13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-06, with 176 holding rows worth $320,795,000.
- Accession
- 0001085146-19-001363
- Filer
- CIK 1569356
- Filed
- 2019-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 176 entries on the cover page, a total value of $320,795,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $320,795,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,107,275 | $45,354,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,034,675 | $35,078,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,068 | $24,795,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,438,968 | $22,030,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,049,886 | $21,415,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,654,273 | $18,566,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 13,000 | $14,973,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,000,643 | $12,448,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 297,023 | $12,089,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 10,000 | $10,530,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 372,000 | $9,546,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 69,616 | $8,069,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,932,023 | $7,689,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 680,185 | $5,652,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30,500 | $5,565,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,000 | $5,097,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 27,386 | $3,864,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,004 | $3,569,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 205,936 | $3,260,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,108 | $2,517,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,776 | $2,162,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 89,300 | $2,136,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 16,163 | $2,014,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 14,678 | $1,896,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,266 | $1,878,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 160,000 | $1,779,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 8,190 | $1,487,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 106,023 | $1,425,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,800 | $1,400,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 8,047 | $1,221,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 84,400 | $1,070,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 16,400 | $1,000,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 275,390 | $994,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 109,433 | $940,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,289 | $916,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,946 | $895,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,300 | $874,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200,000 | $860,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 9,669 | $852,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25,000 | $809,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 11,403 | $791,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 23,089 | $754,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,861 | $693,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,520 | $692,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,700 | $616,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 18,100 | $608,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,300 | $601,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,100 | $598,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,768 | $598,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,627 | $584,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,622 | $542,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,686 | $538,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 97,000 | $519,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 2,695 | $489,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 11,165 | $464,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,000 | $456,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 12,000 | $439,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 83,800 | $427,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10,032 | $420,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 60,000 | $402,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 50,000 | $401,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 85,000 | $381,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 2,335 | $373,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,214 | $365,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 40,000 | $360,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 6,585 | $349,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,790 | $319,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 29,147 | $319,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 100,000 | $318,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 11,072 | $275,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24,600 | $250,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,100 | $232,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 231,100 | $231,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 90,000 | $227,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 80,000 | $226,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 100,000 | $225,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 20,000 | $220,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 48,000 | $215,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,000 | $213,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 67,500 | $213,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 1,761 | $213,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,300 | $207,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,875 | $205,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,565 | $192,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 25,000 | $189,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,000 | $184,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 40,600 | $182,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 1,705 | $180,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,360 | $160,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 204,900 | $148,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 3,403 | $135,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $122,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 869 | $113,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 5,405 | $105,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 50,000 | $104,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 350 | $100,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 33,100 | $98,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 51,000 | $97,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,100 | $97,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 8,000 | $94,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 53,600 | $92,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 25,000 | $91,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 140,000 | $90,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 25,700 | $78,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 165,000 | $78,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,025 | $75,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,300 | $73,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,231 | $70,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 55,000 | $69,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 60,000 | $68,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 60,000 | $66,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 50,000 | $63,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,800 | $59,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 40,000 | $58,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 20,400 | $55,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 70,100 | $55,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,485 | $52,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 70,100 | $52,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 50,000 | $51,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 100,000 | $50,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,600 | $46,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 25,000 | $46,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 56,200 | $43,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $41,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 600 | $40,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,455 | $40,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,000 | $34,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,000 | $33,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 8,800 | $33,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 3,000 | $29,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 719 | $29,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 40,000 | $27,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $27,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 5,400 | $26,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 20,000 | $24,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $23,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 28,900 | $21,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 15,000 | $20,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 25,000 | $18,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 36,600 | $18,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 181 | $17,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,800 | $16,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 53,500 | $16,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $15,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 97,200 | $15,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,000 | $13,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 50,000 | $11,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100,000 | $11,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $10,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 52 | $9,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $9,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 6,000 | $9,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 122,000 | $9,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 22,100 | $8,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 500 | $8,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 25,000 | $7,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,700 | $7,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $7,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 1,100 | $7,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 60 | $5,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 100,000 | $5,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 40,000 | $5,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 191,700 | $5,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 40,000 | $4,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 32,800 | $4,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 6,000 | $4,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 60,000 | $3,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 60,000 | $3,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 5,400 | $2,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,100 | $2,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 15,400 | $2,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $1,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 2,100 | $1,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001363 | this filing | 2019-05-06 | acceptance time not in the bulk data set |