13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 1,299 holding rows worth $3,679,858,000.
- Accession
- 0001085146-19-002170
- Filer
- CIK 822581
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,299 entries on the cover page, a total value of $3,679,858,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,679,858,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAUBMAN CTRS INC | 876664103 | COM | 7,443 | $304,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,237 | $303,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 10,902 | $302,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,854 | $301,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,611 | $301,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,252 | $300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,498 | $300,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 21,161 | $298,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 12,251 | $298,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 43,207 | $298,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,000 | $296,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 77,822 | $296,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,976 | $296,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,487 | $295,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $295,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 8,642 | $295,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,208 | $294,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 8,326 | $294,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 9,600 | $294,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,067 | $291,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,620 | $286,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,784 | $286,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,732 | $286,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 18,996 | $285,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,559 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,500 | $283,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 746 | $282,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,702 | $282,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,892 | $280,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,869 | $279,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 15,850 | $279,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 28,390 | $279,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,676 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 9,860 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,525 | $279,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,810 | $278,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 111,147 | $275,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 17,810 | $274,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,224 | $274,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,480 | $274,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 10,200 | $274,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,913 | $273,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 48,917 | $271,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,875 | $269,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 17,800 | $269,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,397 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,710 | $268,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 16,740 | $268,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,150 | $267,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,808 | $267,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,922 | $266,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,020 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,673 | $265,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 9,439 | $265,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 47,142 | $265,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,156 | $264,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,504 | $263,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,000 | $263,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 9,599 | $261,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,750 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 19,012 | $260,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 13,650 | $260,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,185 | $259,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,833 | $259,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,000 | $259,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 8,088 | $259,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,385 | $258,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,858 | $258,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,778 | $258,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 17,790 | $257,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 98,561 | $257,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,007 | $256,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,257 | $255,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 10,303 | $254,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 10,217 | $254,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 25,673 | $252,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 10,548 | $252,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 26,663 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 13,313 | $252,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,917 | $251,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,593 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,528 | $251,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,770 | $249,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,299 | $249,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,231 | $249,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 24,100 | $249,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,417 | $248,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 18,120 | $248,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,416 | $247,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 11,219 | $246,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,058 | $245,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,812 | $244,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,839 | $243,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 16,186 | $243,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,100 | $242,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,640 | $242,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,305 | $241,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,217 | $241,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 3,080 | $240,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $240,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 21,119 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 5,580 | $239,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 472 | $238,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,750 | $238,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,615 | $238,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,767 | $238,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,846 | $237,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,652 | $237,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 41,599 | $237,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,350 | $236,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,624 | $236,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 280 | $235,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,754 | $235,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,210 | $235,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,654 | $235,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 11,725 | $235,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,996 | $234,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,360 | $234,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 27,862 | $233,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,089 | $232,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,908 | $232,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,988 | $231,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 24,523 | $231,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 7,296 | $231,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 225 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,973 | $230,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,530 | $229,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,425 | $228,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,126 | $227,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,694 | $227,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,335 | $227,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,780 | $226,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,461 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,923 | $225,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 20,000 | $224,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,640 | $224,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,667 | $223,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,773 | $223,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,500 | $223,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,730 | $221,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,731 | $221,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,309 | $220,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,100 | $218,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,750 | $218,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 58,726 | $218,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 789 | $217,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,840 | $217,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,070 | $217,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 6,549 | $216,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,956 | $215,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,150 | $215,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,097 | $215,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,946 | $215,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 803 | $215,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 19,385 | $215,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,906 | $214,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 34,663 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,055 | $214,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 9,237 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,238 | $213,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,552 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 3,641 | $213,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 27,122 | $213,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,739 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,920 | $210,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,500 | $210,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 26,592 | $209,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 745 | $209,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,726 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,468 | $209,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 7,990 | $209,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 20,404 | $209,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 15,048 | $208,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,000 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,175 | $207,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 15,230 | $207,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,650 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3,797 | $206,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,233 | $205,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,700 | $205,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,370 | $204,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 75,100 | $204,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,132 | $203,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,900 | $202,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,672 | $202,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,952 | $202,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 9,019 | $202,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,322 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,602 | $201,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,226 | $200,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6,243 | $200,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,311 | $200,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,400 | $197,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,993 | $196,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,860 | $193,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,000 | $192,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 72,700 | $190,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 43,851 | $189,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,762 | $186,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 19,061 | $185,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,918 | $184,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,253 | $183,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 13,700 | $183,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,111 | $180,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 36,213 | $180,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 26,900 | $177,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 13,810 | $176,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 11,500 | $175,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,730 | $173,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $173,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,794 | $171,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,770 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 13,295 | $167,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 39,840 | $167,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,400 | $164,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 57,603 | $164,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 21,950 | $164,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 28,000 | $163,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,632 | $162,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,000 | $162,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,971 | $161,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 35,159 | $161,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 63,612 | $160,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,245 | $155,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,489 | $152,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 14,800 | $151,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,000 | $150,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,800 | $150,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 27,200 | $149,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 43,800 | $148,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,038 | $147,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 11,250 | $146,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,083 | $143,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,742 | $143,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,404 | $143,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 30,104 | $143,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,143 | $138,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,759 | $137,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,150 | $137,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 11,100 | $136,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,519 | $134,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 17,000 | $133,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,000 | $133,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 42,333 | $132,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 11,753 | $130,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,971 | $130,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 24,100 | $128,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 13,162 | $127,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,250 | $125,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,720 | $124,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 39,647 | $124,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 40,000 | $122,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,983 | $121,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 27,434 | $120,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 40,966 | $119,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,208 | $116,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 12,137 | $114,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,771 | $113,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,840 | $112,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $110,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 27,200 | $108,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 97,500 | $107,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,013 | $105,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,378 | $102,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,612 | $92,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,169 | $88,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,000 | $87,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 15,800 | $87,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,456 | $82,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,600 | $80,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,325 | $67,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,251 | $67,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 29,212 | $64,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 11,947 | $63,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 217,997 | $63,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,740 | $62,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,100 | $59,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 10,000 | $58,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 236,281 | $58,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,240 | $49,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,479 | $48,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $48,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 17,080 | $45,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 32,000 | $44,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,000 | $40,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 28,900 | $33,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 32,600 | $33,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,714 | $29,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,146 | $27,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 109,310 | $23,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 27,257 | $22,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,000 | $21,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 12,230 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $17,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,500 | $15,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 22,840 | $13,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 15,300 | $12,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,204 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002170 | this filing | 2019-08-09 | acceptance time not in the bulk data set |