13F-HR filed by OXFORD ASSET MANAGEMENT LLP
OXFORD ASSET MANAGEMENT LLP filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 1,727 holding rows worth $3,509,327,000.
- Accession
- 0001085146-19-000796
- Filer
- CIK 1438284
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,727 entries on the cover page, a total value of $3,509,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,509,327,000 with VALUE read as thousands by filing date, 13F file number 028-13149. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,844 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 14,755 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 8,312 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 73,713 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PITNEY BOWES INC COM | 724479100 | Stock | 35,100 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 26,526 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 7,567 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,122 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 48,019 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,686 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 14,023 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 5,755 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 23,849 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,155 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 5,277 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,216 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVECTRA CORP | 67075N108 | COM | 12,173 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,212 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHEAST BANCORP | 663904209 | COM | 11,808 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTORBIO INC | 76133L103 | COM | 22,933 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARVINAS INC | 04335A105 | COM | 15,214 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 27,328 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Akoustis Technologies Inc | 00973N102 | COM | 39,009 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 34,272 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,965 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 23,230 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 16,708 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMMI INC SHS NEW | G33277107 | Stock | 46,913 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOGO INC | 38046C109 | COM | 63,214 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 15,149 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 51,425 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,711 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBBEY INC | 529898108 | COM | 48,063 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 18,046 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOS INC | 83570H108 | COM | 18,859 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,837 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 31,439 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Collier Creek Holdings | G22707106 | COM | 19,000 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,667 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 77,622 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 58,555 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,776 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 1,985,000 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 1,190,200 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 16,345 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 13,179 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 23,579 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 136,468 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 84,870 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 32,108 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET ELEMENT INC | 64111R300 | COM | 30,661 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARBORONE BANCORP INC | 41165F101 | COM | 10,962 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 23,158 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 18,137 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 305,391 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V104 | COM | 13,540 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 23,927 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 116,234 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 63,959 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPHTHOTECH CORP | 683745103 | COM | 139,823 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 56,955 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 22,670 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 21,075 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,721 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 42,043 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 25,892 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 53,374 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 12,403 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMART & FINAL STORES INC | 83190B101 | COM | 33,108 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,662 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 570,000 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 13,057 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYB ED INC | 74979W101 | ADR | 26,144 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 121,523 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 37,344 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 500,000 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 22,749 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 20,010 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC | 91822J103 | COM NEW | 91,247 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 212,036 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,439 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 42,236 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,586 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326102 | COM | 94,293 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 30,803 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,173 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 570,000 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 42,231 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 178,216 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 581,250 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIMINI STR INC DEL | 76674Q107 | COM | 199,800 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 24,874 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ObsEva SA | H5861P103 | COM | 10,843 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 91,533 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOO HLDG LTD | 81367P101 | ADR | 15,112 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 188,041 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 28,043 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 38,357 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551308 | COM NEW | 58,488 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,645 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 22,446 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 101,014 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 10,179 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNERWORKINGS INC | 45773Y105 | COM | 33,452 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 12,876 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 15,276 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 61,012 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK ENERGY INC | 846511103 | CL A COM | 16,270 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITEAID CORP | 767754104 | COM | 169,490 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 22,042 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 411,759 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,794 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 28,469 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 40,833 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 44,361 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 20,152 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 77,439 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 52,044 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICOS FAS INC | 168615102 | COM | 19,854 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 16,883 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEBONZ HLDG LTD | G7457R106 | ORD SHS | 53,920 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 24,593 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 315,000 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 440,000 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 40,170 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 115,409 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 59,705 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATASYS INC | 149049504 | COM PAR | 10,945 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fte Networks Inc | 30283R402 | COM | 43,980 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 102,148 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 57,055 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,416 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 12,051 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 12,179 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 30,455 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 62,884 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 39,877 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 14,359 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 15,097 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOOP INDS INC | 543518104 | COM | 11,706 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUE BIOPHARMA INC | 22978P106 | COM | 19,438 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 260,000 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 36,260 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 15,976 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 51,621 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 270,000 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y800 | COM | 106,697 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 65,129 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 39,096 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVIDSTEA INC | 238661102 | COM | 72,123 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIFTPIXY INC | 82452L104 | COM | 44,434 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 43,703 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 15,547 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 64,115 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 242,540 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 58,457 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,851 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 22,241 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANTECH HLDGS LTD | G8675X107 | COM | 40,510 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 37,275 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 345,000 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 18,145 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUXIN LTD | 74704P108 | ADS | 11,577 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 45,556 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVEVE MED INC | 92852W204 | COM NEW | 62,186 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,432 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Arsanis Inc | 042873109 | COM | 27,555 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 28,090 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 18,792 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 35,501 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 86,919 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDL CORP | 384278115 | Stock | 150,000 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA RES INC COM | 777385105 | Stock | 26,622 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COOL HLDGS INC | 21640C105 | COM | 30,538 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 510,000 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 39,805 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 23,467 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMAAASH ENTERTAINMENT INC | 831550116 | *W EXP 05/22/202 | 329,900 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 530,800 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 10,215 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 19,026 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 11,531 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 62,185 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 31,400 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPIXON | 45790J503 | COM PAR | 14,940 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC DEL | 40052B207 | COM NEW | 60,293 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 41,829 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,503 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 22,161 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 31,798 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 49,521 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,331 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 43,714 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 32,107 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 34,590 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 24,171 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 105,000 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 200,000 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 26,156 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3PEA INTL INC | 88579C109 | COM | 11,046 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396406 | COM PAR | 19,385 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 43,670 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 46,162 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 190,875 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,226 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 10,709 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 15,895 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 14,998 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 195,000 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 15,330 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 12,935 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUSION CONNECT INC | 36116X102 | COM | 15,208 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 30,778 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 17,456 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 30,076 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 24,982 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 11,508 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEBONZ HLDG LTD | G7457R114 | *W EXP 12/19/202 | 103,600 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 29,930 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,969 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 18,220 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 75,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 11,535 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 14,577 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 27,165 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 23,936 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 13,428 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000796 | this filing | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001734 | added | 2019-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-002370 | added | 2019-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-003030 | added | 2019-11-15 | acceptance time not in the bulk data set |