13F-HR filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-08, with 146 holding rows worth $90,117,000.
- Accession
- 0001085146-19-002149
- Filer
- CIK 1727605
- Filed
- 2019-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 146 entries on the cover page, a total value of $90,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,117,000 with VALUE read as thousands by filing date, 13F file number 028-18292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Chevron Corporation | 166764100 | COM | 50,865 | $6,326,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,058 | $3,915,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,401 | $2,264,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,411 | $2,154,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,556 | $2,036,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 54,904 | $1,823,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,473 | $1,802,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 81,966 | $1,741,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 31,634 | $1,625,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 29,863 | $1,489,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,600 | $1,310,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,314 | $1,283,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,128 | $1,281,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 22,395 | $1,184,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 22,523 | $1,019,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,125 | $1,011,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 68,174 | $988,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 47,659 | $925,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 93,991 | $925,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 872 | $920,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 16,408 | $920,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 18,994 | $916,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,418 | $903,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,946 | $894,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 25,532 | $858,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,332 | $847,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,883 | $847,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,893 | $845,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 48,076 | $828,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,459 | $761,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 17,314 | $730,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,067 | $730,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,207 | $723,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 28,952 | $716,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,554 | $701,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 49,818 | $698,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,268 | $696,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 649 | $682,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,331 | $665,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,531 | $647,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 45,856 | $647,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 54,215 | $634,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 13,236 | $633,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,277 | $609,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,782 | $602,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,392 | $601,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 11,567 | $599,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,017 | $598,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 8,681 | $595,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,499 | $587,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,358 | $576,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,950 | $571,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 39,203 | $570,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,166 | $569,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,124 | $562,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,603 | $558,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 56,606 | $550,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 73,279 | $549,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,418 | $546,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,452 | $545,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,566 | $534,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,837 | $525,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,609 | $523,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 10,180 | $515,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,604 | $509,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,486 | $508,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 6,763 | $508,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 19,516 | $508,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,831 | $502,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 23,606 | $502,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,857 | $493,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,870 | $488,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 25,698 | $483,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,307 | $471,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 8,113 | $469,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 9,241 | $467,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,567 | $462,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,488 | $459,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,605 | $456,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,694 | $441,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 4,601 | $435,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,715 | $430,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 8,103 | $412,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,800 | $411,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,450 | $405,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,620 | $402,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,255 | $401,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 7,473 | $397,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,232 | $359,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 8,883 | $359,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,893 | $347,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 20,551 | $332,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 22,252 | $325,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,842 | $320,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,094 | $318,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 6,272 | $317,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,830 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,807 | $311,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,527 | $309,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 10,359 | $309,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 6,578 | $308,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,004 | $301,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,452 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,354 | $291,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,166 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,043 | $280,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,310 | $273,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 10,545 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,320 | $258,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,240 | $256,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 3,827 | $254,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,649 | $250,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 694 | $250,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,639 | $250,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 680 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,983 | $242,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,544 | $237,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 800 | $236,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,310 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,467 | $233,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,559 | $233,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,554 | $231,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,934 | $229,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,299 | $227,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,693 | $224,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,483 | $222,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,164 | $221,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,251 | $219,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,328 | $219,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,169 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,479 | $216,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 952 | $213,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 9,639 | $209,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 8,901 | $207,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,940 | $201,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,813 | $201,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,800 | $195,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 19,296 | $183,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,710 | $154,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,250 | $149,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 100,528 | $117,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 13,361 | $106,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,164 | $102,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 600 | $4,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 1,200 | $1,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002149 | this filing | 2019-08-08 | acceptance time not in the bulk data set |