13F-HR filed by Transform Wealth, LLC
Transform Wealth, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-12, with 165 holding rows worth $538,304,000.
- Accession
- 0001085146-19-001171
- Filer
- CIK 1682266
- Filed
- 2019-04-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 165 entries on the cover page, a total value of $538,304,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $538,304,000 with VALUE read as thousands by filing date, 13F file number 028-17533. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 76,270 | $21,545,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 131,175 | $15,471,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,037,301 | $14,294,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 67,314 | $12,786,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 65,806 | $11,342,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 100,244 | $11,301,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 91,841 | $10,197,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 188,297 | $10,112,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 170,923 | $9,228,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,887 | $9,111,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 36,841 | $9,109,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 41,817 | $7,970,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 55,164 | $7,866,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 44,302 | $7,798,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 25,642 | $7,711,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 119,064 | $7,408,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 26,876 | $7,162,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 95,768 | $7,120,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 66,834 | $6,765,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 83,828 | $6,753,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 31,087 | $6,245,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 44,323 | $6,196,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 153,554 | $6,139,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21,785 | $5,963,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 59,029 | $5,868,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 61,954 | $5,835,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 30,548 | $5,803,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 98,086 | $5,800,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 133,433 | $5,667,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 105,435 | $5,610,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 42,200 | $5,572,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 283,077 | $5,395,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,010 | $5,360,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,494 | $5,273,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 53,122 | $5,216,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 163,489 | $5,215,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 27,035 | $5,188,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 97,463 | $5,176,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,243 | $4,994,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 61,883 | $4,987,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 99,400 | $4,916,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 89,554 | $4,810,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 16,525 | $4,742,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 57,875 | $4,728,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,178 | $4,604,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 54,698 | $4,593,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 94,900 | $4,574,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 25,549 | $4,574,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 41,700 | $4,502,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 89,113 | $4,467,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 96,093 | $4,305,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 159,754 | $4,242,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 83,806 | $4,190,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 45,514 | $4,182,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 49,440 | $3,968,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 85,202 | $3,964,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 89,200 | $3,900,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 77,100 | $3,888,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 35,500 | $3,880,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 434,006 | $3,832,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 56,857 | $3,796,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 38,352 | $3,740,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 43,660 | $3,704,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 132,029 | $3,643,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 63,379 | $3,556,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,257 | $3,377,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 57,620 | $3,207,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 13,431 | $3,175,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,291 | $3,094,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12,666 | $3,067,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 41,000 | $2,913,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 99,592 | $2,898,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 16,046 | $2,896,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 38,177 | $2,864,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 44,891 | $2,840,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 110,162 | $2,832,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 53,400 | $2,708,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,154 | $2,595,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,853 | $2,559,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 130,959 | $2,545,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 44,710 | $2,383,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39,284 | $2,351,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 25,750 | $2,318,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 23,579 | $2,267,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 20,605 | $2,256,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 60,499 | $2,251,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 43,500 | $2,184,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 16,575 | $2,161,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 24,445 | $2,125,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 19,376 | $2,055,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 67,094 | $2,032,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 25,305 | $2,029,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 78,225 | $1,924,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 29,608 | $1,907,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,426 | $1,738,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,054 | $1,723,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,734 | $1,651,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,186 | $1,619,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 22,295 | $1,588,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 28,586 | $1,583,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,326 | $1,580,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 35,448 | $1,496,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 14,266 | $1,418,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 7,000 | $1,379,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 112,364 | $1,347,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 22,900 | $1,184,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,485 | $1,182,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,024 | $1,128,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,505 | $1,083,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,800 | $1,078,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 34,329 | $1,054,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,298 | $990,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,931 | $955,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,900 | $902,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 32,600 | $892,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,204 | $874,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 16,402 | $857,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,801 | $833,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 15,000 | $778,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,646 | $758,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 10,279 | $740,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,872 | $704,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,040 | $701,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,370 | $699,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,080 | $692,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,277 | $653,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,563 | $587,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,750 | $554,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,670 | $542,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,117 | $498,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,063 | $480,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 13,058 | $465,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,200 | $446,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,819 | $428,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 765 | $346,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,900 | $335,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,626 | $324,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,510 | $320,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,223 | $318,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,865 | $314,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,960 | $306,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,621 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,917 | $291,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,956 | $283,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,952 | $269,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,599 | $266,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 150 | $262,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,036 | $252,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,504 | $251,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,590 | $237,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,412 | $231,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,350 | $229,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,100 | $214,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,090 | $212,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,100 | $200,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 17,582 | $169,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,378 | $152,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,000 | $115,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 205,481 | $115,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,700 | $107,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 700 | $95,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,355 | $93,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,700 | $86,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,500 | $63,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 106,245 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001171 | this filing | 2019-04-12 | acceptance time not in the bulk data set |