13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-19, with 127 holding rows worth $205,546,000.
- Accession
- 0001085146-19-001199
- Filer
- CIK 1053994
- Filed
- 2019-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 127 entries on the cover page, a total value of $205,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,546,000 with VALUE read as thousands by filing date, 13F file number 028-12760. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 127,120 | $22,839,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 912,237 | $19,193,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 510,771 | $14,864,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 392,911 | $14,616,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 645,940 | $10,174,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 267,025 | $9,337,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 375,068 | $5,641,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 423,600 | $5,502,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 175,800 | $5,397,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 466,375 | $5,336,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 326,626 | $5,108,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 393,600 | $3,936,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 64,338 | $3,470,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 322,557 | $2,874,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,287 | $2,714,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 187,500 | $2,570,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 413,374 | $2,555,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 281,915 | $2,507,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,138 | $2,435,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 2,098,773 | $2,435,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 235,000 | $2,190,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 107,500 | $2,153,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 103,350 | $1,942,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 258,353 | $1,829,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 371,010 | $1,807,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 31,150 | $1,789,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16,952 | $1,761,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 45,458 | $1,715,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,178,797 | $1,592,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 47,788 | $1,532,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 24,500 | $1,386,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 57,100 | $1,331,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 55,000 | $1,273,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,430 | $1,258,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 222,809 | $1,172,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 55,000 | $1,140,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,230 | $1,114,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 250 | $1,071,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,535 | $1,051,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 10,900 | $1,015,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,736 | $1,004,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,199 | $992,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 11,000 | $935,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,667 | $932,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,819 | $925,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 43,199 | $864,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 100,000 | $802,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 56,075 | $761,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 17,200 | $748,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,656 | $739,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 12,000 | $727,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 35,950 | $707,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 42,368 | $651,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 66,000 | $582,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,563 | $578,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,565 | $503,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,310 | $500,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,327 | $493,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,726 | $488,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 29,000 | $485,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,700 | $475,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 89,990 | $464,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 15,000 | $461,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,655 | $452,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 31,955 | $430,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,596 | $424,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 9,570 | $415,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,000 | $406,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,651 | $406,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,100 | $399,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,612 | $394,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,459,800 | $388,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 7,166 | $382,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 19,734 | $379,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,000 | $364,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,000 | $360,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,443 | $359,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,257 | $343,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,157 | $337,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,977 | $333,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,400 | $332,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,003 | $331,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,722 | $329,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 144,587 | $329,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,000 | $328,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,029 | $318,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 18,460 | $313,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,245 | $300,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 168 | $299,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,350 | $296,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,500 | $284,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,473 | $282,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,650 | $279,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 18,641 | $264,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 10,500 | $259,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,282 | $252,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 880 | $251,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,100 | $249,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,100 | $235,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,064 | $232,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,208 | $229,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,507 | $225,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,000 | $222,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,300 | $214,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,055 | $212,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,125 | $210,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $204,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,200 | $200,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 716 | $200,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,000 | $186,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,500 | $180,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,300 | $169,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,000 | $147,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 26,294 | $138,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,000 | $127,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 24,000 | $122,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 113,650 | $104,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 34,900 | $102,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,041 | $100,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,000 | $74,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,400 | $59,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 365,000 | $43,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,000 | $20,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,850 | $17,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,720 | $12,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 27,112 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001199 | this filing | 2019-04-19 | acceptance time not in the bulk data set |