13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 712 holding rows worth $4,426,325,000.
- Accession
- 0001085146-19-001419
- Filer
- CIK 743127
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 712 entries on the cover page, a total value of $4,426,325,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,426,325,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERON THERAPEUTICS INC | 427746102 | COM | 24,635 | $602,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 32,725 | $598,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,646 | $594,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 11,150 | $591,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 9,405 | $583,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 39,870 | $578,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,402 | $578,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,137 | $574,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 17,280 | $573,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,869 | $567,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,062 | $562,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,726 | $562,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,758 | $557,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,124 | $554,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,614 | $551,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 17,089 | $548,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 57,164 | $548,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,480 | $544,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,384 | $537,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 17,950 | $517,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15,670 | $513,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,947 | $508,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,812 | $505,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,370 | $502,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 48,900 | $496,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3,078 | $495,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 4,354 | $494,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 40,607 | $493,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 13,300 | $489,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 286,329 | $484,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 13,620 | $480,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,725 | $479,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,135 | $479,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 6,010 | $478,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 18,945 | $475,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 37,205 | $473,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,898 | $471,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,591 | $470,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,495 | $469,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 102,579 | $467,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 15,082 | $465,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,287 | $459,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,395 | $455,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,557 | $451,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,725 | $451,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,630 | $448,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 90,312 | $448,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,985 | $447,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,467 | $439,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 32,407 | $436,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,210 | $432,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 12,170 | $429,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,802 | $428,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,073 | $419,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,200 | $409,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,940 | $406,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 15,578 | $403,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,661 | $401,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 18,225 | $397,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 15,225 | $394,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,192 | $393,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,631 | $391,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,603 | $389,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 10,050 | $387,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $386,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,150 | $383,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 6,087 | $382,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,290 | $381,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 32,618 | $379,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 5,223 | $377,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,412 | $376,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,737 | $373,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,125 | $372,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 32,125 | $372,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,769 | $364,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,650 | $362,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 19,200 | $361,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 8,120 | $356,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,163 | $354,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,317 | $351,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,251 | $350,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 61,536 | $349,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 12,000 | $348,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,730 | $348,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 8,928 | $348,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 13,134 | $346,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,315 | $343,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,112 | $338,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,354 | $338,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 79,950 | $338,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,938 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,800 | $331,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,215,000 | $327,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 4,950 | $319,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,750 | $317,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,590 | $316,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 13,625 | $316,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,197 | $316,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,400 | $300,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,730 | $298,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 33,381 | $293,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,310 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,007 | $291,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,480 | $290,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,429 | $286,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,567 | $280,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,690 | $279,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,778 | $278,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,842 | $277,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,800 | $274,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,500 | $274,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,237 | $273,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,500 | $270,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,858 | $269,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,084 | $267,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,850 | $266,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,555 | $266,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,505 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,624 | $263,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 6,387 | $262,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,550 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,315 | $258,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,369 | $256,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 35,150 | $256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,400 | $255,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,996 | $250,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,000 | $250,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,130 | $248,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,250 | $247,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,755 | $246,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 24,653 | $246,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,934 | $245,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,164 | $244,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,275 | $243,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,167 | $243,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,800 | $239,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,246 | $238,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 8,454 | $238,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,511 | $238,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,055 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,581 | $238,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 610 | $237,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,450 | $237,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $236,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,177 | $231,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,959 | $231,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,802 | $231,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,800 | $230,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,326 | $229,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,076 | $227,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 139,252 | $226,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,750 | $225,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 521 | $224,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,016 | $223,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,000 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,070 | $221,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,438 | $219,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 45,777 | $219,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,200 | $219,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,495 | $216,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,770 | $216,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,025 | $215,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,262 | $215,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,926 | $215,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,660 | $214,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,235 | $213,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,996 | $213,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 14,175 | $213,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 15,200 | $212,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,458 | $210,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,542 | $210,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 610 | $209,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 46,750 | $208,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 40,225 | $207,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 659 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,701 | $204,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 14,350 | $203,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,100 | $202,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,840 | $202,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,700 | $202,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,225 | $201,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,096 | $198,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 120,968 | $192,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,149 | $183,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 81,000 | $162,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 15,250 | $160,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,000 | $158,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 45,600 | $147,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 211,080 | $147,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,725 | $132,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,434 | $129,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,000 | $127,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,700 | $124,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 16,050 | $116,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,676 | $115,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 30,922 | $115,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,500 | $113,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 11,807 | $107,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,700 | $103,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 15,885 | $86,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,438 | $69,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,000 | $67,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,000 | $66,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 23,950 | $62,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 23,750 | $60,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,100 | $50,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,300 | $43,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $42,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,080 | $30,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,325 | $24,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,980 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001419 | this filing | 2019-05-10 | acceptance time not in the bulk data set |