 42,600 | $214,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,321 | $214,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 950 | $212,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 7,600 | $210,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,700 | $208,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,983 | $205,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 25,795 | $205,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 32,358 | $204,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 15,400 | $202,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 187,000 | $201,000 | thousands by filing date | principal |
| SB ONE BANCORP | 78413T103 | COM | 9,000 | $201,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 108,790 | $185,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,000 | $183,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,600 | $182,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,000 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,000 | $127,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 16,000 | $127,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,100 | $114,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,594 | $99,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 16,100 | $83,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,100 | $82,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,600 | $60,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 16,400 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002223 | this filing | 2019-08-13 | acceptance time not in the bulk data set |