13F-HR filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 76 holding rows worth $349,708,000.
- Accession
- 0001085146-19-002209
- Filer
- CIK 1632097
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 76 entries on the cover page, a total value of $349,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,708,000 with VALUE read as thousands by filing date, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 308,228 | $90,728,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 358,887 | $45,822,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 280,747 | $44,371,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 273,135 | $23,657,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 152,597 | $21,771,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 233,366 | $20,802,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 92,455 | $16,942,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 110,082 | $16,351,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 73,027 | $10,601,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 102,710 | $8,297,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,111,159 | $6,832,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 41,535 | $4,469,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 85,947 | $4,133,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,741 | $2,451,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,271 | $2,268,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,525 | $1,679,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,323 | $1,560,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 51,047 | $1,286,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,091 | $1,239,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,648 | $975,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 21,856 | $949,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 104,000 | $834,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 7,055 | $787,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,435 | $780,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 381 | $721,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,408 | $707,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,673 | $690,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 56,532 | $689,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,703 | $658,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,332 | $652,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,606 | $639,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,040 | $638,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,526 | $632,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,751 | $623,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,702 | $585,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,653 | $554,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 10,442 | $551,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,337 | $491,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,601 | $490,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,120 | $467,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,703 | $425,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 20,000 | $394,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,250 | $379,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,667 | $361,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 964 | $350,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,106 | $348,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 322 | $347,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,793 | $334,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 100,000 | $329,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 12,930 | $323,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $318,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 15,400 | $315,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 8,520 | $311,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,914 | $307,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,465 | $306,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,573 | $301,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,977 | $299,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,399 | $291,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,187 | $287,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,601 | $279,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,513 | $275,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,360 | $275,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,525 | $273,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,738 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,972 | $256,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,095 | $254,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 62,055 | $248,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 225 | $242,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,734 | $241,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,142 | $237,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,962 | $207,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,900 | $206,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 992 | $203,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,719 | $201,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 14,100 | $188,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 25,000 | $156,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002209 | this filing | 2019-08-12 | acceptance time not in the bulk data set |