13F-HR filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 138 holding rows worth $70,545,000.
- Accession
- 0001085146-19-000446
- Filer
- CIK 1727605
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 138 entries on the cover page, a total value of $70,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $70,545,000 with VALUE read as thousands by filing date, 13F file number 028-18292. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Chevron Corporation | 166764100 | COM | 27,496 | $3,285,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,239 | $2,055,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,779 | $1,703,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 32,618 | $1,608,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,549 | $1,569,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,503 | $1,199,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,374 | $1,194,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 57,000 | $1,162,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 22,436 | $1,148,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,631 | $1,140,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 33,361 | $1,069,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,275 | $1,044,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 18,068 | $990,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,024 | $957,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 817 | $936,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,239 | $922,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 14,663 | $854,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 33,664 | $778,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 15,708 | $762,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 47,576 | $742,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 601 | $692,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 67,700 | $679,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,629 | $676,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,515 | $662,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,584 | $658,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,847 | $644,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,164 | $627,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,646 | $625,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,284 | $624,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,108 | $616,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,895 | $607,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,273 | $594,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,605 | $573,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,439 | $572,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,178 | $552,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,960 | $546,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,291 | $544,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 8,775 | $544,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,315 | $540,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 11,151 | $537,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 28,391 | $532,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,656 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,972 | $514,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,546 | $512,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 15,534 | $490,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,232 | $489,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,294 | $487,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,882 | $478,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,774 | $475,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,191 | $464,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,714 | $463,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,845 | $458,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,046 | $458,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,796 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,700 | $445,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 9,381 | $444,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8,193 | $441,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 10,470 | $440,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,565 | $439,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,016 | $421,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 9,130 | $421,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,326 | $421,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,369 | $420,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,426 | $417,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,400 | $415,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,815 | $414,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,253 | $404,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,299 | $401,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,821 | $386,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,360 | $385,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,813 | $384,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,086 | $377,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,117 | $376,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,255 | $376,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,102 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,905 | $364,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,500 | $360,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,760 | $354,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,385 | $352,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,735 | $350,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 11,150 | $350,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,849 | $348,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,000 | $345,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,375 | $345,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 7,890 | $344,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,016 | $341,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,504 | $341,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,620 | $341,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 24,085 | $338,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,731 | $335,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,379 | $331,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,561 | $329,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,583 | $329,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 13,147 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,332 | $319,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,797 | $316,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,204 | $315,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,819 | $315,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,269 | $315,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 5,961 | $314,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,190 | $313,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,280 | $313,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 42,823 | $307,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,876 | $305,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,655 | $305,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,396 | $301,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,716 | $293,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,365 | $289,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 29,448 | $287,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,087 | $286,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,383 | $278,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 770 | $274,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 4,300 | $274,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,446 | $271,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,432 | $269,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,300 | $257,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,057 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,250 | $254,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,348 | $252,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 5,163 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,274 | $250,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,458 | $249,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,453 | $248,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,332 | $240,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,750 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,836 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,638 | $231,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,389 | $221,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,587 | $219,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,311 | $216,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 841 | $214,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,224 | $213,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,240 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,850 | $205,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,839 | $203,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,800 | $189,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,250 | $149,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,179 | $143,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000446 | this filing | 2019-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-000993 | base | 2019-02-20 | acceptance time not in the bulk data set |