13F-HR filed by Partnervest Advisory Services LLC
Partnervest Advisory Services LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 244 holding rows worth $252,858,000.
- Accession
- 0001085146-19-002141
- Filer
- CIK 1532516
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 311 entries on the cover page, a total value of $252,858,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,858,000 with VALUE read as thousands by filing date, 13F file number 028-14618. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnfield Capital Management, LLC028-18040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 230,562 | $67,555,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 187,032 | $11,546,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 341,926 | $11,008,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 142,314 | $7,171,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 61,002 | $4,010,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 30,067 | $3,943,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,960 | $3,753,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 35,306 | $3,593,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 44,465 | $3,470,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 74,373 | $3,132,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 48,841 | $2,504,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20,975 | $2,501,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 24,734 | $2,482,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 16,899 | $2,410,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 39,724 | $2,307,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,856 | $2,210,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,084 | $2,154,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 28,311 | $2,057,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,061 | $2,031,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,064 | $2,015,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,184 | $1,921,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,007 | $1,863,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 94,444 | $1,859,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 18,750 | $1,814,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 40,593 | $1,693,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,177 | $1,689,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,751 | $1,689,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,371 | $1,595,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 347,861 | $1,593,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,150 | $1,529,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,382 | $1,516,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 9,344 | $1,505,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 17,745 | $1,429,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,132 | $1,423,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,329 | $1,420,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,184 | $1,391,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 72,844 | $1,380,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,689 | $1,363,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 16,060 | $1,362,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,692 | $1,356,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,422 | $1,196,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,725 | $1,187,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 19,974 | $1,176,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,295 | $1,158,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,419 | $1,155,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 109,709 | $1,152,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 21,210 | $1,134,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 23,124 | $1,110,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,125 | $1,108,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,980 | $1,095,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,688 | $1,062,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,579 | $1,055,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,229 | $1,024,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,770 | $1,016,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,568 | $1,002,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 31,218 | $982,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 19,746 | $961,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 42,752 | $927,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 840 | $908,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,056 | $906,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 14,625 | $898,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 18,129 | $870,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,548 | $850,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,662 | $789,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 726 | $786,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,518 | $745,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,461 | $730,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 60,700 | $722,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,050 | $668,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,078 | $665,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,634 | $665,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,780 | $660,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 48,200 | $656,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,130 | $651,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,282 | $630,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,543 | $603,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,700 | $588,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 21,679 | $582,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,895 | $581,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,195 | $581,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 38,997 | $574,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,850 | $547,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,087 | $537,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 23,622 | $535,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,515 | $533,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 10,313 | $533,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 6,008 | $533,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,798 | $526,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,413 | $519,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,344 | $511,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,557 | $497,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,421 | $496,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,800 | $495,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 10,558 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,801 | $478,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,604 | $471,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,745 | $470,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 33,076 | $466,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 60,500 | $462,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 33,195 | $454,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,279 | $452,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,506 | $447,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,492 | $433,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,112 | $432,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 26,651 | $425,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,076 | $423,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,576 | $421,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 11,860 | $420,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,689 | $412,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,692 | $410,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,093 | $406,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,912 | $403,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,275 | $392,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 17,550 | $388,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 14,563 | $381,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 7,585 | $374,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,229 | $374,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,401 | $364,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,865 | $362,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,415 | $358,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,587 | $357,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,459 | $356,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,102 | $351,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 15,578 | $351,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,005 | $350,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,678 | $349,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,123 | $349,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 37,854 | $349,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,908 | $339,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,868 | $333,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,930 | $330,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,669 | $329,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,750 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,430 | $324,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 24,305 | $322,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 24,305 | $322,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 12,200 | $320,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,203 | $319,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,364 | $315,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,703 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,209 | $313,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,832 | $310,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 16,950 | $301,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,577 | $300,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,250 | $296,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,755 | $296,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,901 | $293,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 32,912 | $293,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,351 | $290,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 24,321 | $290,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,143 | $287,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,300 | $287,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,934 | $286,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,704 | $286,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,763 | $278,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,951 | $277,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 30,410 | $277,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,455 | $274,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,670 | $274,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,208 | $273,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,834 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,104 | $271,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,094 | $269,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,201 | $268,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,866 | $267,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,200 | $265,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,300 | $264,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,208 | $259,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,426 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,650 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,618 | $251,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,658 | $250,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,164 | $250,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,903 | $250,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,438 | $249,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,872 | $248,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,022 | $248,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,878 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,246 | $247,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 34,978 | $244,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,867 | $241,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,339 | $241,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,406 | $239,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,987 | $237,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,178 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,220 | $232,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,007 | $231,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,860 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,408 | $225,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,359 | $223,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 608 | $221,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,262 | $220,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,748 | $218,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,141 | $217,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,058 | $215,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,965 | $215,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,364 | $214,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,776 | $214,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 914 | $213,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,892 | $212,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 402 | $211,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,893 | $210,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 966 | $207,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,136 | $207,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,543 | $206,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,100 | $206,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,719 | $203,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 554 | $202,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,200 | $201,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,373 | $177,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,200 | $160,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,478 | $158,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,858 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,024 | $145,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,425 | $145,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,052 | $145,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,778 | $145,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,659 | $143,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 15,392 | $131,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 11,891 | $110,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 19,123 | $107,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,315 | $79,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 3,000 | $78,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 2,200 | $76,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,000 | $63,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,416 | $62,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,100 | $55,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,500 | $18,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 6,000 | $15,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 9,000 | $11,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 65 | $9,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 10,000 | $6,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 3,000 | $5,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,700 | $5,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $4,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4,900 | $3,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 15,300 | $3,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 4,000 | $1,000 | thousands by filing date | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,000 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,000 | $1,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 4,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002141 | this filing | 2019-08-07 | acceptance time not in the bulk data set |