13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-01, with 721 holding rows worth $1,519,596,000.
- Accession
- 0001085146-19-001308
- Filer
- CIK 1607239
- Filed
- 2019-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 721 entries on the cover page, a total value of $1,519,596,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,519,596,000 with VALUE read as thousands by filing date, 13F file number 028-16128. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,400 | $376,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,024 | $372,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,200 | $372,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 15,400 | $372,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,518 | $368,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 21,100 | $368,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,224 | $366,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 64,468 | $364,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,800 | $364,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,702 | $362,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,750 | $360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 6,152 | $358,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,250 | $354,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,732 | $354,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,944 | $354,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,318 | $350,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,238 | $348,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,888 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 20,070 | $346,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,630 | $344,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,252 | $344,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 10,700 | $344,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,010 | $344,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 13,200 | $344,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,358 | $342,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,700 | $340,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,300 | $340,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,068 | $336,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,728 | $336,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,292 | $334,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,000 | $332,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,076 | $330,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,632 | $326,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,510 | $326,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,736 | $326,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,454 | $326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 11,800 | $324,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,610 | $322,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,418 | $322,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 25,000 | $322,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,520 | $320,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 156,996 | $320,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 23,100 | $320,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 58,854 | $320,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,530 | $318,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,870 | $316,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,320 | $314,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,600 | $314,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,200 | $314,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,684 | $314,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,192 | $312,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 9,050 | $312,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,308 | $312,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,600 | $310,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,498 | $310,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,608 | $308,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,404 | $308,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,730 | $308,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 10,010 | $308,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,822 | $306,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,944 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,560 | $306,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 20,896 | $306,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 14,750 | $298,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,956 | $296,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,462 | $294,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 11,500 | $294,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 15,800 | $292,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 12,000 | $292,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,908 | $292,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,980 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,860 | $290,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,100 | $290,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 18,178 | $290,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,416 | $288,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,350 | $288,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 68,264 | $288,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 9,750 | $286,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 9,000 | $286,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,850 | $284,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,110 | $284,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,300 | $282,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,000 | $282,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,398 | $280,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,000 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,102 | $278,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 20,000 | $278,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,482 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 12,018 | $274,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,584 | $274,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,560 | $274,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,400 | $274,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,194 | $272,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,648 | $272,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 17,352 | $272,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 27,482 | $270,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,560 | $268,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,790 | $264,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,430 | $264,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,234 | $260,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 8,784 | $260,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,432 | $258,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,200 | $258,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,270 | $256,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,714 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,010 | $252,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $252,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 13,538 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,280 | $252,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 29,958 | $252,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,364 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,692 | $250,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,866 | $248,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,710 | $248,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,200 | $248,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,176 | $248,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 9,200 | $248,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 602 | $246,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,112 | $244,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,198 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,040 | $244,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,000 | $240,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,316 | $238,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,244 | $234,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,752 | $232,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,564 | $230,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,616 | $230,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,816 | $228,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,654 | $226,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,894 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,902 | $226,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,000 | $224,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,000 | $224,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,200 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 6,260 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,920 | $220,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,232 | $220,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,540 | $218,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,100 | $218,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,200 | $218,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,856 | $216,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,526 | $216,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,160 | $216,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,122 | $216,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,000 | $216,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,290 | $214,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 6,000 | $214,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 14,000 | $214,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 40,000 | $214,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,834 | $212,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,150 | $210,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,500 | $210,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 6,978 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,764 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,500 | $210,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,500 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,422 | $208,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,134 | $206,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,800 | $206,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,348 | $206,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,268 | $204,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,170 | $204,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,430 | $204,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,214 | $204,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 43,600 | $202,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,324 | $200,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,210 | $200,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 16,500 | $198,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,760 | $198,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10,354 | $192,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,564 | $188,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,000 | $182,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 57,806 | $182,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,934 | $180,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,890 | $176,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 25,600 | $176,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,900 | $170,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,600 | $160,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,200 | $160,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,164 | $146,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,700 | $134,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 48,000 | $128,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 10,428 | $128,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 13,000 | $128,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 12,600 | $126,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 20,600 | $122,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 44,326 | $120,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,894 | $118,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,500 | $108,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 28,500 | $100,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,000 | $96,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 94,400 | $80,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,678 | $76,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 58,300 | $76,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 21,600 | $70,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 144,400 | $68,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,000 | $64,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,540 | $56,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 14,000 | $56,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,270 | $52,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,000 | $48,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,000 | $48,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 11,000 | $40,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,000 | $38,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,000 | $34,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 11,000 | $32,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 118,000 | $32,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,000 | $26,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,000 | $22,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 800 | $18,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 32,000 | $14,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 24,000 | $14,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 27,600 | $12,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 11,000 | $12,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $8,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 21,000 | $8,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 2,200 | $2,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 400 | $2,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 2,000 | $2,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 400 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001308 | this filing | 2019-05-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001374 | base | 2019-05-06 | acceptance time not in the bulk data set |