13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-08, with 145 holding rows worth $698,206,000.
- Accession
- 0001085146-19-002146
- Filer
- CIK 1569356
- Filed
- 2019-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 145 entries on the cover page, a total value of $698,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $698,206,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 240,662 | $260,589,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,273,294 | $56,424,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,252,760 | $52,607,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,804,428 | $48,344,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,176,598 | $46,087,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,474,286 | $26,146,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,705,825 | $22,354,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 85,615 | $16,075,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 217,911 | $15,376,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,761,137 | $12,438,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 10,000 | $11,047,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 157,030 | $10,943,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 236,550 | $9,812,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,069,000 | $8,212,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,676,379 | $7,259,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,000 | $5,419,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 73,000 | $5,064,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 85,900 | $3,980,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,626,663 | $3,661,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 473,478 | $3,659,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,838 | $3,546,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 30,945 | $3,515,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 94,688 | $3,190,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 60,499 | $3,121,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,558 | $2,302,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 24,620 | $2,256,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 610,526 | $2,149,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 42,735 | $2,100,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,070 | $2,019,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 97,126 | $2,004,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 40,055 | $1,997,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,532 | $1,893,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,937 | $1,848,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 14,645 | $1,842,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,440 | $1,810,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 26,459 | $1,649,000 | thousands by filing date | |
| RH | 74967X103 | COM | 13,701 | $1,584,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 124,130 | $1,529,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,800 | $1,483,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,679 | $1,405,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 38,260 | $1,399,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 27,944 | $1,265,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 606 | $1,148,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 7,291 | $1,125,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 32,600 | $1,027,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,897 | $1,013,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,000 | $1,009,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,500 | $986,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 13,359 | $979,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,000 | $975,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12,820 | $930,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,611 | $844,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 121,500 | $804,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 40,000 | $785,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 30,000 | $740,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 30,000 | $740,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 12,800 | $739,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,373 | $642,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,300 | $622,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 325,000 | $493,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 21,200 | $434,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,427 | $428,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 80,000 | $427,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 103,000 | $417,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 162,000 | $413,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 100,000 | $398,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,320 | $387,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 60,200 | $363,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 47,300 | $355,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,000 | $331,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 100,000 | $330,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 43,600 | $327,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,000 | $311,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 37,500 | $298,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 2,177 | $297,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 40,600 | $290,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 60,800 | $262,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 40,000 | $246,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 15,000 | $222,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 100,000 | $218,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 27,900 | $197,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 40,000 | $184,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 60,000 | $179,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 40,000 | $177,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 20,000 | $175,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 249,600 | $167,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 54,800 | $166,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 40,000 | $160,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 40,000 | $156,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 93,800 | $156,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,513 | $148,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,000 | $146,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 15,000 | $145,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 43,000 | $143,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 40,000 | $142,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 24,300 | $140,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 39,600 | $134,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 60,000 | $117,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 100,000 | $116,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,800 | $113,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 925 | $109,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $108,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 80,000 | $100,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 95,000 | $94,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 20,000 | $82,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 80,000 | $81,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 3,650 | $76,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50,000 | $70,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 889 | $69,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 329 | $66,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,600 | $59,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 32,800 | $57,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 13,800 | $52,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $51,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 100,000 | $50,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 146 | $40,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 34,600 | $32,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,300 | $29,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,600 | $25,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 5,000 | $19,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 20,000 | $18,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 85,000 | $16,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 15,000 | $11,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 84 | $10,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,300 | $9,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 5,000 | $8,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 900 | $6,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $5,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 25,000 | $4,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 900 | $4,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,300 | $4,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,800 | $4,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 36,600 | $4,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 3,600 | $3,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 1,000 | $3,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,000 | $2,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 85,000 | $2,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 7 | $1,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 8,800 | $1,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 800 | $1,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 50,000 | $1,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XEROX CORP | 984121608 | COM NEW | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002146 | this filing | 2019-08-08 | acceptance time not in the bulk data set |