13F-HR filed by Cornerstone Wealth Management, LLC
Cornerstone Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-02, with 361 holding rows worth $556,741,000.
- Accession
- 0001085146-19-002054
- Filer
- CIK 1674117
- Filed
- 2019-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 509 entries on the cover page, a total value of $556,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $556,741,000 with VALUE read as thousands by filing date, 13F file number 028-17458. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLPL Financial LLC028-12526
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 129,029 | $38,036,000 | thousands by filing date | |
| VTI | 922908769 | COM | 154,376 | $23,182,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 243,246 | $20,202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 184,890 | $19,892,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 92,308 | $18,299,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 106,711 | $11,690,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 127,080 | $11,416,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 166,799 | $10,291,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 190,812 | $10,059,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 94,000 | $9,484,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 56,814 | $9,291,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,559 | $8,954,000 | thousands by filing date | |
| IJH | 464287507 | COM | 44,627 | $8,672,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 72,798 | $8,072,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 69,636 | $8,020,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 59,287 | $7,738,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 79,267 | $6,844,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 46,242 | $6,181,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 182,583 | $6,159,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 126,581 | $5,334,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 63,143 | $4,959,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 143,663 | $4,799,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 24,672 | $4,593,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 56,233 | $4,521,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 51,420 | $4,408,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 113,020 | $4,333,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,219 | $4,193,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 24,468 | $4,033,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 21,041 | $3,928,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 58,597 | $3,595,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 85,051 | $3,544,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 52,893 | $3,528,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 80,899 | $3,435,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 48,962 | $3,397,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 59,420 | $3,358,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 133,801 | $3,315,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,168 | $3,226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 62,720 | $3,217,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 36,125 | $3,153,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,989 | $2,982,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 24,041 | $2,664,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,111 | $2,585,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 92,869 | $2,574,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 57,854 | $2,565,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 28,579 | $2,496,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 77,256 | $2,450,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 21,636 | $2,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 112,712 | $2,439,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 44,877 | $2,303,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,811 | $2,277,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,726 | $2,204,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 77,164 | $2,176,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,138 | $2,158,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,815 | $2,100,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 26,662 | $2,089,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,200 | $2,060,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,269 | $1,886,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 51,933 | $1,874,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 29,319 | $1,779,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,775 | $1,767,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,496 | $1,731,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,863 | $1,724,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 29,689 | $1,699,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,401 | $1,691,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 14,102 | $1,684,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 30,547 | $1,676,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 31,790 | $1,661,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 59,214 | $1,631,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 61,657 | $1,592,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,023 | $1,575,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 32,930 | $1,560,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,224 | $1,558,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 20,589 | $1,549,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 53,276 | $1,547,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 27,667 | $1,527,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,639 | $1,514,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 31,480 | $1,514,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,729 | $1,496,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,392 | $1,493,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 25,755 | $1,461,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,071 | $1,408,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,761 | $1,389,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,665 | $1,385,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 33,985 | $1,375,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 51,977 | $1,365,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 25,378 | $1,324,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 63,954 | $1,275,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 15,518 | $1,267,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,885 | $1,234,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 11,576 | $1,220,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,432 | $1,219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 36,823 | $1,219,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 191,736 | $1,217,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 24,564 | $1,211,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 21,985 | $1,207,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 8,878 | $1,201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 16,948 | $1,192,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 58,706 | $1,192,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 20,327 | $1,186,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,610 | $1,180,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,961 | $1,171,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 63,036 | $1,171,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 86,154 | $1,160,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,868 | $1,155,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,539 | $1,142,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 17,271 | $1,134,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 107,930 | $1,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 16,775 | $1,116,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 14,805 | $1,113,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,334 | $1,093,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,398 | $1,063,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 16,919 | $1,058,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 57,166 | $1,038,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 9,241 | $1,032,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 24,882 | $1,025,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,741 | $1,017,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 19,495 | $1,010,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,978 | $1,009,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,787 | $1,007,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,014 | $1,003,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,729 | $993,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,773 | $987,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 10,726 | $967,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $954,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,509 | $953,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 6,725 | $953,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,288 | $948,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,248 | $946,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 13,476 | $937,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,548 | $936,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,008 | $927,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,862 | $922,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 27,094 | $922,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 28,741 | $918,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,472 | $912,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,394 | $911,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,744 | $903,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,598 | $903,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 22,042 | $897,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 12,132 | $882,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,487 | $878,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15,475 | $871,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 36,377 | $867,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 14,370 | $863,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,969 | $862,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,058 | $849,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 15,127 | $837,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,545 | $827,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 15,278 | $811,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,015 | $807,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,403 | $790,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 14,400 | $775,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,135 | $774,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 12,479 | $766,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,298 | $764,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,573 | $751,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,812 | $743,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 691 | $741,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,547 | $741,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,754 | $739,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,896 | $730,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,649 | $723,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 9,167 | $717,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 23,505 | $713,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,497 | $712,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 53,938 | $712,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,997 | $700,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8,306 | $692,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,284 | $691,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 13,587 | $685,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,690 | $682,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,417 | $671,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,754 | $671,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,841 | $670,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 14,793 | $668,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 11,189 | $667,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,287 | $665,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,476 | $657,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 13,178 | $655,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,168 | $654,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 25,741 | $648,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,312 | $647,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 21,592 | $635,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 24,176 | $633,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,256 | $626,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,829 | $624,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,870 | $591,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 12,956 | $588,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,452 | $582,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,426 | $580,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 10,122 | $580,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,139 | $578,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 51,445 | $577,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 9,818 | $572,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,835 | $562,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,074 | $561,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,692 | $558,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,237 | $558,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,528 | $555,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,956 | $552,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 17,663 | $535,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,847 | $525,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 6,227 | $525,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,196 | $515,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,433 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,235 | $504,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,849 | $489,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8,962 | $488,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,509 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,422 | $486,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 7,456 | $486,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 12,778 | $479,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,582 | $478,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 17,931 | $477,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 8,221 | $466,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 7,432 | $466,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,932 | $465,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,751 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,677 | $462,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 16,071 | $462,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 9,002 | $454,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,205 | $453,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,317 | $450,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 17,238 | $441,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,365 | $438,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,177 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,893 | $431,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,095 | $430,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,079 | $428,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 11,307 | $428,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,138 | $426,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,006 | $422,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,254 | $422,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 14,210 | $420,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,475 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,568 | $412,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,531 | $409,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 3,941 | $399,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 8,104 | $389,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,419 | $387,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,328 | $381,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,430 | $378,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 7,227 | $375,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,403 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 18,360 | $371,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,746 | $366,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,699 | $360,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,395 | $357,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,125 | $354,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,320 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,145 | $350,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 9,354 | $348,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,047 | $346,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,910 | $345,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,398 | $341,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 25,070 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,395 | $338,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,036 | $337,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,695 | $336,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,554 | $335,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,390 | $332,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,218 | $328,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 7,702 | $325,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,788 | $324,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,911 | $321,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,836 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 6,894 | $320,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 13,037 | $320,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 12,886 | $318,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 31,269 | $317,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 8,457 | $312,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 12,978 | $312,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,880 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,541 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,757 | $307,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 825 | $306,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,765 | $305,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,101 | $305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,247 | $304,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,621 | $304,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 10,011 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,557 | $296,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,496 | $293,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 19,438 | $290,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,957 | $288,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,749 | $287,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,769 | $284,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,758 | $283,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 23,877 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,841 | $281,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,668 | $280,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,074 | $275,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 10,594 | $275,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,471 | $274,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,777 | $274,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,230 | $268,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,254 | $268,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,918 | $268,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,880 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,636 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,978 | $257,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,025 | $255,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,306 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 5,114 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,277 | $250,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,068 | $248,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,206 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,593 | $247,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,993 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,829 | $244,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,773 | $243,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 15,856 | $241,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,412 | $240,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,420 | $239,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,074 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 4,952 | $237,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,591 | $235,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,431 | $232,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,381 | $231,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 9,452 | $227,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 628 | $226,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,215 | $225,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 922 | $225,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 24,075 | $225,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,742 | $220,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,494 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,191 | $218,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,468 | $217,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,755 | $215,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,652 | $215,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 4,568 | $215,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,112 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,767 | $213,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 10,442 | $212,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 742 | $208,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,080 | $208,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 819 | $208,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,939 | $208,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,835 | $207,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,474 | $206,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,964 | $205,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 25,822 | $204,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,723 | $203,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,007 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,570 | $200,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,213 | $179,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,673 | $173,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,693 | $150,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 22,589 | $134,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,725 | $115,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,330 | $98,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 16,150 | $94,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 41,216 | $82,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,000 | $10,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,400 | $7,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 400 | $4,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 300 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 100 | $1,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 100 | $1,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 100 | $1,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002054 | this filing | 2019-08-02 | acceptance time not in the bulk data set |