13F-HR/A filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-05-10, with 184 holding rows worth $630,171,000.
- Accession
- 0001085146-19-001415
- Filer
- CIK 1569356
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type restatement, 184 entries on the cover page, a total value of $630,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $630,171,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 619,338 | $154,785,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,736,572 | $101,007,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,925,264 | $29,079,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,324,908 | $28,766,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,721,125 | $28,234,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,088,321 | $15,476,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 145,935 | $15,117,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 306,079 | $14,765,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 315,112 | $13,038,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,025,800 | $11,889,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 52,133 | $10,620,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 1,029,195 | $10,035,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 679,990 | $8,461,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 126,433 | $7,092,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,990 | $6,872,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 685,885 | $6,530,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,185,103 | $6,080,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 42,791 | $5,827,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 38,011 | $5,684,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 88,845 | $5,318,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 52,894 | $4,927,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 86,023 | $4,904,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,082 | $4,713,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,000 | $4,643,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 85,772 | $4,584,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 139,905 | $4,580,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,806 | $3,977,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 4,000 | $3,923,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 37,635 | $3,894,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,789 | $3,881,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 208,436 | $3,485,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 34,800 | $3,442,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 67,654 | $3,287,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,000 | $3,153,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 64,100 | $3,104,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 27,307 | $3,094,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 32,908 | $3,039,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 48,092 | $3,013,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 220,000 | $2,819,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 66,228 | $2,556,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 112,323 | $2,525,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 85,013 | $2,483,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 46,932 | $2,163,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 112,519 | $2,126,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 255,050 | $2,072,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 56,742 | $1,827,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 19,765 | $1,759,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 98,800 | $1,595,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 1,500 | $1,481,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 199,340 | $1,417,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 54,475 | $1,398,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,800 | $1,365,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4,000 | $1,360,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 85,000 | $1,343,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 27,721 | $1,331,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 150,000 | $1,271,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 32,220 | $1,242,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 27,552 | $1,199,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 18,098 | $1,190,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 49,830 | $1,183,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 106,023 | $1,126,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 54,901 | $1,121,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24,348 | $1,048,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 67,227 | $1,037,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 55,700 | $1,016,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 226,857 | $973,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,559 | $971,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 39,000 | $952,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 100,000 | $940,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 132,800 | $913,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 97,000 | $884,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 130,000 | $882,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 8,663 | $880,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,447 | $866,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 100,000 | $860,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 223,850 | $859,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,771 | $857,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 190,000 | $855,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,300 | $841,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 70,000 | $825,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 42,377 | $783,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 40,000 | $721,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,000 | $697,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 40,000 | $694,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 75,000 | $662,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,448 | $616,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,000 | $579,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 50,000 | $565,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 33,000 | $546,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 56,200 | $529,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,296 | $509,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 30,900 | $459,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 100,000 | $451,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 50,000 | $446,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 60,000 | $407,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 5,400 | $400,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 50,000 | $395,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 42,500 | $394,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 14,500 | $377,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,366 | $366,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,000 | $357,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,311 | $354,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 15,000 | $343,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 9,000 | $341,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,727 | $329,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 240,000 | $328,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 51,600 | $327,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 142,000 | $309,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 67,400 | $307,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 57,200 | $274,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 46,101 | $252,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,393 | $241,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,600 | $212,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 160,000 | $210,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 70,700 | $210,000 | thousands by filing date | call |
| KKR & CO INC | 48251W104 | COM | 10,511 | $206,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,100 | $190,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,200 | $185,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 50,000 | $178,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,700 | $174,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 21,000 | $174,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 80,000 | $174,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,234 | $161,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $157,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100,000 | $156,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,333 | $147,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 33,200 | $146,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,302 | $142,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 5,205 | $141,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 40,000 | $130,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 100,000 | $124,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 70,000 | $123,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 80,000 | $105,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,704 | $104,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,000 | $98,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100,000 | $98,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 618 | $95,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 11,000 | $83,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 722 | $81,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $81,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25,000 | $74,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 3,558 | $73,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,647 | $66,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 39,500 | $65,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 24,000 | $64,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 20,900 | $62,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 150,900 | $60,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 52,000 | $60,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 25,000 | $47,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 14,700 | $41,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,500 | $36,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,677 | $35,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $33,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 57,200 | $33,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 14,700 | $33,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 40,000 | $31,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 458 | $25,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,200 | $24,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 26,600 | $15,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 40,000 | $12,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 24,000 | $11,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 11,000 | $11,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 40,000 | $10,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25,000 | $8,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 148 | $8,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,600 | $7,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,000 | $7,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 67,400 | $7,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 2,000 | $6,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,400 | $5,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 110,000 | $4,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 5,000 | $3,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 100,000 | $3,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 15,000 | $3,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 25,000 | $3,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 133,100 | $2,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,000 | $2,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 60,000 | $2,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 75,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KKR & CO INC | 48251W104 | COM | 11,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 80,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000817 | superseded | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001415 | this filing | 2019-05-10 | acceptance time not in the bulk data set |