13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 376 holding rows worth $930,743,000.
- Accession
- 0001085146-19-001510
- Filer
- CIK 1466538
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 418 entries on the cover page, a total value of $930,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $930,743,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCOWEN & COMPANY, LLC028-04125
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Investment Management LLC028-13626
- included managerRAMIUS ADVISORS LLC028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 241,040 | $79,575,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 369,790 | $67,561,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 497,720 | $56,680,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,907,627 | $51,989,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 437,510 | $51,784,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 430,925 | $48,910,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 699,950 | $38,833,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,306,018 | $34,309,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 9,083,813 | $29,159,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 416,678 | $24,463,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,008,565 | $18,104,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,269,361 | $13,049,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 251,650 | $10,212,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,001,200 | $10,202,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 151,360 | $9,978,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 66,332 | $8,745,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 492,006 | $8,728,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 177,246 | $8,683,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 647,800 | $8,033,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,783,094 | $7,970,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 764,450 | $7,851,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 747,050 | $7,709,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 648,000 | $7,452,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 189,336 | $7,229,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 684,988 | $6,973,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 665,600 | $6,855,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 682,321 | $6,837,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 69,171 | $6,346,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 294,914 | $6,007,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 101,317 | $6,003,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 248,611 | $5,885,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 100,000 | $5,829,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 255,000 | $5,717,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 510,902 | $5,288,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 500,000 | $5,075,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 112,600 | $4,883,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 28,800 | $4,855,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 473,158 | $4,727,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 63,300 | $4,692,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,611 | $4,650,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 83,231 | $4,628,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 465,335 | $4,607,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 16,802 | $4,532,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 445,842 | $4,458,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 211,859 | $4,341,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 414,331 | $4,152,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 212,494 | $4,010,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 42,150 | $3,977,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 59,100 | $3,872,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 118,500 | $3,849,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 68,000 | $3,599,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 155,125 | $3,594,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 817,395 | $3,588,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 83,200 | $3,457,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 330,000 | $3,392,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 324,830 | $3,326,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 824,308 | $3,157,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,136,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 356,702 | $3,100,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 296,667 | $3,100,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 993,000 | $3,039,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 23,720 | $2,893,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 73,000 | $2,848,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 53,965 | $2,806,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 34,000 | $2,722,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 254,443 | $2,692,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 257,100 | $2,592,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 111,921 | $2,552,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 246,200 | $2,539,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 245,824 | $2,507,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 583,823 | $2,347,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 233,931 | $2,302,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 224,600 | $2,289,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 206,087 | $2,104,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,000 | $2,081,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 210,802 | $2,079,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 196,399 | $2,048,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,101,414 | $1,950,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 26,005 | $1,815,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 35,731 | $1,774,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 171,385 | $1,769,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 167,636 | $1,719,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 169,100 | $1,708,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,000 | $1,665,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 151,898 | $1,594,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 153,158 | $1,587,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 158,415 | $1,578,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 155,200 | $1,568,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 19,004 | $1,540,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 275,600 | $1,539,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 150,000 | $1,506,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 144,976 | $1,461,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 139,975 | $1,421,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 136,250 | $1,418,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 112,401 | $1,338,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 106,383 | $1,330,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 125,240 | $1,315,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 8,000 | $1,259,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 125,173 | $1,255,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 125,000 | $1,253,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,400 | $1,244,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 116,290 | $1,230,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 361,568 | $1,226,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 237,500 | $1,188,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 114,359 | $1,172,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,205 | $1,167,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 115,237 | $1,158,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 105,532 | $1,150,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 110,806 | $1,129,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 24,749 | $1,059,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 100,000 | $1,025,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 157,200 | $1,022,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 410,200 | $1,016,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 96,836 | $978,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 136,104 | $978,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $968,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 55,000 | $926,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 91,972 | $918,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,694 | $892,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,850 | $891,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 87,735 | $886,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 120,200 | $869,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 112,600 | $869,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 10,750 | $866,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 59,100 | $855,000 | thousands by filing date | put |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 81,700 | $849,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 235,000 | $844,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 417,898 | $836,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 266,799 | $827,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 80,250 | $819,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 77,872 | $796,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 79,106 | $787,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,200 | $773,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,274 | $757,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 80,550 | $750,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 73,200 | $747,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 438,505 | $732,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 242,500 | $713,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 67,760 | $665,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 161,400 | $654,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 536,800 | $644,000 | thousands by filing date | put |
| COVETRUS INC | 22304C100 | COM | 20,000 | $637,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 55,900 | $635,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 17,000 | $607,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,150 | $606,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 57,100 | $576,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 55,097 | $548,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 50,000 | $531,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 50,000 | $529,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 558,212 | $514,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 89,000 | $490,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 52,500 | $488,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 28,611 | $484,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 229,600 | $484,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 1,260 | $481,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,713,400 | $475,000 | thousands by filing date | call |
| CHURCHILL CAP CORP | 17142R111 | *W EXP 09/11/202 | 140,283 | $473,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,721 | $470,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 33,200 | $465,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,192 | $460,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,000 | $459,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 42,700 | $432,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $408,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 654,700 | $403,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 52,500 | $391,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,000 | $386,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 9,947 | $380,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 268,800 | $379,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10,399 | $377,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 120,500 | $371,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 814,800 | $370,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 175,000 | $349,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,952 | $348,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 25,098 | $343,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 34,000 | $342,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 354,500 | $340,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,600 | $326,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 31,300 | $313,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 44,500 | $309,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 30,574 | $303,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 430,820 | $302,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 247 | $290,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 14,300 | $287,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 27,300 | $278,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 217,500 | $274,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 566,500 | $271,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 458,215 | $253,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 24,800 | $251,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 25,000 | $250,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 4,000 | $239,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 22,253 | $227,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 8,000 | $226,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 55,900 | $224,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 189 | $222,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 110,000 | $217,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 112,800 | $216,000 | thousands by filing date | put |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 20,869 | $211,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,887,200 | $205,000 | thousands by filing date | put |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 20,450 | $205,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,694 | $202,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 19,300 | $200,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 115,700 | $195,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 710,579 | $192,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 150,000 | $191,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 151,500 | $180,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 56,500 | $170,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 16,127 | $167,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $166,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 143,651 | $158,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 206,000 | $155,000 | thousands by filing date | put |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 20,000 | $155,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 12,569 | $150,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,696 | $150,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 14,475 | $145,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 37,500 | $144,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 320,098 | $144,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 590,773 | $142,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 34,500 | $138,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 103,400 | $128,000 | thousands by filing date | put |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 75,000 | $128,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 111,363 | $127,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,000 | $125,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,000 | $124,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 372,171 | $123,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 355,563 | $121,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 30,000 | $114,000 | thousands by filing date | call |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 157,800 | $113,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 10,960 | $112,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 104,700 | $110,000 | thousands by filing date | put |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 138,190 | $108,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 38,800 | $106,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 334,390 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 250,000 | $103,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 292,400 | $101,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 704,200 | $98,000 | thousands by filing date | call |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 68,450 | $94,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 20,200 | $93,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 100,000 | $89,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 63,600 | $89,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 11,000 | $89,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,169,890 | $89,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 66,000 | $77,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 20,000 | $76,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 624 | $75,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 54,556 | $73,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 80,671 | $73,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 233,540 | $72,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 231,921 | $70,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50,000 | $68,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 550,000 | $67,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,500 | $67,000 | thousands by filing date | put |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 60,488 | $67,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 48,002 | $67,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 49,216 | $66,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,500 | $65,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 2,250 | $64,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 100,000 | $62,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 10,000 | $61,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 661,905 | $60,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 71,700 | $59,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,000 | $58,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 40,000 | $58,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,000 | $57,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 62,300 | $56,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 144,900 | $54,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 66,000 | $54,000 | thousands by filing date | put |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 200,271 | $54,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 15,500 | $53,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 154,975 | $53,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,000 | $51,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 100,000 | $50,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 40,000 | $49,000 | thousands by filing date | put |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 33,333 | $47,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 9,500 | $46,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 30,000 | $46,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $43,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 52,500 | $43,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,000 | $43,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 64,500 | $42,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 38,800 | $41,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 100,000 | $40,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278115 | Stock | 121,571 | $40,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 29,900 | $38,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 50,000 | $38,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,000 | $38,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 400,000 | $36,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40,000 | $35,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,000 | $34,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 481,200 | $34,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 34,156 | $34,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 30,000 | $33,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 30,000 | $33,000 | thousands by filing date | put |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 204,056 | $33,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 29,485 | $33,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 15,100 | $32,000 | thousands by filing date | call |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 120,212 | $31,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 120,000 | $30,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 14,500 | $30,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 23,500 | $29,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 13,200 | $25,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 20,000 | $24,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 55,000 | $24,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 17,000 | $23,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 30,000 | $23,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 5,000 | $23,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 30,000 | $22,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 47,600 | $22,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 371,430 | $22,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 121,650 | $21,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 23,480 | $21,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 14,734 | $21,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,000,000 | $20,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,500 | $20,000 | thousands by filing date | put |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 74,778 | $20,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 19,000 | $19,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 50,000 | $16,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 200 | $16,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 350,000 | $16,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 112,500 | $15,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 15,900 | $14,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 16,889 | $14,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 50,799 | $14,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,400 | $13,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 96,600 | $12,000 | thousands by filing date | put |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 23,830 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,000 | $11,000 | thousands by filing date | put |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 52,000 | $10,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 57,500 | $9,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 11,500 | $9,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 175,100 | $9,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 21,990 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 15,000 | $8,000 | thousands by filing date | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 55,000 | $8,000 | thousands by filing date | call |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 21,404 | $8,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 12,934 | $8,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,000 | $7,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 45,000 | $7,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 500,000 | $6,000 | thousands by filing date | call |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 24,778 | $6,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 60,900 | $6,000 | thousands by filing date | call |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 40,351 | $6,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 31,350 | $6,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 15,690 | $6,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,000 | $5,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 19,300 | $5,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 50,000 | $5,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 15,000 | $5,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 98,000 | $5,000 | thousands by filing date | put |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 35,898 | $5,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 125,000 | $4,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 25,000 | $4,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 25,000 | $4,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 15,000 | $4,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 35,000 | $4,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 29,600 | $4,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 77,500 | $4,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 20,000 | $4,000 | thousands by filing date | put |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 14,000 | $4,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 27,700 | $3,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 27,500 | $3,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 30,000 | $3,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 20,000 | $3,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 67,700 | $3,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 6,300 | $3,000 | thousands by filing date | put |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 15,300 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,600 | $2,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10,000 | $2,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 59,900 | $2,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 28 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 55,200 | $1,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $1,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 11,500 | $1,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 146,129 | $1,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 16,434 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,499 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001510 | this filing | 2019-05-14 | acceptance time not in the bulk data set |