13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 932 holding rows worth $2,250,691,000.
- Accession
- 0001085146-19-002186
- Filer
- CIK 1534400
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 932 entries on the cover page, a total value of $2,250,691,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,250,691,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PPL CORP COM | 69351T106 | Stock | 20,066 | $616,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 15,356 | $615,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,590 | $615,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 11,804 | $613,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,223 | $612,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,233 | $612,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,342 | $606,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 43,723 | $605,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 15,014 | $603,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 28,459 | $601,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 19,346 | $596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 20,482 | $594,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,811 | $592,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 9,739 | $590,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 94,418 | $590,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,077 | $586,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,838 | $586,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 15,739 | $586,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,575 | $586,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,015 | $585,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,744 | $580,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 21,401 | $577,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,353 | $576,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 72,193 | $573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,315 | $571,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 19,053 | $569,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 27,392 | $569,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 73,575 | $567,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 602,256 | $565,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,803 | $563,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 51,906 | $559,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,427 | $558,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 27,064 | $557,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 31,415 | $557,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 27,921 | $557,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,013 | $556,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 8,950 | $555,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,650 | $553,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,480 | $552,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,014 | $548,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,868 | $548,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 14,695 | $545,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 11,423 | $544,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 25,254 | $539,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,153 | $534,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,880 | $533,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 19,318 | $529,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 17,080 | $528,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,041 | $525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 10,217 | $523,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 13,425 | $522,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,500 | $515,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 5,481 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 27,626 | $511,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 32,138 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 11,356 | $509,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,824 | $506,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 78,585 | $506,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15,421 | $504,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,890 | $499,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 26,144 | $496,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,734 | $495,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 42,149 | $493,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,154 | $491,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 13,525 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 5,199 | $489,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,384 | $489,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 15,883 | $488,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 14,682 | $483,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,540 | $478,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,665 | $477,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 33,594 | $473,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 18,588 | $472,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 9,988 | $468,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,720 | $468,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 47,080 | $466,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,569 | $464,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,065 | $464,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,365 | $461,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 22,052 | $460,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 16,027 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 19,707 | $456,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 21,715 | $455,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,977 | $454,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,318 | $454,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,221 | $453,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 32,969 | $453,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,220 | $452,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,921 | $450,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,086 | $449,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,797 | $448,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,016 | $446,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,420 | $445,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,046 | $445,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 14,164 | $445,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,397 | $443,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,886 | $442,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,733 | $442,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,582 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,969 | $436,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 66,282 | $436,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 16,611 | $436,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 30,163 | $432,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,037 | $430,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,609 | $427,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,959 | $425,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 44,849 | $424,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 45,569 | $420,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,157 | $420,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 16,695 | $418,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,923 | $416,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 8,442 | $413,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 16,338 | $411,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,561 | $409,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,390 | $407,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,401 | $406,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 13,208 | $405,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 8,326 | $405,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,381 | $404,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,805 | $400,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,563 | $397,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 25,880 | $397,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,732 | $394,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 33,379 | $394,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 16,707 | $394,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,537 | $390,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 10,695 | $390,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 40,678 | $389,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 15,109 | $387,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,703 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 9,020 | $384,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,618 | $378,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,401 | $378,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 7,451 | $376,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,253 | $375,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,945 | $374,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 5,762 | $373,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 26,618 | $373,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 36,200 | $373,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,877 | $372,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,637 | $372,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,550 | $372,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,568 | $370,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 4,578 | $369,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 11,136 | $366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,627 | $364,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 20,000 | $364,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 12,349 | $363,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 20,232 | $359,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,893 | $359,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 11,338 | $359,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,401 | $357,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 8,946 | $352,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,763 | $352,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,499 | $351,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,052 | $351,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 11,933 | $351,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,340 | $350,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 23,527 | $349,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,354 | $348,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,185 | $348,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 8,944 | $348,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,338 | $347,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 16,914 | $347,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 10,073 | $345,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,114 | $345,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,799 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 11,343 | $342,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 10,683 | $342,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 181 | $341,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,828 | $339,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 6,325 | $338,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 8,937 | $336,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,423 | $335,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 24,500 | $335,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,864 | $334,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,008 | $334,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,651 | $334,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 4,604 | $332,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 5,550 | $332,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 20,250 | $331,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,020 | $330,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 11,989 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,966 | $326,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,732 | $319,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,423 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,889 | $318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 9,683 | $317,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,678 | $316,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,615 | $316,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 12,664 | $315,000 | thousands by filing date | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,842 | $313,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,787 | $313,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,100 | $311,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,191 | $309,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,142 | $308,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,478 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 5,553 | $303,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 31,926 | $303,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,900 | $302,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,525 | $300,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,373 | $299,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $299,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,472 | $298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,666 | $295,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,857 | $294,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,072 | $294,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,840 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,634 | $293,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,696 | $293,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,938 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,375 | $287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,912 | $287,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,632 | $286,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 17,830 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,406 | $285,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 13,000 | $284,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,442 | $283,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,146 | $282,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,875 | $282,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,912 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,210 | $279,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,717 | $278,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,181 | $278,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,848 | $278,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,200 | $278,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,528 | $275,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 9,083 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 3,694 | $275,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 141,992 | $275,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,203 | $274,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,362 | $274,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,693 | $273,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,388 | $273,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,338 | $272,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,965 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,350 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,614 | $271,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,046 | $271,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 4,500 | $270,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,658 | $268,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4,955 | $268,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 9,602 | $268,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,180 | $267,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,981 | $266,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,965 | $266,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,670 | $265,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,150 | $265,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,494 | $265,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,169 | $264,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,903 | $264,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 10,942 | $263,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,504 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,638 | $261,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 56,757 | $260,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,860 | $260,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,158 | $259,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,300 | $259,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,856 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,932 | $258,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,842 | $257,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 14,283 | $257,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,075 | $256,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 11,460 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 4,031 | $255,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,633 | $253,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,618 | $252,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,016 | $252,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 139,367 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,879 | $251,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 94,525 | $251,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,670 | $250,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,396 | $250,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,078 | $249,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 12,133 | $249,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 227 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 5,145 | $248,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,086 | $247,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,685 | $247,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,318 | $246,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 19,000 | $246,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,805 | $245,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,032 | $245,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,659 | $244,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,742 | $243,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,602 | $241,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,862 | $241,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,257 | $241,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 8,364 | $239,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,457 | $239,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,477 | $238,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,966 | $237,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 19,537 | $237,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 644 | $236,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,694 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 16,283 | $235,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,073 | $234,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,572 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,458 | $233,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,200 | $231,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,024 | $230,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,472 | $230,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,520 | $230,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2,730 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,322 | $230,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,898 | $230,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,645 | $228,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,389 | $228,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,777 | $228,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,491 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,344 | $228,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 44,562 | $227,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,642 | $226,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,546 | $226,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,324 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 7,809 | $225,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,330 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,450 | $224,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 40,163 | $224,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,335 | $223,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,012 | $222,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,899 | $222,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,334 | $222,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 13,885 | $222,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,700 | $221,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,484 | $219,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,478 | $218,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,832 | $218,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,116 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,711 | $217,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,146 | $216,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,357 | $216,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,046 | $216,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,058 | $214,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 26,047 | $214,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,016 | $213,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,140 | $213,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 9,963 | $213,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,493 | $212,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 18,798 | $212,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,629 | $210,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 22,151 | $209,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,292 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,907 | $207,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,543 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,379 | $206,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,117 | $205,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 5,444 | $204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,860 | $204,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,443 | $203,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,401 | $203,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 9,500 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,184 | $203,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,200 | $202,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 21,273 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,968 | $201,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,716 | $201,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,995 | $200,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 7,745 | $200,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,410 | $199,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 15,029 | $188,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,625 | $186,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 17,330 | $185,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 10,476 | $184,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 19,986 | $179,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 17,697 | $172,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,544 | $171,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 33,497 | $162,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,540 | $161,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 11,375 | $161,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 119,327 | $160,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 26,604 | $160,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,321 | $159,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,850 | $159,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,370 | $155,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,804 | $152,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,469 | $150,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,048 | $148,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,596 | $147,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,367 | $146,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,374 | $145,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,227 | $144,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,130 | $144,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,385 | $141,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 14,433 | $141,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,028 | $129,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 13,810 | $127,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 47,146 | $124,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,433 | $120,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,931 | $118,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 58,500 | $118,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,450 | $115,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,722 | $113,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,418 | $111,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,496 | $110,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 57,160 | $109,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,420 | $106,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 20,400 | $105,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,064 | $99,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,279 | $94,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 10,950 | $93,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,936 | $85,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,370 | $82,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,915 | $77,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 35,200 | $74,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 13,124 | $64,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,100 | $63,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 24,559 | $60,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $57,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,938 | $54,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,122 | $49,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,500 | $49,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 12,088 | $47,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 15,000 | $45,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,420 | $43,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 16,953 | $30,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 24,797 | $28,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,100 | $25,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 20,000 | $25,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 18,068 | $24,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,775 | $23,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,000 | $18,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,127 | $15,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,000 | $11,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,300 | $10,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,000 | $9,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 10,000 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,130 | $6,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 900 | $2,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,100 | $2,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 10,476 | $2,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 200 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002186 | this filing | 2019-08-12 | acceptance time not in the bulk data set |