13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-06, with 1,151 holding rows worth $3,078,823,000.
- Accession
- 0001085146-19-001356
- Filer
- CIK 1534468
- Filed
- 2019-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,151 entries on the cover page, a total value of $3,078,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,078,823,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,658 | $225,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,631 | $225,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 6,109 | $224,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,465 | $224,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,324 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,921 | $224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,479 | $222,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,550 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,293 | $221,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,416 | $221,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 34,467 | $221,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,509 | $220,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,837 | $219,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,230 | $219,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 17,816 | $219,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 10,271 | $219,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,683 | $218,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 9,950 | $218,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,225 | $218,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 765 | $217,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,542 | $217,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,350 | $217,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 19,327 | $216,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 6,809 | $216,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 4,420 | $216,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,578 | $215,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,150 | $215,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 19,957 | $214,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,201 | $213,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,573 | $211,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,481 | $211,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,212 | $210,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,050 | $210,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,755 | $209,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 23,458 | $209,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,829 | $208,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,473 | $208,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,180 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,508 | $208,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,764 | $208,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,133 | $208,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,089 | $208,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,459 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,729 | $207,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,871 | $206,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,970 | $206,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 8,336 | $206,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,346 | $205,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 10,080 | $205,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,089 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,350 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,792 | $204,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 397 | $203,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,822 | $203,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 24,003 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,095 | $201,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 5,358 | $201,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,025 | $200,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,918 | $200,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 6,983 | $200,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,948 | $200,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,257 | $200,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,000 | $200,000 | thousands by filing date | principal |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 6,645 | $200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,727 | $198,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 89,500 | $198,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 20,002 | $194,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,716 | $193,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 62,086 | $193,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,640 | $191,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,469 | $188,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 25,927 | $188,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 32,769 | $186,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 13,648 | $186,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,293 | $181,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,083 | $179,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,605 | $174,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 46,103 | $173,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 22,900 | $172,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,955 | $172,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,606 | $166,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 258,850 | $163,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 14,998 | $163,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,090 | $160,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,607 | $155,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,853 | $153,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,182 | $153,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,500 | $152,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,215 | $151,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,250 | $148,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,121 | $147,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,111 | $142,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 20,400 | $139,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 23,181 | $138,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,137 | $138,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,009 | $135,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,539 | $133,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,451 | $133,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,008 | $131,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,172 | $129,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,393 | $123,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,087 | $120,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 13,005 | $117,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,804 | $112,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 14,658 | $108,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,850 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,800 | $106,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 66,545 | $106,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 25,000 | $105,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 21,223 | $102,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,235 | $98,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,800 | $97,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,021 | $96,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,800 | $95,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,744 | $90,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,305 | $89,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,600 | $89,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,455 | $84,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,211 | $78,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,840 | $76,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 12,500 | $74,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 11,500 | $70,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,796 | $69,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,010 | $65,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 16,775 | $64,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,964 | $63,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 11,900 | $63,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 19,500 | $60,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 142,500 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,150 | $53,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,333 | $52,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 29,413 | $42,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,665 | $41,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,000 | $39,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,728 | $35,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,200 | $31,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 34,000 | $24,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 15,000 | $23,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 26,979 | $19,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 19,000 | $19,000 | thousands by filing date | principal |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 17,000 | $17,000 | thousands by filing date | principal |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 11,421 | $16,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 16,000 | $16,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 13,876 | $14,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 14,000 | $14,000 | thousands by filing date | principal |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 13,400 | $13,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $6,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 14,000 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $4,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001356 | this filing | 2019-05-06 | acceptance time not in the bulk data set |