13F-HR filed by BROWN ADVISORY INC
BROWN ADVISORY INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 1,249 holding rows worth $29,766,493,000.
- Accession
- 0001085146-19-000694
- Filer
- CIK 1345929
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,500 entries on the cover page, a total value of $29,766,493,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,766,493,000 with VALUE read as thousands by filing date, 13F file number 028-13997. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBROWN INVESTMENT ADVISORY & TRUST CO028-04859
- included managerBrown Advisory LLC028-05775
- included managerBrown Advisory Ltd028-18857
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,426 | $392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 14,032 | $392,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 12,500 | $391,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,007 | $390,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 36,237 | $386,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,200 | $385,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,507 | $384,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 11,883 | $383,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,878 | $380,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,544 | $378,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,866 | $378,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 11,680 | $377,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,647 | $376,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 10,502 | $376,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,652 | $374,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,443 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,813 | $368,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,009 | $367,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 32,713 | $367,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,220 | $366,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 17,907 | $366,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 14,744 | $365,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,390 | $365,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 15,374 | $364,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 9,432 | $362,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,820 | $359,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,648 | $358,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,857 | $355,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,488 | $355,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 23,848 | $353,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 852,566 | $350,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,925 | $349,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 28,360 | $349,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,613 | $348,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,781 | $345,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 20,421 | $345,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,205 | $345,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 7,569 | $342,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 185,535 | $341,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 17,000 | $340,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 28,720 | $336,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,544 | $335,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 13,260 | $335,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,911 | $333,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 13,120 | $333,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,389 | $332,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,970 | $330,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,114 | $329,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 23,244 | $327,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 13,828 | $326,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 15,553 | $325,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,724 | $324,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,129 | $324,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,826 | $324,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,964 | $323,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 5,883 | $321,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 14,013 | $320,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,021 | $319,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,087 | $315,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 10,550 | $314,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 15,271 | $313,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 24,330 | $313,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,691 | $311,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 8,137 | $309,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 6,861 | $308,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,618 | $307,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 117,120 | $306,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 9,908 | $304,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 10,000 | $302,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 3,600 | $301,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 28,190 | $301,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 39,584 | $299,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 18,833 | $299,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 26,943 | $297,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 7,747 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,822 | $294,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,887 | $293,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 37,549 | $292,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,678 | $292,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,755 | $290,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 13,578 | $290,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,690 | $289,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 50,412 | $289,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,863 | $287,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,487 | $286,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,965 | $284,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,840 | $283,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 7,520 | $282,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,663 | $282,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,110 | $282,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,464 | $281,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,400 | $280,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 4,540 | $280,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,625 | $277,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,390 | $276,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 5,213 | $276,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,718 | $275,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 35,594 | $275,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,123 | $273,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,399 | $272,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 900 | $271,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,419 | $269,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 17,050 | $269,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,677 | $268,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,650 | $265,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,132 | $264,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 18,200 | $263,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 26,500 | $262,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,751 | $261,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 15,820 | $261,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,487 | $260,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 10,451 | $260,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,087 | $258,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,626 | $257,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,991 | $255,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,554 | $255,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,554 | $254,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,047 | $251,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 5,964 | $250,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,116 | $248,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,067 | $248,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,482 | $247,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 17,077 | $246,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,008 | $246,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,477 | $243,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,294 | $242,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,500 | $240,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,159 | $240,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,690 | $238,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,919 | $238,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,064 | $238,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,125 | $236,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,000 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,362 | $235,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 7,237 | $234,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,329 | $234,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 3,291 | $234,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 15,040 | $233,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 14,574 | $231,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,872 | $231,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,645 | $230,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,613 | $227,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,140 | $227,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,550 | $227,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 12,060 | $227,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,000 | $227,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,195 | $225,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,946 | $225,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,823 | $225,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 17,830 | $223,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,475 | $222,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,501 | $222,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,653 | $222,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,480 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 8,797 | $217,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,116 | $216,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 19,567 | $216,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,358 | $214,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,161 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 7,530 | $214,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,800 | $213,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,033 | $212,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 7,624 | $212,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,900 | $210,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,307 | $209,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,415 | $209,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,804 | $209,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,368 | $207,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 5,294 | $207,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 841 | $206,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,700 | $206,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,984 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,486 | $205,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,825 | $204,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,000 | $204,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,308 | $203,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 45,075 | $202,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,066 | $201,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,717 | $201,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,006 | $200,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,440 | $200,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,000 | $199,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,725 | $198,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 11,693 | $190,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,948 | $187,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 91,646 | $186,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 10,769 | $179,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 27,424 | $179,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 33,580 | $178,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,966 | $178,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 16,968 | $177,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 39,753 | $175,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 22,173 | $170,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 86,688 | $162,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 50,000 | $155,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,880 | $153,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 38,320 | $151,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,560 | $150,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,347 | $149,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,140 | $147,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,645 | $146,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26,093 | $142,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,020 | $132,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,900 | $126,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,801 | $122,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,000 | $121,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 13,287 | $115,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 74,600 | $114,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 25,200 | $107,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 73,770 | $100,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,076 | $98,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,300 | $93,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 30,332 | $86,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,673 | $77,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,332 | $77,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,547 | $76,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 30,000 | $75,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,176 | $73,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 30,000 | $70,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 24,500 | $60,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 15,029 | $58,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,779 | $56,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 32,505 | $54,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 94,694 | $53,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 14,469 | $46,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 17,832 | $46,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 97,054 | $45,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 23,682 | $42,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 25,000 | $38,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 42,500 | $36,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,519 | $34,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 26,700 | $34,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 20,882 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 60,000 | $29,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 19,649 | $28,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,207 | $27,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $26,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 14,500 | $26,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,288 | $25,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 13,541 | $25,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 20,000 | $24,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 212,947 | $24,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,475 | $15,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 10,000 | $10,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 24,900 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 29,700 | $1,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 900 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 3,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000694 | this filing | 2019-02-13 | acceptance time not in the bulk data set |