13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-08, with 268 holding rows worth $243,621,000.
- Accession
- 0001085146-19-000437
- Filer
- CIK 1533954
- Filed
- 2019-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 268 entries on the cover page, a total value of $243,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,621,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 54,305 | $8,566,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,657 | $6,995,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 24,993 | $5,654,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 16,800 | $5,418,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,006 | $4,998,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 48,665 | $4,092,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,029 | $3,543,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,103 | $3,518,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 135,007 | $3,325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 65,798 | $3,189,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,517 | $3,140,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 68,791 | $3,094,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 19,607 | $3,025,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 59,673 | $2,988,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 55,090 | $2,946,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 53,883 | $2,923,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 35,917 | $2,799,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 33,538 | $2,779,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,764 | $2,760,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,429 | $2,676,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 28,666 | $2,523,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 42,283 | $2,450,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 83,522 | $2,383,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 42,241 | $2,367,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,127 | $2,269,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,102 | $2,262,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,233 | $2,204,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,135 | $2,129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 23,946 | $2,106,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 30,480 | $2,048,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,183 | $1,990,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30,757 | $1,981,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,805 | $1,886,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 45,318 | $1,879,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,773 | $1,847,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 9,182 | $1,727,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 69,264 | $1,650,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 17,612 | $1,635,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 13,215 | $1,557,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 14,952 | $1,519,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 44,247 | $1,480,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 9,765 | $1,470,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16,175 | $1,438,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 55,402 | $1,410,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,167 | $1,352,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,292 | $1,338,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 14,813 | $1,319,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 21,591 | $1,274,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,715 | $1,264,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,224,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 31,829 | $1,215,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 27,287 | $1,194,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,498 | $1,190,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,702 | $1,187,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 38,842 | $1,181,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,541 | $1,176,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 16,541 | $1,165,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 26,883 | $1,161,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 13,222 | $1,153,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 26,932 | $1,141,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,555 | $1,134,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 21,639 | $1,128,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,952 | $1,119,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,675 | $1,115,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 23,515 | $1,107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 39,484 | $1,098,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,687 | $1,096,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 43,895 | $1,084,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,082 | $1,071,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 122,505 | $1,069,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,911 | $1,033,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,719 | $1,028,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,231 | $997,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 29,082 | $990,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,650 | $977,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 11,733 | $972,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,888 | $961,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 56,055 | $959,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 17,613 | $932,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,709 | $920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 64,361 | $909,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,896 | $898,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 34,282 | $882,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 504 | $868,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,329 | $866,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 29,787 | $856,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 16,732 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 39,505 | $847,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,988 | $826,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,321 | $824,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,086 | $788,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 168,020 | $776,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 41,238 | $775,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 25,014 | $772,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 16,506 | $772,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,382 | $764,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 16,123 | $764,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,893 | $762,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 23,233 | $761,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,890 | $759,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 16,661 | $759,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,457 | $747,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,996 | $745,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 16,844 | $738,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 47,051 | $733,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 21,417 | $730,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,354 | $716,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 43,296 | $698,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,123 | $695,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,001 | $692,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 11,005 | $686,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,970 | $680,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 14,047 | $676,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 34,689 | $664,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,839 | $660,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 25,957 | $657,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 24,374 | $650,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 15,268 | $649,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,412 | $647,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 484,565 | $644,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,823 | $615,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 12,592 | $615,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 9,886 | $614,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 18,841 | $613,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,158 | $603,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,531 | $596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 18,818 | $595,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 25,757 | $591,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,457 | $586,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,170 | $572,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,822 | $559,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 21,651 | $556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 4,872 | $554,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,027 | $551,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 39,233 | $551,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 20,760 | $549,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,200 | $545,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 19,201 | $539,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,150 | $533,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,763 | $531,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 8,311 | $524,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,468 | $521,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 13,600 | $516,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,921 | $508,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,955 | $508,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 8,492 | $507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 14,735 | $505,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 15,435 | $504,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,838 | $501,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,766 | $493,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,110 | $493,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,987 | $482,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 27,624 | $480,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,641 | $477,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 16,055 | $469,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,158 | $460,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,206 | $450,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 13,140 | $449,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 28,181 | $446,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,070 | $443,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 16,358 | $442,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,485 | $434,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,248 | $433,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 33,015 | $423,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,239 | $418,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 16,866 | $412,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,727 | $409,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 9,900 | $406,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,590 | $404,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,972 | $398,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,487 | $397,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 19,172 | $391,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 10,521 | $390,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,372 | $390,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,286 | $389,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 6,419 | $382,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 20,518 | $380,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 6,610 | $375,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,714 | $373,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,801 | $367,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,262 | $358,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,576 | $352,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,277 | $349,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,794 | $344,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,390 | $337,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 11,177 | $336,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8,234 | $333,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 20,549 | $328,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 15,152 | $327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 11,415 | $322,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,468 | $321,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,589 | $318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 11,354 | $313,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,727 | $308,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 12,315 | $306,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 20,959 | $302,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,226 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 11,070 | $292,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 2,588 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 5,934 | $290,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,235 | $289,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 6,104 | $287,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,853 | $283,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,440 | $283,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,470 | $281,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 42,749 | $280,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 13,691 | $280,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,998 | $276,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 951 | $271,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 10,104 | $269,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 19,092 | $269,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 10,535 | $260,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,870 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 13,355 | $257,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 17,503 | $255,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,905 | $255,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,036 | $254,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,214 | $249,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,218 | $245,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 40,300 | $242,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12,632 | $238,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,211 | $237,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,122 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,427 | $235,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 40,644 | $233,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,773 | $232,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,928 | $231,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,423 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,151 | $224,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,355 | $222,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,325 | $221,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 15,751 | $221,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,227 | $218,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 6,860 | $218,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,780 | $214,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,676 | $214,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,662 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,663 | $212,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 11,146 | $208,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 35,841 | $207,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,286 | $204,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,468 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,280 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,950 | $184,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,454 | $178,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,756 | $169,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 21,366 | $158,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,619 | $143,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,417 | $141,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,208 | $131,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,364 | $129,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,491 | $128,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,501 | $126,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,137 | $120,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,710 | $119,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,535 | $114,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,000 | $109,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 100,000 | $100,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,754 | $89,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,200 | $72,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,280 | $64,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,003 | $63,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 10,000 | $45,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $19,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $11,000 | thousands by filing date | put |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 10,000 | $10,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 54,200 | $4,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 44,800 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000437 | this filing | 2019-02-08 | acceptance time not in the bulk data set |