13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-15, with 1,069 holding rows worth $2,531,298,000.
- Accession
- 0001085146-19-000975
- Filer
- CIK 1512647
- Filed
- 2019-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,069 entries on the cover page, a total value of $2,531,298,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,531,298,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,631 | $137,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,500 | $136,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 14,071 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,681 | $134,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,315 | $132,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,476 | $132,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $127,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,331 | $125,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 123,000 | $123,000 | thousands by filing date | principal |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,610 | $122,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,000 | $122,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,467 | $121,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 11,580 | $117,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 11,225 | $116,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,148 | $113,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 18,643 | $110,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,491 | $110,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,805 | $109,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,552 | $109,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,998 | $108,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 24,385 | $108,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,075 | $106,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,085 | $106,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 23,818 | $104,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 32,400 | $102,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,124 | $100,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 20,146 | $100,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $99,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 26,871 | $97,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,447 | $95,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 40,000 | $95,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 19,244 | $94,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 25,000 | $91,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,000 | $89,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 14,536 | $85,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,463 | $81,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 23,694 | $79,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,057 | $78,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,707 | $77,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,713 | $73,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,460 | $71,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,474 | $67,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,371 | $63,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 18,650 | $58,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,000 | $52,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,475 | $51,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,751 | $50,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 50,000 | $50,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,729 | $49,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,677 | $46,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,212 | $46,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,685 | $42,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,950 | $40,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,309 | $38,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,324 | $37,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,150 | $37,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,276 | $35,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,000 | $35,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,500 | $33,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,335 | $30,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 36,000 | $26,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,900 | $22,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 19,000 | $22,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 35,000 | $22,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,442 | $20,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 46,891 | $18,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $16,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 12,742 | $14,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 11,300 | $7,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000975 | this filing | 2019-02-15 | acceptance time not in the bulk data set |