13F-HR/A filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2019-05-06, with 529 holding rows worth $735,284,000.
- Accession
- 0001085146-19-001374
- Filer
- CIK 1607239
- Filed
- 2019-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, amendment of type restatement, 529 entries on the cover page, a total value of $735,284,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $735,284,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $139,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,741 | $135,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,979 | $126,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,550 | $109,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,000 | $107,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,800 | $101,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 28,903 | $91,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,800 | $88,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,800 | $80,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 24,000 | $64,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,300 | $61,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,163 | $60,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 14,250 | $50,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 47,200 | $40,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 29,150 | $38,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,800 | $35,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 72,200 | $34,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 59,000 | $16,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,000 | $13,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $9,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $7,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 12,000 | $7,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 13,800 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $4,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,500 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 1,100 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 200 | $1,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001308 | superseded | 2019-05-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001374 | this filing | 2019-05-06 | acceptance time not in the bulk data set |