13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 522 holding rows worth $775,568,000.
- Accession
- 0001085146-19-002185
- Filer
- CIK 1666741
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 522 entries on the cover page, a total value of $775,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $775,568,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,370 | $157,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,800 | $151,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,791 | $147,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,380 | $146,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,018 | $142,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 17,752 | $140,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,336 | $122,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 11,325 | $114,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $113,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,921 | $112,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 16,346 | $98,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,568 | $90,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 11,529 | $89,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,993 | $65,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,896 | $38,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,596 | $35,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 34,000 | $33,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,000 | $23,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002185 | this filing | 2019-08-12 | acceptance time not in the bulk data set |