13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 2,283 holding rows worth $12,157,085,000.
- Accession
- 0001085146-19-001610
- Filer
- CIK 1084580
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 2,283 entries on the cover page, a total value of $12,157,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,157,085,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,808 | $165,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,300 | $164,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 9,100 | $164,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,700 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,516 | $161,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,200 | $161,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 42,442 | $161,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 20,491 | $161,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,700 | $160,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 103,395 | $160,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 14,500 | $160,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,000 | $160,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,700 | $159,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 13,900 | $159,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,409 | $158,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,917 | $157,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,100 | $156,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 21,652 | $154,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 10,267 | $154,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,600 | $153,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 28,027 | $152,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,100 | $151,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,250 | $151,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 20,114 | $150,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 16,900 | $149,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 16,751 | $149,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 9,300 | $148,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,500 | $146,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 42,518 | $145,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 42,633 | $144,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 600 | $142,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 11,625 | $142,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 144,000 | $142,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,153 | $141,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 10,433 | $141,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 7,200 | $141,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 8,900 | $140,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 800 | $140,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,000 | $140,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,409 | $140,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 14,740 | $139,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 30,788 | $139,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,500 | $137,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 1,092 | $137,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,800 | $137,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,100 | $137,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 45,085 | $137,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,000 | $137,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 300 | $136,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 135,000 | $136,000 | thousands by filing date | principal |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 34,005 | $136,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,448 | $135,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 22,200 | $135,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 21,800 | $133,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 20,200 | $133,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 31,500 | $133,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 37,700 | $132,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 15,222 | $130,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 800 | $128,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,229 | $128,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,199 | $128,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 20,900 | $128,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 21,235 | $127,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 13,157 | $126,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 7,500 | $126,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 4,000 | $125,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 50,939 | $125,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 10,800 | $125,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,000 | $124,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,454 | $123,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 32,492 | $123,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,300 | $122,000 | thousands by filing date | put |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 15,000 | $120,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,591 | $119,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 43,800 | $119,000 | thousands by filing date | call |
| 3PEA INTL INC | 88579C109 | COM | 15,000 | $119,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,853 | $118,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,100 | $118,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 22,505 | $118,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 20,000 | $118,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 21,500 | $117,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 56,500 | $116,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 18,800 | $116,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 900 | $115,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 87,189 | $114,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 41,111 | $114,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 23,800 | $113,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 16,067 | $113,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 10,020 | $113,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 600 | $112,000 | thousands by filing date | put |
| AGNT INC | 30212W100 | COM | 10,300 | $112,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,000 | $112,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 27,078 | $111,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 15,400 | $111,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 53,100 | $111,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 100,000 | $110,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 46,062 | $110,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,014 | $109,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 600 | $109,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 32,800 | $108,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,116 | $107,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 15,000 | $107,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 22,600 | $107,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 10,014 | $106,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,399 | $106,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,300 | $105,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 12,200 | $105,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 20,904 | $105,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,000 | $104,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 16,068 | $103,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,127 | $103,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,200 | $102,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,959 | $101,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 16,100 | $101,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 500 | $100,000 | thousands by filing date | call |
| COUSINS PROPERTIES INC | 222795106 | COM | 10,377 | $100,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 13,647 | $100,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 15,504 | $98,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,375 | $97,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,176 | $97,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,900 | $96,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 20,077 | $96,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,600 | $95,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 600 | $94,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,900 | $94,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 10,073 | $94,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 23,954 | $94,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 52,500 | $94,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 108,000 | $92,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,100 | $91,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 29,600 | $91,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,800 | $90,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,971 | $89,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,882 | $89,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 19,100 | $89,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,700 | $88,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 18,323 | $88,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 700 | $87,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,500 | $87,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,664 | $86,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,200 | $86,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,362 | $86,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 26,900 | $86,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,125 | $85,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 500 | $85,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 48,900 | $85,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,062 | $84,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,500 | $84,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,150 | $83,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,048 | $82,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 60,400 | $82,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,333 | $81,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 13,711 | $81,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,988 | $80,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $80,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 155,000 | $80,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,078 | $78,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 558 | $77,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 3,315 | $76,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 12,100 | $76,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,733 | $76,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,462 | $76,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 31,726 | $76,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,447 | $74,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,500 | $72,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 400 | $70,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,336 | $70,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 70,000 | $70,000 | thousands by filing date | principal |
| NEVRO CORP | 64157F103 | COM | 1,107 | $69,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 11,900 | $68,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 89,817 | $67,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32,900 | $67,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,500 | $67,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 300 | $65,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 4,052 | $65,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 6,200 | $65,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 14,200 | $65,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 95,800 | $65,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 44,000 | $63,000 | thousands by filing date | principal |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 90,000 | $63,000 | thousands by filing date | principal |
| FISERV INC | 337738108 | COM | 700 | $62,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 600 | $62,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 21,100 | $62,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,500 | $60,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,000 | $59,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 3,700 | $58,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $57,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $57,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 900 | $57,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 19,466 | $57,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,600 | $56,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,100 | $56,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 20,300 | $55,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 17,000 | $55,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,936 | $53,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 908 | $52,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 671 | $52,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 12,900 | $51,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 17,091 | $51,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 53,000 | $49,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 500 | $48,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 797 | $47,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 49,000 | $47,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 7,800 | $46,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 800 | $43,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 21,705 | $43,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,300 | $43,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 149,000 | $43,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,600 | $42,000 | thousands by filing date | put |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 32,000 | $42,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 37,000 | $42,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 300 | $41,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 18,002 | $41,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 4,484 | $41,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 22,000 | $39,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 500 | $38,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,800 | $37,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 10,000 | $37,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,187 | $36,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,200 | $36,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,600 | $36,000 | thousands by filing date | put |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 12,600 | $36,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 36,000 | $36,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $35,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 300 | $35,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,700 | $35,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,271 | $35,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,200 | $34,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,571 | $34,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,200 | $34,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 25,000 | $34,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,100 | $34,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 600 | $31,000 | thousands by filing date | put |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 700 | $31,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,800 | $31,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 232 | $28,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 11,998 | $28,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 25,000 | $28,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,000 | $27,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 27,000 | $27,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 100 | $26,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 29,000 | $26,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 27,000 | $26,000 | thousands by filing date | principal |
| LEGACY RESVS INC COM | 524706108 | Stock | 50,500 | $25,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 333 | $23,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 938 | $23,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 300 | $21,000 | thousands by filing date | put |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 20,000 | $20,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 500 | $18,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 35,100 | $18,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,685 | $17,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 13,653 | $17,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $16,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 284 | $16,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 24,900 | $14,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $13,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 24,400 | $13,000 | thousands by filing date | put |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 13,000 | $13,000 | thousands by filing date | principal |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 30,244 | $13,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 12,000 | $12,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 100 | $11,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 100 | $11,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 35 | $10,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 598 | $10,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 19,700 | $10,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 16,354 | $9,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 10,000 | $9,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 25,000 | $7,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,023 | $4,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 23 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 882,000 | $2,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 89,523 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 25,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 7,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 160,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 160,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 50,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 264,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 251,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 26,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PDC ENERGY INC | 69327R101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTIV PLC | G6095L109 | SHS | 9,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001610 | this filing | 2019-05-15 | acceptance time not in the bulk data set |