13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-18, with 228 holding rows worth $111,940,000.
- Accession
- 0001085146-19-001196
- Filer
- CIK 1631353
- Filed
- 2019-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 228 entries on the cover page, a total value of $111,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,940,000 with VALUE read as thousands by filing date, 13F file number 028-16362. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 108,524 | $4,954,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 111,829 | $4,952,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 404,903 | $4,306,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 323,755 | $4,082,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 14,118 | $3,427,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 18,918 | $2,938,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18,674 | $2,840,000 | thousands by filing date | |
| VTI | 922908769 | COM | 21,283 | $2,836,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 227,898 | $2,741,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 45,915 | $2,460,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 226,286 | $2,360,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,679 | $2,273,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 194,114 | $2,269,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 57,802 | $1,798,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 87,306 | $1,713,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 109,178 | $1,412,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 159,100 | $1,398,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 58,197 | $1,313,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 121,327 | $1,280,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 115,650 | $1,179,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 68,975 | $1,129,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 85,739 | $1,097,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 78,008 | $1,073,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,691 | $1,022,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,482 | $996,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 99,175 | $987,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 137,773 | $967,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 52,162 | $960,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,806 | $908,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 66,975 | $895,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 33,394 | $863,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 63,599 | $856,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 135,000 | $804,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 64,759 | $797,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,129 | $769,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 90,500 | $764,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 49,397 | $735,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 73,900 | $734,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 41,112 | $690,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 51,007 | $675,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 10,133 | $667,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 52,300 | $647,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 81,850 | $646,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 66,400 | $645,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 26,484 | $626,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 48,186 | $616,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,257 | $571,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,419 | $561,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 56,000 | $561,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 55,325 | $558,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 39,900 | $556,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 40,572 | $544,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 17,847 | $540,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 31,500 | $538,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 45,405 | $536,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 69,117 | $534,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,238 | $532,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 58,281 | $500,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,794 | $489,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,421 | $481,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 34,000 | $479,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 38,084 | $468,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 43,020 | $463,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,101 | $462,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 49,002 | $462,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 45,675 | $460,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,553 | $445,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,118 | $444,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 26,341 | $434,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 30,102 | $434,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,825 | $431,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 151,775 | $424,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,781 | $422,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,415 | $396,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,177 | $390,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 39,881 | $385,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 54,150 | $380,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 30,875 | $378,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 34,216 | $377,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,244 | $375,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 15,000 | $374,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,915 | $371,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 39,120 | $368,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 27,738 | $363,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 30,687 | $361,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 29,881 | $359,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,949 | $352,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,316 | $348,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 36,965 | $345,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,599 | $343,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 13,576 | $340,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,275 | $339,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 42,178 | $334,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 31,106 | $327,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 34,357 | $324,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,730 | $320,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 32,250 | $317,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 23,917 | $312,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,772 | $310,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,719 | $307,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,698 | $299,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,949 | $297,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,514 | $297,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,000 | $296,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,483 | $295,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 29,150 | $293,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 28,650 | $290,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,793 | $288,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,400 | $288,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 22,723 | $288,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,696 | $287,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,477 | $270,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,250 | $264,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,084 | $263,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 26,646 | $262,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,439 | $259,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,060 | $258,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 25,225 | $258,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 29,397 | $257,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 25,825 | $255,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,236 | $254,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 17,112 | $252,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 25,050 | $251,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,822 | $250,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,535 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,941 | $247,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 29,975 | $247,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,925 | $244,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 991 | $241,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,600 | $238,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 39,998 | $235,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,956 | $233,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,235 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,295 | $229,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,332 | $224,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,076 | $221,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,926 | $219,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 93,804 | $217,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 21,384 | $217,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,766 | $216,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,011 | $209,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,013 | $206,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 20,725 | $204,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 14,158 | $203,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 45,916 | $188,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 41,137 | $182,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 26,288 | $181,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 18,250 | $179,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 230,796 | $175,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,699 | $174,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 23,430 | $164,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 11,700 | $163,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 15,650 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,993 | $151,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 15,225 | $150,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 14,750 | $149,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 11,024 | $148,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 14,275 | $147,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,900 | $144,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,300 | $140,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 17,785 | $132,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,573 | $130,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,150 | $130,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,418 | $127,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,844 | $126,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,225 | $89,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 30,122 | $70,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 27,100 | $65,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 26,710 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 110,093 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 207,914 | $43,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OPES ACQUISITION CORP | 68373P100 | COM | 19,450 | $41,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 44,797 | $27,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,125 | $26,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 38,434 | $24,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 82,000 | $24,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 55,125 | $19,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 25,068 | $19,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 43,791 | $17,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 62,476 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 411,801 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 30,960 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 263,785 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 70,819 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 35,796 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287564 | SELECT US REIT | 54,728 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 117,078 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 20,927 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 49,442 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 26,006 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 153,772 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 11,298 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,629 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 13,786 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 18,206 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 41,479 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 31,697 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,045 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 26,675 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 76,168 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 34,488 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 79,708 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 44,382 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 34,396 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 36,399 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Chevron Corporation | 166764100 | COM | 11,731 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 10,577 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,306 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 22,548 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287101 | S&P 100 ETF | 11,204 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 14,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 22,300 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,582 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENUINE PARTS CO COM | 372460105 | Stock | 10,103 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,883 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 19,900 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 14,345 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 47,771 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,218 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 35,988 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DORMAN PRODS INC | 258278100 | COM | 13,065 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 27,383 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 15,555 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 40,662 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001196 | this filing | 2019-04-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001274 | base | 2019-04-29 | acceptance time not in the bulk data set |