13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 1,367 holding rows worth $12,324,677,000.
- Accession
- 0001085146-19-000833
- Filer
- CIK 61227
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,666 entries on the cover page, a total value of $12,324,677,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,324,677,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATALENT INC USD 0.01 | 148806102 | COM | 26,251 | $819,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,075 | $816,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 8,796 | $816,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 46,200 | $811,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 20,059 | $809,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 26,609 | $801,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 42,330 | $800,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 55,427 | $800,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 849,000 | $798,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 83,642 | $797,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 58,442 | $797,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 51,940 | $796,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 60,775 | $793,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 52,500 | $779,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,255,000 | $777,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 38,568 | $776,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,933 | $773,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 29,679 | $771,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 10,654 | $771,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 7,561 | $762,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 51,655 | $756,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 24,053 | $755,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 12,000 | $754,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,426 | $753,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 807,000 | $753,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 436,000 | $741,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 15,200 | $736,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 41,945 | $735,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 12,300 | $732,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 830,000 | $731,000 | thousands by filing date | principal |
| TOWER INTL INC | 891826109 | COM | 30,740 | $731,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 41,549 | $730,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 41,901 | $728,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 26,200 | $725,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 62,164 | $723,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 35,453 | $723,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 14,981 | $719,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 16,470 | $718,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 209,882 | $715,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 36,100 | $715,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7,300 | $714,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 550,000 | $713,000 | thousands by filing date | principal |
| TECH DATA CORP | 878237106 | COM | 8,700 | $712,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 27,941 | $712,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 74,105 | $710,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 57,875 | $709,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 49,737 | $708,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 8,562 | $706,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 19,826 | $704,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $703,000 | thousands by filing date | principal |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 53,500 | $700,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 19,337 | $699,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19,325 | $693,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 11,879 | $693,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 12,853 | $693,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 825,000 | $693,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 120,268 | $689,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 685,000 | $685,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 685,000 | $683,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 15,705 | $680,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 15,635 | $679,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 16,483 | $677,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 12,500 | $675,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 45,400 | $674,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 16,059 | $672,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 20,877 | $672,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 53,526 | $671,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 11,000 | $670,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 620,000 | $669,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 20,900 | $667,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 9,100 | $667,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 33,518 | $667,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 8,900 | $665,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 41,775 | $662,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 16,991 | $662,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 44,900 | $662,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 42,600 | $660,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 20,400 | $659,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 27,100 | $657,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 48,776 | $657,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 41,200 | $655,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 38,236 | $654,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 31,331 | $654,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 42,900 | $651,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,115 | $624,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 23,975 | $622,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 30,800 | $619,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 22,500 | $615,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,600 | $612,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,395 | $611,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 32,700 | $609,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 14,388 | $609,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 30,813 | $609,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,349 | $606,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 42,293 | $604,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,731 | $602,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 38,800 | $601,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 32,100 | $600,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,301 | $599,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 9,401 | $598,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 41,805 | $597,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 59,600 | $589,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,128 | $584,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 5,430 | $583,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6,632 | $577,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 14,911 | $577,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 33,479 | $576,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 40,031 | $573,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 45,300 | $571,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 195,819 | $569,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,130 | $561,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 737,000 | $559,000 | thousands by filing date | principal |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 22,474 | $558,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 16,127 | $554,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,400 | $553,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 29,975 | $551,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 523,000 | $551,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 562,000 | $549,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 26,466 | $547,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 12,762 | $543,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 17,785 | $542,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 22,679 | $542,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 560,000 | $539,000 | thousands by filing date | principal |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 15,492 | $538,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 5,393 | $536,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 590,000 | $535,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 23,400 | $532,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 12,433 | $531,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 50,919 | $528,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 82,476 | $528,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 32,205 | $520,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 14,425 | $519,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 39,474 | $519,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 35,200 | $518,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 12,300 | $516,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 8,700 | $514,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 380,000 | $514,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 50,800 | $511,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 51,097 | $511,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 30,900 | $507,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 7,600 | $505,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 19,129 | $505,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 8,515 | $500,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 580,000 | $500,000 | thousands by filing date | principal |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 52,485 | $498,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 45,700 | $497,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 20,000 | $494,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 45,126 | $489,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 500,000 | $488,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,983 | $487,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 12,322 | $482,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,792 | $481,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 7,496 | $478,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 48,292 | $475,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 20,927 | $473,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,900 | $472,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 20,592 | $469,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,750 | $466,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 39,100 | $464,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 37,256 | $462,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 22,500 | $461,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 27,982 | $461,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 90,030 | $460,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 18,200 | $459,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,400 | $459,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 70,001 | $459,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 28,322 | $458,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,281 | $454,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 59,493 | $453,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,605 | $452,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 39,349 | $452,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 28,301 | $450,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 30,057 | $450,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,800 | $448,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 625,000 | $447,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 18,357 | $447,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 10,383 | $446,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 33,002 | $446,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 21,200 | $445,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 16,496 | $445,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 66,880 | $438,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,800 | $438,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 600,000 | $437,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 29,674 | $435,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,190 | $433,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 22,038 | $430,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,321 | $428,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 23,400 | $426,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 17,600 | $425,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 34,300 | $422,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 106,700 | $422,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 7,061 | $421,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 440,000 | $421,000 | thousands by filing date | principal |
| J JILL INC | 46620W102 | COM | 78,711 | $420,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 55,371 | $416,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,831 | $415,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 9,857 | $414,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 50,900 | $411,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,100 | $411,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 31,351 | $410,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 33,000 | $409,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,200 | $407,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 14,800 | $404,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 30,744 | $403,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 31,029 | $402,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 38,814 | $393,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 30,459 | $388,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,400 | $386,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 10,900 | $386,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,795 | $384,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 23,400 | $383,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 805,000 | $383,000 | thousands by filing date | principal |
| FONAR CORP | 344437405 | COM NEW | 18,757 | $380,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 227,551 | $378,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 48,499 | $378,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,000 | $376,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,000 | $373,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 450,000 | $372,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,800 | $366,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 7,000 | $364,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 7,100 | $363,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 7,000 | $363,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 23,500 | $363,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,048 | $358,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 117,081 | $353,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,200 | $352,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 6,200 | $352,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 17,400 | $351,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 27,700 | $350,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 32,900 | $348,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 23,840 | $347,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 14,000 | $347,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 375,000 | $345,000 | thousands by filing date | principal |
| RYERSON HLDG CORP | 783754104 | COM | 54,319 | $344,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 9,000 | $334,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 7,800 | $333,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,853 | $328,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 10,027 | $323,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 29,231 | $323,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 66,110 | $317,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 11,600 | $316,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 37,997 | $312,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,200 | $311,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 7,155 | $309,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,900 | $307,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,600 | $304,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,792 | $302,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,300 | $301,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 33,518 | $297,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 33,902 | $297,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 12,200 | $295,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 9,579 | $295,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 13,413 | $293,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 135,200 | $293,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 82 | $290,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,561 | $289,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 32,600 | $289,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 18,644 | $288,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,796 | $284,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 740 | $283,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 6,708 | $281,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,109 | $279,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 98,406 | $278,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 17,629 | $274,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 157,600 | $272,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 8,558 | $271,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,289 | $269,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,087 | $268,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,151 | $266,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 12,453 | $265,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 11,153 | $264,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,696 | $261,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 39,300 | $260,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 27,100 | $255,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 13,700 | $250,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,327 | $249,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 24,600 | $246,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,000 | $245,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,500 | $244,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 15,292 | $244,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,000 | $241,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 22,092 | $240,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 55,711 | $239,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,400 | $236,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 48,500 | $236,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 38,200 | $234,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 50,600 | $234,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 11,967 | $233,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 32,403 | $232,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,518 | $231,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,183 | $228,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,700 | $227,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 6,300 | $226,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 14,300 | $226,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,700 | $225,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 36,400 | $225,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 15,900 | $223,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,730 | $223,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 9,000 | $222,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 9,654 | $221,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,900 | $220,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,900 | $219,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,409 | $211,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,600 | $210,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 4,400 | $208,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 17,531 | $208,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 21,200 | $206,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,792 | $206,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,936 | $206,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,700 | $203,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 5,000 | $202,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,400 | $201,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 11,457 | $200,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 28,237 | $200,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 24,200 | $198,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 44,400 | $196,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 15,000 | $195,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 19,800 | $193,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,401 | $189,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 26,600 | $188,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,300 | $185,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,700 | $183,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,000 | $183,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 24,100 | $176,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 157,000 | $176,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 18,000 | $175,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,349 | $171,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,048 | $168,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 15,331 | $168,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,000 | $167,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,189 | $166,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 18,057 | $163,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 10,600 | $162,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,315 | $162,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 31,749 | $161,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,100 | $157,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 36,800 | $152,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 15,500 | $150,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 13,405 | $140,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 71,800 | $138,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,902 | $136,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 19,400 | $131,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,481 | $128,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 38,440 | $123,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 330,219 | $121,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,000 | $115,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 16,706 | $112,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,300 | $110,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 17,953 | $105,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 19,300 | $104,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 26,500 | $96,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 20,118 | $95,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 39,300 | $92,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 31,184 | $90,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,560 | $89,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 177,321 | $86,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 16,800 | $79,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 16,870 | $75,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 25,500 | $67,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,000 | $59,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 24,600 | $58,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,488 | $58,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 12,700 | $48,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,000 | $44,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 35,800 | $44,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,300 | $42,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,304 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000833 | this filing | 2019-02-14 | acceptance time not in the bulk data set |