13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 1,353 holding rows worth $4,148,855,000.
- Accession
- 0001085146-19-000453
- Filer
- CIK 1567755
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,353 entries on the cover page, a total value of $4,148,855,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,148,855,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MSCI INC COM | 55354G100 | Stock | 2,157 | $318,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,538 | $318,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 16,986 | $318,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 23,020 | $317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 6,403 | $316,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,619 | $315,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,214 | $314,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,936 | $313,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 42,612 | $313,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,287 | $311,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,002 | $310,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 716 | $309,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 16,653 | $309,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,217 | $308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,849 | $308,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 20,842 | $308,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 15,367 | $307,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 24,189 | $304,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,103 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 7,520 | $302,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 12,783 | $302,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 14,950 | $302,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,489 | $301,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,174 | $299,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 45,705 | $299,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 2,538 | $297,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 18,200 | $296,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,210 | $295,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,750 | $294,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,769 | $293,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,134 | $293,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,092 | $292,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 28,372 | $292,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,038 | $292,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 7,736 | $291,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,809 | $290,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,101 | $288,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 7,596 | $288,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 11,751 | $288,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,462 | $285,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,228 | $283,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,422 | $281,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 23,500 | $280,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,085 | $280,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,446 | $279,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 20,835 | $279,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,569 | $278,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,461 | $278,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,743 | $277,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,808 | $277,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,325 | $277,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,822 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,153 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,513 | $274,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 19,440 | $274,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,218 | $273,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,239 | $272,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,671 | $271,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,899 | $270,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,679 | $270,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,516 | $269,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 19,527 | $268,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,223 | $267,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 20,197 | $266,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 20,772 | $266,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,191 | $266,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,326 | $264,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 141,132 | $264,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,514 | $263,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 11,161 | $263,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,514 | $263,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 18,623 | $261,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,115 | $261,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 6,520 | $261,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,813 | $260,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,626 | $260,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,325 | $258,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,616 | $258,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,035 | $255,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 18,710 | $255,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,742 | $255,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,170 | $254,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,833 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 19,481 | $253,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,856 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 3,035 | $253,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 13,426 | $252,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,816 | $252,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,798 | $250,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 12,214 | $250,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 39,624 | $250,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,199 | $249,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 19,478 | $249,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 30,000 | $248,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 23,769 | $247,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 26,660 | $247,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,837 | $247,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,832 | $247,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,749 | $246,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,776 | $246,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,467 | $246,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,791 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,212 | $246,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,793 | $245,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 9,196 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,558 | $245,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,900 | $245,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,541 | $244,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 62,287 | $244,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 40,114 | $244,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,393 | $243,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 10,795 | $242,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 25,797 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,728 | $242,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,385 | $240,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 11,412 | $240,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,204 | $239,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,491 | $238,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,578 | $238,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 29,124 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,135 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,686 | $237,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,574 | $237,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 20,185 | $237,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 21,301 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,245 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 6,868 | $236,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,921 | $235,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,230 | $235,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,024 | $235,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,349 | $234,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,376 | $234,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,186 | $233,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,300 | $233,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 8,364 | $233,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,482 | $232,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,779 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,731 | $231,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,675 | $231,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,107 | $230,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,624 | $230,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 34,421 | $230,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 9,200 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,061 | $230,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,189 | $229,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,206 | $229,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,531 | $228,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,643 | $227,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,465 | $226,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,521 | $225,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 802 | $225,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 20,323 | $225,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,852 | $224,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,612 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,953 | $223,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,338 | $222,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,034 | $222,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 13,231 | $222,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,804 | $221,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,208 | $221,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,614 | $221,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 18,524 | $221,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,333 | $220,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,249 | $220,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 19,040 | $220,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,347 | $219,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,465 | $219,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,259 | $217,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,912 | $217,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 17,091 | $217,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,430 | $216,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,106 | $214,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,452 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,739 | $214,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,553 | $213,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,172 | $213,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,457 | $213,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,853 | $212,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4,002 | $212,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,474 | $212,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 19,099 | $212,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 10,974 | $212,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,590 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 9,480 | $211,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,668 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,735 | $210,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 6,025 | $210,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 20,580 | $209,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,426 | $209,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 6,200 | $208,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,761 | $208,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,726 | $207,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 585 | $207,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,318 | $207,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,784 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,236 | $206,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 52,441 | $206,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,689 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,832 | $205,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,672 | $205,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,585 | $204,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,053 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,236 | $204,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,749 | $203,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,164 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,621 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,384 | $202,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 10,873 | $202,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,920 | $200,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 84,004 | $200,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,896 | $199,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,601 | $197,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 17,432 | $196,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,347 | $195,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 12,484 | $194,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 11,097 | $194,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,919 | $193,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 28,381 | $192,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,729 | $189,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,009 | $189,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 33,687 | $189,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,376 | $188,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 14,150 | $187,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,047 | $185,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 12,537 | $184,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,148 | $181,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 66,416 | $181,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 12,132 | $179,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 15,335 | $179,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,465 | $176,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 18,324 | $174,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,625 | $174,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,429 | $172,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,087 | $170,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 13,695 | $169,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,194 | $168,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,463 | $165,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 29,046 | $162,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,310 | $158,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,231 | $158,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,561 | $156,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 15,903 | $156,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,263 | $154,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 33,110 | $154,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,480 | $153,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,197 | $153,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,377 | $153,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 42,175 | $153,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,194 | $149,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,979 | $148,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 23,266 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,731 | $147,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,636 | $147,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 62,366 | $147,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,434 | $145,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 11,135 | $145,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 32,100 | $144,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,400 | $142,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,351 | $141,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 11,910 | $141,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,008 | $140,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,918 | $139,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 29,651 | $139,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,198 | $137,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,449 | $136,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,231 | $136,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,681 | $135,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,080 | $135,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,480 | $133,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,600 | $129,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,425 | $128,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,771 | $128,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 24,166 | $128,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 60,528 | $127,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,343 | $125,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,498 | $125,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,765 | $125,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 24,259 | $121,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 21,105 | $121,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,200 | $120,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 83,199 | $120,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 35,315 | $120,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,372 | $119,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,766 | $115,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,073 | $114,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 22,940 | $114,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 31,500 | $113,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,191 | $112,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,347 | $110,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 13,516 | $110,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,180 | $109,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 200,000 | $106,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 22,445 | $105,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 13,877 | $104,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,071 | $102,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 19,441 | $101,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 17,718 | $98,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 17,049 | $97,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 73,034 | $94,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,954 | $92,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,591 | $88,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 38,336 | $87,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,000 | $80,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,507 | $79,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,300 | $79,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 34,526 | $78,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,250 | $76,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 13,000 | $74,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,609 | $73,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $72,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,450 | $71,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,573 | $68,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,765 | $68,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 44,350 | $68,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 119,523 | $67,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 42,300 | $61,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,150 | $58,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,020 | $57,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,529 | $57,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,600 | $56,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,023 | $54,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,023 | $51,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 37,750 | $49,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,492 | $48,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,000 | $47,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 51,953 | $47,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 15,065 | $45,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,412 | $45,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,131 | $44,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,511 | $41,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,665 | $41,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 22,175 | $41,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 12,699 | $38,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,405 | $36,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 15,500 | $35,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,746 | $32,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,786 | $32,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 43,723 | $32,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 36,717 | $30,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 31,707 | $30,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 49,850 | $30,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,512 | $28,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,853 | $27,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,990 | $25,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,300 | $17,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 22,605 | $16,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,217 | $13,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 10,200 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,340 | $8,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 27,308 | $7,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 12,670 | $5,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,000 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 12,400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000453 | this filing | 2019-02-11 | acceptance time not in the bulk data set |