13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 320 holding rows worth $903,420,000.
- Accession
- 0001085146-19-000755
- Filer
- CIK 1466538
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 363 entries on the cover page, a total value of $903,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $903,420,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCOWEN & COMPANY, LLC028-04125
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Investment Management LLC028-13626
- included managerMargate Capital Management LP028-18662
- included managerRAMIUS ADVISORS LLC028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOX CORP CLASS B | 90130A200 | COM | 1,358,640 | $64,916,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 284,331 | $49,940,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,927,779 | $46,054,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 513,656 | $37,185,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 912,146 | $27,884,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 192,324 | $25,373,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 597,902 | $25,106,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 459,843 | $21,107,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 833,197 | $19,663,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 270,174 | $17,186,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 657,597 | $16,203,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 858,204 | $14,435,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 198,594 | $14,305,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,835,243 | $13,808,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 475,316 | $12,772,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 169,055 | $11,925,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,111,111 | $11,111,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,016,746 | $10,573,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,039,318 | $10,528,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 242,115 | $10,210,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 809,600 | $10,152,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 983,757 | $10,015,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,000,000 | $10,000,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 474,838 | $9,801,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 41,219 | $9,325,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 896,824 | $8,789,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 858,790 | $8,656,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 225,540 | $8,300,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32,238 | $8,057,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 98,929 | $7,680,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 53,692 | $7,354,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 51,700 | $7,090,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,757 | $7,061,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 688,226 | $7,013,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 161,543 | $6,649,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 673,237 | $6,647,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 655,020 | $6,629,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 647,758 | $6,238,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 118,960 | $6,216,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 125,645 | $6,085,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 542,800 | $5,727,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 693,473 | $5,610,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 31,172 | $5,550,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 119,190 | $5,211,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 514,997 | $5,145,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 129,126 | $5,050,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 97,550 | $4,619,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 138,428 | $4,429,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 41,877 | $4,227,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,808,000 | $4,070,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 67,570 | $3,944,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 402,466 | $3,944,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 167,365 | $3,905,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 44,979 | $3,852,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 366,448 | $3,704,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 127,107 | $3,638,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 817,395 | $3,597,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 188,389 | $3,560,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,338 | $3,512,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 94,500 | $3,404,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 145,619 | $3,326,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,694 | $3,258,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 78,000 | $3,202,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 300,338 | $3,124,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 64,367 | $3,097,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 53,300 | $3,088,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 130,200 | $3,064,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 296,667 | $2,990,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 140,000 | $2,985,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 282,860 | $2,963,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 280,274 | $2,915,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 288,154 | $2,907,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 83,886 | $2,856,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 286,425 | $2,818,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 20,425 | $2,781,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 169,934 | $2,736,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 185,600 | $2,721,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 255,500 | $2,721,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 887,000 | $2,661,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 270,677 | $2,639,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 402,000 | $2,617,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 257,049 | $2,617,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 455,000 | $2,599,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,899 | $2,547,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 64,247 | $2,546,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 29,362 | $2,520,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 35,409 | $2,461,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 659,019 | $2,419,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 107,019 | $2,221,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 21,567 | $2,220,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 75,600 | $2,186,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,678 | $2,158,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,000 | $2,145,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 210,791 | $2,118,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 200,940 | $2,073,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 851,414 | $2,060,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 198,222 | $1,986,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 199,845 | $1,962,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 44,858 | $1,950,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 35,200 | $1,898,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 173,999 | $1,806,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 36,000 | $1,759,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 173,376 | $1,732,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 105,581 | $1,730,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 35,000 | $1,710,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 42,890 | $1,708,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 28,587 | $1,616,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 158,240 | $1,598,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 107,500 | $1,537,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 150,300 | $1,521,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 71,400 | $1,492,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 136,250 | $1,457,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 212,409 | $1,442,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 140,024 | $1,418,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 136,250 | $1,391,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 18,200 | $1,334,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,300 | $1,320,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,000 | $1,304,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 500,000 | $1,280,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 126,000 | $1,263,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 267,765 | $1,248,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 237,500 | $1,223,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 125,536 | $1,218,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 116,290 | $1,215,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 114,359 | $1,150,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 17,900 | $1,073,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 105,999 | $1,057,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 103,851 | $1,042,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 39,993 | $1,028,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 29,357 | $1,027,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 37,500 | $1,027,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200,000 | $1,020,000 | thousands by filing date | put |
| KEMPHARM INC COM NEW | 488445107 | Stock | 566,313 | $1,008,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 100,000 | $1,000,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200,000 | $994,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 93,496 | $989,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 98,899 | $969,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 456,261 | $958,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 92,492 | $906,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 235,000 | $874,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 82,553 | $865,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $858,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 41,100 | $846,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100,000 | $840,000 | thousands by filing date | put |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 85,189 | $833,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 19,513 | $829,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 85,000 | $817,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 28,500 | $781,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,500 | $770,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,736 | $747,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 74,272 | $743,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 99,660 | $737,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 67,288 | $661,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 268,800 | $656,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 40,514 | $651,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 14,863 | $638,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 26,820 | $609,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100,502 | $581,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 35,500 | $575,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 57,100 | $571,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 57,300 | $570,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 454,078 | $569,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 14,350 | $554,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 50,000 | $525,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 90,000 | $524,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 50,000 | $515,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 51,000 | $514,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 30,000 | $506,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 11,000 | $496,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 48,419 | $488,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 898,317 | $458,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $446,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 44,186 | $443,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 45,200 | $434,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 35,092 | $430,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 37,400 | $429,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 40,721 | $417,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 463,937 | $408,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 12,200 | $402,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,128,658 | $395,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,291 | $394,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 37,700 | $387,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $378,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 474,153 | $375,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 348,675 | $373,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 37,400 | $367,000 | thousands by filing date | put |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 275,903 | $359,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,741 | $357,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 37,500 | $352,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 30,695 | $348,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 20,998 | $347,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 22,000 | $346,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 50,100 | $343,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 12,000 | $332,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 17,700 | $332,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,500 | $325,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,050 | $324,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 31,625 | $323,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 31,922 | $317,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 274,500 | $301,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 15,000 | $287,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 200,000 | $285,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 2,027 | $271,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 6,532 | $270,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 14,300 | $269,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 22,960 | $264,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 148,967 | $255,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 25,855 | $250,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 25,100 | $246,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 843,176 | $245,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 23,653 | $240,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,000 | $238,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 12,000 | $236,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,411 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,300 | $222,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 22,500 | $221,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,000 | $219,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 22,160 | $214,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 2,801 | $208,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,100 | $206,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 158,132 | $198,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 236,700 | $197,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 33,800 | $192,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 230,000 | $190,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,400 | $189,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 195,000 | $182,000 | thousands by filing date | call |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 181,587 | $176,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 370,800 | $169,000 | thousands by filing date | call |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 16,635 | $168,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,254,100 | $166,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 175,000 | $162,000 | thousands by filing date | put |
| Cigna Corporation | 125523100 | COM | 127,000 | $152,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 122,639 | $147,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 207,964 | $146,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 180,000 | $140,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 14,486 | $140,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 230,000 | $138,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 387,500 | $135,000 | thousands by filing date | call |
| CHURCHILL CAP CORP | 17142R111 | *W EXP 09/11/202 | 152,998 | $129,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 107,600 | $128,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 12,708 | $128,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 133,863 | $127,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 12,805 | $126,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,173,700 | $123,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 605,100 | $123,000 | thousands by filing date | call |
| GRAF INDL CORP | 384278115 | Stock | 303,925 | $122,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,353 | $118,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 1,652,742 | $116,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 255,200 | $115,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 11,198 | $113,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 25,000 | $110,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 94,200 | $108,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 107,900 | $98,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 313,800 | $97,000 | thousands by filing date | put |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 103,580 | $89,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 109,651 | $89,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 143,647 | $86,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 11,173 | $84,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 323,962 | $84,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 81,200 | $81,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100,000 | $75,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 80,000 | $71,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 58,805 | $71,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 50,000 | $66,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 200,014 | $66,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,000 | $64,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 169,289 | $63,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 229,174 | $57,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 75,000 | $56,000 | thousands by filing date | call |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 171,059 | $56,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 68,613 | $53,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 25,000 | $51,000 | thousands by filing date | call |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 129,457 | $49,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 224,671 | $49,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 383,790 | $44,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $42,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 302,500 | $42,000 | thousands by filing date | |
| CONCRETE PUMPING HLDGS INC | 206704116 | *W EXP 08/01/202 | 50,000 | $39,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 65,000 | $38,000 | thousands by filing date | put |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 173,156 | $36,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 50,000 | $35,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 41,061 | $34,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 176,000 | $32,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 50,000 | $32,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 31,439 | $31,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 50,000 | $29,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 350,000 | $29,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 100,000 | $27,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 45,000 | $23,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 225,000 | $22,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 174,800 | $22,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 19,316 | $22,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 125,000 | $21,000 | thousands by filing date | call |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 20,579 | $21,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 40,000 | $20,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 50,000 | $20,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 26,230 | $20,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 48,900 | $19,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 79,200 | $19,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 20,000 | $18,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 181,200 | $14,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 71,500 | $11,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 25,000 | $11,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 65,786 | $11,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 14,500 | $10,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 25,000 | $10,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 36,961 | $9,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 25,000 | $8,000 | thousands by filing date | call |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 29,212 | $8,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 40,000 | $6,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 45,100 | $5,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 30,000 | $5,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 7,200 | $4,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 10,000 | $4,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 10,410 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,099 | $4,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 440,858 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 49,669 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000755 | this filing | 2019-02-14 | acceptance time not in the bulk data set |